0001411207-13-000111.txt : 20130702 0001411207-13-000111.hdr.sgml : 20130702 20130702205623 ACCESSION NUMBER: 0001411207-13-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 13950726 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-30 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Chairman, President & CEO Common Stock 2013-06-30 4 M 0 100000 A 199282 D Common Stock 2013-06-30 4 F 0 46351 23.08 D 152931 D Common Stock 2013-06-30 4 M 0 772 A 153703 D Common Stock 2013-06-30 4 F 0 359 23.08 D 153344 D Restricted Stock Units 2013-06-30 4 M 0 100000 0 D Common Stock 100000 140000 D Dividend Equivalent Rights 2013-06-30 4 M 0 772 0 D Common Stock 772 1286 D Settlement of restricted stock units ("RSUs"). On December 21, 2012, the reporting person was granted 240,000 RSUs, vesting in two installments as follows: 100,000 on June 30, 2013 and 140,000 on December 15, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. Eric C. Scroggins, attorney-in-fact 2013-07-02