0001411207-14-000173.txt : 20140718 0001411207-14-000173.hdr.sgml : 20140718 20140718160629 ACCESSION NUMBER: 0001411207-14-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140716 FILED AS OF DATE: 20140718 DATE AS OF CHANGE: 20140718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Sharon L. CENTRAL INDEX KEY: 0001543488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 14982734 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-07-16 0001411207 Allison Transmission Holdings Inc ALSN 0001543488 Dean Sharon L. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Quality and Reliability Common Stock 2014-07-16 4 M 0 16034 12.66 A 27229 D Common Stock 2014-07-16 4 M 0 1566 16.88 A 28795 D Common Stock 2014-07-16 4 S 0 17600 31.8774 D 11195 D Common Stock 2014-07-17 4 M 0 25100 16.88 A 36295 D Common Stock 2014-07-17 4 S 0 25100 32.0381 D 11195 D Employee Stock Option (right to buy) 12.66 2014-07-16 4 M 0 16034 0 D 2017-09-30 Common Stock 16034 0 D Employee Stock Option (right to buy) 16.88 2014-07-16 4 M 0 1566 0 D 2017-09-30 Common Stock 1566 25100 D Employee Stock Option (right to buy) 16.88 2014-07-17 4 M 0 25100 0 D 2017-09-30 Common Stock 25100 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.8500 to $31.9500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.8500 to $32.2100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2014-07-18