0001411207-14-000173.txt : 20140718
0001411207-14-000173.hdr.sgml : 20140718
20140718160629
ACCESSION NUMBER: 0001411207-14-000173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140716
FILED AS OF DATE: 20140718
DATE AS OF CHANGE: 20140718
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dean Sharon L.
CENTRAL INDEX KEY: 0001543488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 14982734
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-07-16
0001411207
Allison Transmission Holdings Inc
ALSN
0001543488
Dean Sharon L.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Quality and Reliability
Common Stock
2014-07-16
4
M
0
16034
12.66
A
27229
D
Common Stock
2014-07-16
4
M
0
1566
16.88
A
28795
D
Common Stock
2014-07-16
4
S
0
17600
31.8774
D
11195
D
Common Stock
2014-07-17
4
M
0
25100
16.88
A
36295
D
Common Stock
2014-07-17
4
S
0
25100
32.0381
D
11195
D
Employee Stock Option (right to buy)
12.66
2014-07-16
4
M
0
16034
0
D
2017-09-30
Common Stock
16034
0
D
Employee Stock Option (right to buy)
16.88
2014-07-16
4
M
0
1566
0
D
2017-09-30
Common Stock
1566
25100
D
Employee Stock Option (right to buy)
16.88
2014-07-17
4
M
0
25100
0
D
2017-09-30
Common Stock
25100
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.8500 to $31.9500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.8500 to $32.2100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in five equal annual installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2014-07-18