0001094891-19-000224.txt : 20191106
0001094891-19-000224.hdr.sgml : 20191106
20191106182154
ACCESSION NUMBER: 0001094891-19-000224
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191106
FILED AS OF DATE: 20191106
DATE AS OF CHANGE: 20191106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaPenta Robert V Jr
CENTRAL INDEX KEY: 0001543405
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39125
FILM NUMBER: 191197632
MAIL ADDRESS:
STREET 1: C/O ASTON CAPITAL
STREET 2: 177 BROAD ST., 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LGL Systems Acquisition Corp.
CENTRAL INDEX KEY: 0001777946
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 834599446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 165 W. LIBERTY ST.
STREET 2: SUITE 220
CITY: RENO
STATE: NV
ZIP: 89501
BUSINESS PHONE: (775) 393-9113
MAIL ADDRESS:
STREET 1: 165 W. LIBERTY ST.
STREET 2: SUITE 220
CITY: RENO
STATE: NV
ZIP: 89501
FORMER COMPANY:
FORMER CONFORMED NAME: MTRON Systems Acquisition Corp.
DATE OF NAME CHANGE: 20190528
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2019-11-06
0
0001777946
LGL Systems Acquisition Corp.
DFNSU
0001543405
LaPenta Robert V Jr
C/O LGL SYSTEMS ACQUISITION CORP.
165 W. LIBERTY ST., SUITE 220
RENO
NV
89501
0
1
0
0
EVP & Chief Financial Officer
Class B Common Stock
Class A Common Stock
4312500
I
By LGL Systems Acquisition Holding Company, LLC
Warrant
11.50
Class A Common Stock
4750000
I
By LGL Systems Acquisition Holding Company, LLC
The Class B Common Stock will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.
Includes up to 562,500 founder shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the over-allotment option in full.
The shares and warrants are owned directly by LGL Systems Acquisition Holding Company, LLC (the "Sponsor"). LGL Systems Nevada Management Partners LLC is the managing member of the Sponsor. The reporting person is a manager of LGL Systems Nevada Management Partners LLC and will be one of five people to approve actions of the Sponsor. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
Includes Warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the Sponsor irrevocably committed to purchase. Does not include up to 450,000 additional Warrants which the Sponsor irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overallotment option in full.
Each warrant will become exercisable on the later of 30 days after the completion of an initial business combination or November 6, 2020.
Each warrant will expire five years after the completion of an initial business combination.
/s/ Robert LaPenta, Jr.
2019-11-06