0001094891-19-000224.txt : 20191106 0001094891-19-000224.hdr.sgml : 20191106 20191106182154 ACCESSION NUMBER: 0001094891-19-000224 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191106 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaPenta Robert V Jr CENTRAL INDEX KEY: 0001543405 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39125 FILM NUMBER: 191197632 MAIL ADDRESS: STREET 1: C/O ASTON CAPITAL STREET 2: 177 BROAD ST., 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LGL Systems Acquisition Corp. CENTRAL INDEX KEY: 0001777946 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 834599446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 165 W. LIBERTY ST. STREET 2: SUITE 220 CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: (775) 393-9113 MAIL ADDRESS: STREET 1: 165 W. LIBERTY ST. STREET 2: SUITE 220 CITY: RENO STATE: NV ZIP: 89501 FORMER COMPANY: FORMER CONFORMED NAME: MTRON Systems Acquisition Corp. DATE OF NAME CHANGE: 20190528 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2019-11-06 0 0001777946 LGL Systems Acquisition Corp. DFNSU 0001543405 LaPenta Robert V Jr C/O LGL SYSTEMS ACQUISITION CORP. 165 W. LIBERTY ST., SUITE 220 RENO NV 89501 0 1 0 0 EVP & Chief Financial Officer Class B Common Stock Class A Common Stock 4312500 I By LGL Systems Acquisition Holding Company, LLC Warrant 11.50 Class A Common Stock 4750000 I By LGL Systems Acquisition Holding Company, LLC The Class B Common Stock will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. Includes up to 562,500 founder shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the over-allotment option in full. The shares and warrants are owned directly by LGL Systems Acquisition Holding Company, LLC (the "Sponsor"). LGL Systems Nevada Management Partners LLC is the managing member of the Sponsor. The reporting person is a manager of LGL Systems Nevada Management Partners LLC and will be one of five people to approve actions of the Sponsor. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Includes Warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the Sponsor irrevocably committed to purchase. Does not include up to 450,000 additional Warrants which the Sponsor irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overallotment option in full. Each warrant will become exercisable on the later of 30 days after the completion of an initial business combination or November 6, 2020. Each warrant will expire five years after the completion of an initial business combination. /s/ Robert LaPenta, Jr. 2019-11-06