SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Barzun Brooke Brown

(Last) (First) (Middle)
850 DIXIE HWY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/11/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common 187 (1) I UTMA
Class B Common 562 (2) I UTMA
Class B Common 562 (2) I UTMA
Class B Common 1,980 (3) I Owsley Brown II IRA
Class B Common 39,447 (4) I CLB Grandchildren Eq. Tr.
Class B Common 12,895 (5) I Eleanor Lee Trusts
Class B Common 546 (6) I Hebe Exempt Trust
Class B Common 215,284 (7) I Hebe Three Limited Partnership
Class B Common 08/20/2012 W V 192,223 (8) D $0 0 I Hebe Non-Exempt Trust
Class B Common 08/20/2012 W V 64,075 A $0 64,075 I Hebe Trust fbo Brooke Barzun
Class B Common 12/19/2012 G V 43,470 D $0 20,605 I Hebe Trust fbo Brooke Barzun
Class B Common 19,200 (9) I Longview Charitable LP
Class B Common 607 (10) I Trust fbo child
Class B Common 1,561 (11) I Trust fbo child
Class B Common 1,561 (11) I Trust fbo child
Class B Common 12/24/2012 G V 146,786 A $0 147,153 (12) I Trust fbo children
Class B Common 5,109 (13) I Trust fbo Brooke Barzun
Class B Common 6,703,641 (14) I Olympus Three, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 62 additional shares of Class B common stock.
2. Includes additional 187 Class B shares issued in the August 2012 stock split.
3. Includes additional 660 Class B shares issued in the August 2012 stock split.
4. Includes additional 13,149 Class B shares issued in the August 2012 stock split.
5. Includes additional 4,298 Class B shares issued in the August 2012 stock split.
6. Includes additional 182 Class B shares issued in the August 2012 stock split.
7. Includes additional 71,761 Class B shares issued in the August 2012 stock split.
8. Includes additional 64,074 Class B shares issued in the August 2012 stock split.
9. Includes additional 6,400 Class B shares issued in the August 2012 stock split.
10. Includes additional 202 Class B shares issued in the August 2012 stock split.
11. Includes additional 520 Class B shares issued in the August 2012 stock split.
12. Includes additional 122 Class B shares issued in the August 2012 stock split.
13. Includes additional 1,703 Class B shares issued in the August 2012 stock split.
14. Includes additional 2,234,547 Class B shares issued in the August 2012 stock split.
Remarks:
Diane M. Barhorst, Atty in Fact for Brooke Brown Barzun 01/14/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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