SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Barzun Brooke Brown

(Last) (First) (Middle)
850 DIXIE HWY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/11/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 236,106 (2) D
Class A Common 2,500 (3) I Spouse
Class A Common 14,154 (4) I GRAT
Class A Common 01/10/2013 J (1) 50,371 D $63.49 203,474 (5) I BBB Revocable Trust
Class A Common 01/10/2013 J (1) 31,501 A $63.49 31,501 I BBB 2011 GRAT
Class A Common 01/10/2013 J (1) 9,813 A $63.49 9,813 I BBB 2010 GRAT
Class A Common 01/10/2013 J (1) 9,057 A $63.49 9,057 I BBB 2002 GRAT
Class A Common 101,320 (6) I Hackberry Manor LP
Class A Common 79,545 (7) I Hackberry II LP
Class A Common 60,273 (8) I Hackberry 2007 LP
Class A Common 150,000 (9) I Hackberry 2010 LLC
Class A Common 18 (10) I Eleanor Lee Trusts
Class B Common 316,837 (11) I Hebe Three Limited Partnership
Class A Common 13,063 (12) I Woodford Partners Kentucky, LLC
Class A Common 49,257 (13) I Longview Charitable LP
Class A Common 67,714 (14) I Trust fbo Owsley Brown III
Class A Common 4,704 (15) I Trust fbo child
Class A Common 8,518 (16) I Trust fbo child
Class A Common 8,518 (16) I Trust fbo child
Class A Common 1,470 (17) I Trust fbo children
Class A Common 740,610 (18) I Guilford-Brown LP
Class A Common 20,439 (19) I Trust fbo Brooke Barzun
Class A Common 3,330,115 (20) I Olympus Three LLC
Class B Common 12/24/2012 G V 97,007 D $0 27,832 (21) D
Class B Common 355 (22) I Spouse
Class B Common 07/11/2012 W V 12 A $0 49,779 (23) I BBB Revocable Trust
Class B Common 12/24/2012 G V 49,779 D $0 0 I BBB Revocable Trust
Class B Common 25,329 (24) I Hackberry Manor LP
Class B Common 19,885 (25) I Hackberry II LP
Class B Common 4,942 (26) I Hackberry 2007 LP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On January 10, 2013, the reporting person transferred shares from a revocable trust to three GRATs in which she has a pecuniary interest in exchange for cash. The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of her pecuniary interest therein.
2. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 78,702 additional shares of Class A common stock.
3. Includes additional 833 Class A shares issued in the August 2012 stock split.
4. Includes additional 4,718 Class A shares issued in the August 2012 stock split.
5. Includes additional 84,615 Class A shares issued in the August 2012 stock split.
6. Includes additional 33,773 Class A shares issued in the August 2012 stock split.
7. Includes additional 26,515 Class A shares issued in the August 2012 stock split.
8. Includes additional 20,091 Class A shares issued in the August 2012 stock split.
9. Includes additional 50,000 Class A shares issued in the August 2012 stock split.
10. Includes additional 6 Class A shares issued in the August 2012 stock split.
11. Includes additional 105,612 Class A shares issued in the August 2012 stock split.
12. Includes additional 4,354 Class A shares issued in the August 2012 stock split.
13. Includes additional 16,419 Class A shares issued in the August 2012 stock split.
14. Includes additional 22,571 Class A shares issued in the August 2012 stock split.
15. Includes additional 1,568 Class A shares issued in the August 2012 stock split.
16. Includes additional 2,839 Class A shares issued in the August 2012 stock split.
17. Includes additional 490 Class A shares issued in the August 2012 stock split.
18. Includes additional 246,870 Class A shares issued in the August 2012 stock split.
19. Includes additional 6,813 Class A shares issued in the August 2012 stock split.
20. Includes additional 1,110,038 Class A shares issued in the August 2012 stock split.
21. Includes additional 41,613 Class B shares issued in the August 2012 stock split.
22. Includes additional 118 Class B shares issued in the August 2012 stock split.
23. Includes additional 16,589 Class B shares issued in the August 2012 stock split.
24. Includes additional 8,443 Class B shares issued in the August 2012 stock split.
25. Includes additional 6,628 Class B shares issued in the August 2012 stock split.
26. Includes additional 1,647 Class B shares issued in the August 2012 stock split.
Remarks:
Diane M. Barhorst, Atty in Fact for Brooke Brown Barzun 01/14/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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