SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brown Christina Lee

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2012
3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common 171,800 D
ClassA Common 336,517 I Owsley Brown II 1994 GRAT
Class A Common 544,084 I Owsley Brown II 2001 GRAT
Class A Common 198,032 I Owsley Brown II 2002 GRAT
Class A Common 211,244.75 I Hebe Limited Partnership
Class A Common 5,725 I Driftwood Holdings Three, LLC
Class A Common 45,143 I Trust u/a Owsley Brown III
Class A Common 2,220,077 I Olympus Three LLC
Class B Common 42,793 D
Class B Common 1,320 I Owsley Brown II IRA
Class B Common 84,129 I Owsley Brown II 1994 GRAT
Class B Common 140,482 I Owsley Brown II 2001 GRAT
Class B Common 52,643 I Owsley Brown II 2002 GRAT
Class B Common 1,071,847.5 I Hebe Limited Partnership
Class B Common 1,498 I Driftwood Holdings Three, LLC
Class B Common 4,368,864 I Olympus Three, LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common 05/01/2006 04/30/2013 Non-Qualified Stock Option (right to buy) 102,960 $30.18 D
Class B Common 05/01/2007 04/30/2014 Non-Qualified Stock Option (right to buy) 82,386 $35.83 D
Class B Common 11/15/2007 04/30/2017 Stock Appreciation Right 3,332 $53.62 D
Explanation of Responses:
Remarks:
The reporting person disclaims beneficial ownership of indirectly held shares except to the extent of her pecuniary interest therein.
Diane M. Barhorst, Atty in Fact for Owsley Brown III 05/09/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.