0001179110-12-017447.txt : 20121212 0001179110-12-017447.hdr.sgml : 20121212 20121212212351 ACCESSION NUMBER: 0001179110-12-017447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISBIE RICHARD D CENTRAL INDEX KEY: 0001192362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260461 MAIL ADDRESS: STREET 1: 200 N LASALLE STREET 2: STE 1100 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER KENNETH P CENTRAL INDEX KEY: 0001192451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260460 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DHALIWAL SUNIL CENTRAL INDEX KEY: 0001354177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260462 MAIL ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Roger H CENTRAL INDEX KEY: 0001404868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260459 MAIL ADDRESS: STREET 1: 2884 SAND HILL ROAD STREET 2: SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agrawal Neeraj CENTRAL INDEX KEY: 0001532809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260464 MAIL ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExactTarget, Inc. CENTRAL INDEX KEY: 0001420850 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201367351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 NORTH MERIDIAN STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 317-423-3928 MAIL ADDRESS: STREET 1: 20 NORTH MERIDIAN STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROTTY THOMAS J CENTRAL INDEX KEY: 0001192462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260463 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TABORS R DAVID CENTRAL INDEX KEY: 0001199925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260458 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOBIN SCOTT R CENTRAL INDEX KEY: 0001199926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260457 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battery Ventures VIII lp CENTRAL INDEX KEY: 0001407201 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260466 BUSINESS ADDRESS: STREET 1: 930 Winter Str CITY: Waltham STATE: MA ZIP: 02451 BUSINESS PHONE: 781-478-6600 MAIL ADDRESS: STREET 1: 930 Winter Str CITY: Waltham STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battery Partners VIII, LLC CENTRAL INDEX KEY: 0001542631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121260465 BUSINESS ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 478-6600 MAIL ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml FORM 4 - X0306 4 2012-12-10 1 0001420850 ExactTarget, Inc. ET 0001407201 Battery Ventures VIII lp C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001542631 Battery Partners VIII, LLC C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001532809 Agrawal Neeraj C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192462 CROTTY THOMAS J C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001354177 DHALIWAL SUNIL C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192362 FRISBIE RICHARD D C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192451 LAWLER KENNETH P C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001404868 Lee Roger H C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199925 TABORS R DAVID C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199926 TOBIN SCOTT R C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 Common Stock 2012-12-10 4 J 0 1700000 0 D 5531984 I See Footnote Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VIII, L.P. ("BV VIII") and Battery Ventures VIII Side Fund, L.P. ("BV VIII SF") to the limited partners of BV VIII and the general partner of BV VIII (Battery Partners VIII, LLC, "BP VIII"), and to the limited partners of BV VIII SF and the general partner of BV VIII SF (Battery Partners VIII Side Fund, LLC, "BP VIII SF"). Of the reported securities, 685,112 shares were distributed to the limited partners of BV VIII, 164,888 shares were distributed to BP VIII, 685,112 shares were distributed to the limited partners of BV VIII SF, and 164,888 shares were distributed to BP VIII SF. Such shares distributed to BP VIII and BP VIII SF were further distributed to the members of BP VIII and BP VIII SF and shall not be deemed to be held by the Reporting Persons for the purpose of this filing. The shares reported in column 5 include 2,755,992 owned of record by Battery Ventures VIII, L.P., 2,755,992 owned of record by Battery Ventures VIII Side Fund, L.P., and 20,000 owned of record by Battery Management Company, LLC. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P., and Battery Partners VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Partners VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P. Thomas J. Crotty has sole voting and dispositive power over the shares held by Battery Management Company, LLC. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Prior to these transactions, the Reporting Persons were part of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. Due to the limit of joint filers that can be included on one form, Battery Ventures VIII, L.P., Battery Ventures VIII Side Fund, L.P., Battery Management Company, LLC, Battery Partners VIII, LLC, Battery Partners VIII Side Fund, LLC, Neeraj Agrawal, Michael M. Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kennth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such Reporting Persons. /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Battery Ventures VIII, L.P.) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Battery Partners VIII, LLC) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Neeraj Agrawal) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Thomas J. Crotty) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Sunil Dhaliwal) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Richard D. Frisbie) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Kenneth P. Lawler) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Roger H. Lee) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of R. David Tabors) 2012-12-12 /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Scott R. Tobin) 2012-12-12