0001179110-12-014296.txt : 20120919
0001179110-12-014296.hdr.sgml : 20120919
20120919174115
ACCESSION NUMBER: 0001179110-12-014296
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120917
FILED AS OF DATE: 20120919
DATE AS OF CHANGE: 20120919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRISBIE RICHARD D
CENTRAL INDEX KEY: 0001192362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100520
MAIL ADDRESS:
STREET 1: 200 N LASALLE
STREET 2: STE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAWLER KENNETH P
CENTRAL INDEX KEY: 0001192451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100519
MAIL ADDRESS:
STREET 1: C/O BATTERY VENTURE
STREET 2: 20 WILLIAM STREET SUITE 200
CITY: WELLESLEY
STATE: MA
ZIP: 02481
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DHALIWAL SUNIL
CENTRAL INDEX KEY: 0001354177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100522
MAIL ADDRESS:
STREET 1: 20 WILLIAM STREET
STREET 2: SUITE 200
CITY: WELLESLEY
STATE: MA
ZIP: 02481
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Roger H
CENTRAL INDEX KEY: 0001404868
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100521
MAIL ADDRESS:
STREET 1: 2884 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agrawal Neeraj
CENTRAL INDEX KEY: 0001532809
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100523
MAIL ADDRESS:
STREET 1: 930 WINTER STREET
STREET 2: SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ExactTarget, Inc.
CENTRAL INDEX KEY: 0001420850
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 201367351
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 NORTH MERIDIAN STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 317-423-3928
MAIL ADDRESS:
STREET 1: 20 NORTH MERIDIAN STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROTTY THOMAS J
CENTRAL INDEX KEY: 0001192462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100524
MAIL ADDRESS:
STREET 1: C/O BATTERY VENTURE
STREET 2: 20 WILLIAM STREET SUITE 200
CITY: WELLESLEY
STATE: MA
ZIP: 02481
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Battery Ventures VIII lp
CENTRAL INDEX KEY: 0001407201
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100528
BUSINESS ADDRESS:
STREET 1: 930 Winter Str
CITY: Waltham
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-478-6600
MAIL ADDRESS:
STREET 1: 930 Winter Str
CITY: Waltham
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATTERY VENTURES VIII SIDE FUND LP
CENTRAL INDEX KEY: 0001444172
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100527
BUSINESS ADDRESS:
STREET 1: C/O BATTERY VENTURES
STREET 2: 930 WINTER STREET, SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-478-6600
MAIL ADDRESS:
STREET 1: C/O BATTERY VENTURES
STREET 2: 930 WINTER STREET, SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Battery Partners VIII, LLC
CENTRAL INDEX KEY: 0001542631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100525
BUSINESS ADDRESS:
STREET 1: 930 WINTER STREET
STREET 2: SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: (781) 478-6600
MAIL ADDRESS:
STREET 1: 930 WINTER STREET
STREET 2: SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Battery Management, LLC
CENTRAL INDEX KEY: 0001545094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35461
FILM NUMBER: 121100526
BUSINESS ADDRESS:
STREET 1: 930 WINTER STREET, SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-478-6600
MAIL ADDRESS:
STREET 1: 930 WINTER STREET, SUITE 2500
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
edgar.xml
FORM 4 -
X0306
4
2012-09-17
0
0001420850
ExactTarget, Inc.
ET
0001407201
Battery Ventures VIII lp
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001444172
BATTERY VENTURES VIII SIDE FUND LP
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001545094
Battery Management, LLC
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001542631
Battery Partners VIII, LLC
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001192462
CROTTY THOMAS J
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001532809
Agrawal Neeraj
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001354177
DHALIWAL SUNIL
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001192362
FRISBIE RICHARD D
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001192451
LAWLER KENNETH P
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
0001404868
Lee Roger H
930 WINTER STREET
SUITE 2500
WALTHAM
MA
02451
0
0
1
0
Common Stock
2012-09-17
4
S
0
2576228
21.4594
D
7231984
I
See footnote
The shares reported in column 4 include 1,288,114 shares sold by Battery Ventures VIII, L.P. and 1,288,114 shares sold by Battery Ventures VIII Side Fund, L.P.
The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The shares reported in column 5 include 3,605,992 owned of record by Battery Ventures VIII Side Fund, L.P., 3,605,992 owned of record by Battery Ventures VIII, L.P., and 20,000 owned of record by Battery Management Company, LLC. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P. Thomas J. Crotty has sole voting and dispositive power over the shares held by Battery Management Company, LLC.
The Reporting Persons are part of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. Due to the limit of joint filers that can be included on one form, Battery Ventures VIII, L.P., Battery Ventures VIII Side Fund, L.P., Battery Management Company, LLC, Battery Partners VIII, LLC, Battery Ventures VIII Side Fund, LLC, Neeraj Agrawal, Michael M. Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kennth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such Reporting Persons.
/s/ Christopher Schiavo, acting as attorney-in-fact for Battery Ventures VIII, L.P.
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Battery Ventures VIII Side Fund, L.P.
2012-09-19
/s/ Christoper Schiavo, acting as attorney-in-fact on behalf of Battery Management, LLC
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Batter Partners VIII, LLC
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Thomas J. Crotty
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Neeraj Agrawal
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Sunil Dhaliwal
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Richard D. Frisbie
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Kenneth P. Lawler
2012-09-19
/s/ Christopher Schiavo, acting as attorney-in-fact for Roger H. Lee
2012-09-19