0001179110-12-014296.txt : 20120919 0001179110-12-014296.hdr.sgml : 20120919 20120919174115 ACCESSION NUMBER: 0001179110-12-014296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120917 FILED AS OF DATE: 20120919 DATE AS OF CHANGE: 20120919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISBIE RICHARD D CENTRAL INDEX KEY: 0001192362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100520 MAIL ADDRESS: STREET 1: 200 N LASALLE STREET 2: STE 1100 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER KENNETH P CENTRAL INDEX KEY: 0001192451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100519 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DHALIWAL SUNIL CENTRAL INDEX KEY: 0001354177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100522 MAIL ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Roger H CENTRAL INDEX KEY: 0001404868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100521 MAIL ADDRESS: STREET 1: 2884 SAND HILL ROAD STREET 2: SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agrawal Neeraj CENTRAL INDEX KEY: 0001532809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100523 MAIL ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExactTarget, Inc. CENTRAL INDEX KEY: 0001420850 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201367351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 NORTH MERIDIAN STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 317-423-3928 MAIL ADDRESS: STREET 1: 20 NORTH MERIDIAN STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROTTY THOMAS J CENTRAL INDEX KEY: 0001192462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100524 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battery Ventures VIII lp CENTRAL INDEX KEY: 0001407201 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100528 BUSINESS ADDRESS: STREET 1: 930 Winter Str CITY: Waltham STATE: MA ZIP: 02451 BUSINESS PHONE: 781-478-6600 MAIL ADDRESS: STREET 1: 930 Winter Str CITY: Waltham STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY VENTURES VIII SIDE FUND LP CENTRAL INDEX KEY: 0001444172 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100527 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 930 WINTER STREET, SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-478-6600 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 930 WINTER STREET, SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battery Partners VIII, LLC CENTRAL INDEX KEY: 0001542631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100525 BUSINESS ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 478-6600 MAIL ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battery Management, LLC CENTRAL INDEX KEY: 0001545094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35461 FILM NUMBER: 121100526 BUSINESS ADDRESS: STREET 1: 930 WINTER STREET, SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-478-6600 MAIL ADDRESS: STREET 1: 930 WINTER STREET, SUITE 2500 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml FORM 4 - X0306 4 2012-09-17 0 0001420850 ExactTarget, Inc. ET 0001407201 Battery Ventures VIII lp 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001444172 BATTERY VENTURES VIII SIDE FUND LP 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001545094 Battery Management, LLC 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001542631 Battery Partners VIII, LLC 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192462 CROTTY THOMAS J 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001532809 Agrawal Neeraj 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001354177 DHALIWAL SUNIL 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192362 FRISBIE RICHARD D 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192451 LAWLER KENNETH P 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001404868 Lee Roger H 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 1 0 Common Stock 2012-09-17 4 S 0 2576228 21.4594 D 7231984 I See footnote The shares reported in column 4 include 1,288,114 shares sold by Battery Ventures VIII, L.P. and 1,288,114 shares sold by Battery Ventures VIII Side Fund, L.P. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The shares reported in column 5 include 3,605,992 owned of record by Battery Ventures VIII Side Fund, L.P., 3,605,992 owned of record by Battery Ventures VIII, L.P., and 20,000 owned of record by Battery Management Company, LLC. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P. Thomas J. Crotty has sole voting and dispositive power over the shares held by Battery Management Company, LLC. The Reporting Persons are part of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. Due to the limit of joint filers that can be included on one form, Battery Ventures VIII, L.P., Battery Ventures VIII Side Fund, L.P., Battery Management Company, LLC, Battery Partners VIII, LLC, Battery Ventures VIII Side Fund, LLC, Neeraj Agrawal, Michael M. Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kennth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such Reporting Persons. /s/ Christopher Schiavo, acting as attorney-in-fact for Battery Ventures VIII, L.P. 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Battery Ventures VIII Side Fund, L.P. 2012-09-19 /s/ Christoper Schiavo, acting as attorney-in-fact on behalf of Battery Management, LLC 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Batter Partners VIII, LLC 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Thomas J. Crotty 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Neeraj Agrawal 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Sunil Dhaliwal 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Richard D. Frisbie 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Kenneth P. Lawler 2012-09-19 /s/ Christopher Schiavo, acting as attorney-in-fact for Roger H. Lee 2012-09-19