0001127602-13-002458.txt : 20130123 0001127602-13-002458.hdr.sgml : 20130123 20130123185922 ACCESSION NUMBER: 0001127602-13-002458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130118 FILED AS OF DATE: 20130123 DATE AS OF CHANGE: 20130123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mallow Matthew J. CENTRAL INDEX KEY: 0001542481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 13543787 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-18 0001364742 BlackRock Inc. BLK 0001542481 Mallow Matthew J. BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 General Counsel and Senior MD Common Stock 2013-01-18 4 A 0 5158 0 A 5202 D Common Stock 2013-01-18 4 A 0 2149 0 A 7351 D Reflects an award value of $1,200,000 converted to a number of Restricted Stock Units by dividing the approved award value by $232.63, which was the average of the high and low price per share of Common Stock on January 18, 2013. This grant was approved by the Management Development and Compensation Committee on January 15, 2013. Restricted Stock Units vest in installments with 33% vesting on 1/31/14, 33% vesting on 1/31/15 and 34% vesting on 1/31/16. Includes 44 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes 5,158 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Reflects an award value of $500,000 converted to a number of Restricted Stock Units by dividing the approved award value by $232.63, which was the average of the high and low price per share of Common Stock on January 18, 2013. This grant was approved by the Management Development and Compensation Committee on January 15, 2013. Restricted Stock Units vest on 1/31/16. Includes 44 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes (i) 5,158 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16 and (ii) 2,149 Restricted Stock Units vesting on 1/31/16. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Matthew J. Mallow 2013-01-23