0001542383-21-000002.txt : 20210429 0001542383-21-000002.hdr.sgml : 20210429 20210429163157 ACCESSION NUMBER: 0001542383-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 EFFECTIVENESS DATE: 20210429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aviance Capital Partners, LLC CENTRAL INDEX KEY: 0001542383 IRS NUMBER: 800160107 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14896 FILM NUMBER: 21871224 BUSINESS ADDRESS: STREET 1: 2180 IMMOKALEE ROAD, #301 CITY: NAPLES STATE: FL ZIP: 34110 BUSINESS PHONE: 239.598.4747 MAIL ADDRESS: STREET 1: 2180 IMMOKALEE ROAD, #301 CITY: NAPLES STATE: FL ZIP: 34110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001542383 XXXXXXXX 03-31-2021 03-31-2021 Aviance Capital Partners, LLC
2180 IMMOKALEE ROAD, #301 NAPLES FL 34110
13F HOLDINGS REPORT 028-14896 N
Jeffrey S. Pike Chief Operating Officer 239-598-4747 Jeffrey S. Pike Naples FL 04-29-2021 0 261 517991 false
INFORMATION TABLE 2 acp1q21.xml 3M CO. COM 88579Y101 1356 7036 SH SOLE 7036 0 0 ABBOTT LABORATORIES COM 002824100 1183 9872 SH SOLE 9872 0 0 ABBVIE INC. COM 00287Y109 16033 148151 SH SOLE 148151 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND FUND COM 00326L100 1175 123260 SH SOLE 123260 0 0 ACTIVISION BLIZZARD INC. COM 00507V109 1500 16125 SH SOLE 16125 0 0 ADOBE SYSTEMS INC. COM 00724F101 5790 12180 SH SOLE 12180 0 0 ADVANCE AUTO PARTS INC. COM 00751Y106 932 5080 SH SOLE 5080 0 0 ADVANCED MICRO DEVICES INC. COM 007903107 7929 101000 SH SOLE 101000 0 0 ALEXION PHARMACEUTICALS INC. COM 015351109 870 5689 SH SOLE 5689 0 0 ALIBABA GROUP HOLDING LTD. COM 01609W102 4238 18692 SH SOLE 18692 0 0 ALLETE INC. COM 018522300 850 12655 SH SOLE 12655 0 0 ALLIANCEBERNSTEIN HLDG LP COM 01881G106 1440 35997 SH SOLE 35997 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI INCOME COM 01864U106 625 43925 SH SOLE 43925 0 0 ALLSTATE CORP. COM 020002101 2528 22002 SH SOLE 22002 0 0 ALPHABET INC. CL A COM 02079K305 8262 4006 SH SOLE 4006 0 0 ALPHABET INC. CL C COM 02079K107 786 380 SH SOLE 380 0 0 ALTRIA GROUP INC. COM 02209S103 1733 33880 SH SOLE 33880 0 0 AMAZON.COM INC. COM 023135106 12253 3960 SH SOLE 3960 0 0 AMERICAN ELECTRIC POWER CO. INC. COM 025537101 320 3775 SH SOLE 3775 0 0 AMERICAN EXPRESS CO. COM 025816109 1773 12532 SH SOLE 12532 0 0 AMERIPRISE FINANCIAL INC. COM 03076C106 1395 6000 SH SOLE 6000 0 0 AMGEN INC. COM 031162100 5256 21126 SH SOLE 21126 0 0 APOLLO COMMERCIAL REAL ESTATE FINANCE INC. COM 03762U105 165 11834 SH SOLE 11834 0 0 APPLE INC. COM 037833100 35109 287424 SH SOLE 287424 0 0 APPLIED MATERIALS INC. COM 038222105 417 3123 SH SOLE 3123 0 0 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF COM 00214Q203 436 5200 SH SOLE 5200 0 0 ARK FINTECH INNOVATION COM 00214Q708 782 15300 SH SOLE 15300 0 0 ARK GENOMIC REVOLUTION ETF COM 00214Q302 923 10400 SH SOLE 10400 0 0 ARK INNOVATION ETF COM 00214Q104 3179 26505 SH SOLE 26505 0 0 ARK NEXT GENERATION INTERNET COM 00214Q401 752 5100 SH SOLE 5100 0 0 AT&T INC. COM 00206R102 1435 47415 SH SOLE 47415 0 0 ATLAS AIR WORLDWIDE HOLDINGS INC. COM 049164205 1345 22252 SH SOLE 22252 0 0 AUTOMATIC DATA PROCESSING INC. COM 053015103 1341 7114 SH SOLE 7114 0 0 BANK OF AMERICA CORP. COM 060505104 626 16180 SH SOLE 16180 0 0 BAXTER INTERNATIONAL INC. COM 071813109 283 3358 SH SOLE 3358 0 0 BERKSHIRE HATHAWAY INC. CL A COM 084670108 3471 9 SH SOLE 9 0 0 BERKSHIRE HATHAWAY INC. CL B COM 084670702 3868 15139 SH SOLE 15139 0 0 BIOGEN INC. COM 09062X103 3458 12360 SH SOLE 12360 0 0 BLACKBERRY LTD. COM 09228F103 101 12000 SH SOLE 12000 0 0 BLACKROCK CA MUNICIPAL INCOME TRUST COM 09248E102 613 42707 SH SOLE 42707 0 0 BLACKROCK CREDIT ALLOCATION INCOME TRUST IV COM 092508100 802 54626 SH SOLE 54626 0 0 BLACKROCK INC. COM 09247X101 6050 8025 SH SOLE 8025 0 0 BLACKROCK INCOME TRUST COM 09247F100 1166 190856 SH SOLE 190856 0 0 BLACKROCK MUNI INTERMEDIATE DURATION INCOME COM 09253X102 520 34546 SH SOLE 34546 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254F100 448 28163 SH SOLE 28163 0 0 BLACKSTONE GROUP INC. COM 09260D107 1676 22484 SH SOLE 22484 0 0 BOEING CO. COM 097023105 6929 27202 SH SOLE 27202 0 0 BOOKING HOLDINGS INC. COM 09857L108 235 101 SH SOLE 101 0 0 BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND COM 10537L104 699 57997 SH SOLE 57997 0 0 BRISTOL-MYERS SQUIBB CO. COM 110122108 4557 72185 SH SOLE 72185 0 0 BROADCOM INC. COM 11135F101 6251 13481 SH SOLE 13481 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC. COM 112830104 1014 49003 SH SOLE 49003 0 0 CALAMOS STRATEGIC TOTAL RETURN COM 128125101 1735 100706 SH SOLE 100706 0 0 CAPITAL ONE FINANCIAL CORP. COM 14040H105 1893 14882 SH SOLE 14882 0 0 CHARLES SCHWAB CORP. COM 808513105 4053 62188 SH SOLE 62188 0 0 CHEVRON CORP. COM 166764100 525 5007 SH SOLE 5007 0 0 CHURCHILL CAPITAL CL A ORD COM 171439102 1159 50000 SH SOLE 50000 0 0 CHURCHILL DOWNS INC. COM 171484108 432 1900 SH SOLE 1900 0 0 CIGNA CORP. COM 125523100 2971 12291 SH SOLE 12291 0 0 CINCINNATI FINANCIAL CORP. COM 172062101 1205 11684 SH SOLE 11684 0 0 CISCO SYSTEMS INC. COM 17275R102 3872 74883 SH SOLE 74883 0 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 1598 105181 SH SOLE 105181 0 0 COCA-COLA CO. COM 191216100 352 6671 SH SOLE 6671 0 0 COHEN & STEERS INFRASTRUCTURE FUND COM 19248A109 1605 57475 SH SOLE 57475 0 0 COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND COM 19842X109 1459 46703 SH SOLE 46703 0 0 COMCAST CORP. COM 20030N101 1858 34341 SH SOLE 34341 0 0 CONSTELLATION BRANDS INC. COM 21036P108 3067 13452 SH SOLE 13452 0 0 CORTEVA INC. COM 22052L104 349 7486 SH SOLE 7486 0 0 COSTCO WHOLESALE CORP. COM 22160K105 391 1110 SH SOLE 1110 0 0 CROWDSTRIKE HOLDINGS INC COM 22788C105 913 5000 SH SOLE 5000 0 0 CSX CORP. COM 126408103 1244 12900 SH SOLE 12900 0 0 CUMMINS INC. COM 231021106 305 1179 SH SOLE 1179 0 0 CVS HEALTH CORP. COM 126650100 749 9954 SH SOLE 9954 0 0 CYBERARK SOFTWARE LTD. COM M2682V108 323 2500 SH SOLE 2500 0 0 DANAHER CORP. COM 235851102 531 2357 SH SOLE 2357 0 0 DEEP VALUE COM 26922A701 1478 43503 SH SOLE 43503 0 0 DIREXION MOONSHOT INNOVATORS ETF COM 25460G732 206 5018 SH SOLE 5018 0 0 DISCOVERY INC. COM 25470F104 981 22564 SH SOLE 22564 0 0 DNP SELECT INCOME FUND COM 23325P104 1392 140893 SH SOLE 140893 0 0 DOCUSIGN INC. COM 256163106 937 4630 SH SOLE 4630 0 0 DOLLAR GENERAL CORP. COM 256677105 211 1039 SH SOLE 1039 0 0 DOUBLELINE OPPORTUNISTIC CREDIT COM 258623107 5922 300012 SH SOLE 300012 0 0 DOW CHEMICAL CO. COM 260557103 424 6631 SH SOLE 6631 0 0 DRAFTKINGS INC. COM 26142R104 264 4300 SH SOLE 4300 0 0 DUKE ENERGY CORP. COM 26441C204 1457 15095 SH SOLE 15095 0 0 DUPONT DE NEMOURS INC. COM 26614N102 449 5808 SH SOLE 5808 0 0 EATON CORP. PLC COM G29183103 211 1524 SH SOLE 1524 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 2142 169601 SH SOLE 169601 0 0 EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME COM 27829G106 176 16360 SH SOLE 16360 0 0 EATON VANCE SENIOR FLOATING-RATE TRUST COM 27828Q105 284 20622 SH SOLE 20622 0 0 EDWARDS LIFESCIENCES CORP. COM 28176E108 266 3180 SH SOLE 3180 0 0 ELLSWORTH GROWTH AND INCOME FUND LTD. COM 289074106 1734 128277 SH SOLE 128277 0 0 ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 1797 36625 SH SOLE 36625 0 0 ENERGY TRANSFER LP COM 29273V100 631 82100 SH SOLE 82100 0 0 ENTERPRISE PRODUCTS PARTNERS LP COM 293792107 209 9473 SH SOLE 9473 0 0 ETSY INC. COM 29786A106 3058 15165 SH SOLE 15165 0 0 EVEREST RE GROUP COM G3223R108 1379 5563 SH SOLE 5563 0 0 EXPONENT INC. COM 30214U102 682 7000 SH SOLE 7000 0 0 EXXON MOBIL CORP. COM 30231G102 5182 92812 SH SOLE 92812 0 0 EZCORP INC. COM 302301106 1080 217347 SH SOLE 217347 0 0 FACEBOOK INC. COM 30303M102 6673 22657 SH SOLE 22657 0 0 FEDEX CORP. COM 31428X106 277 974 SH SOLE 974 0 0 FINANCIAL SELECT SECTOR SPDR FUND COM 81369Y605 293 8613 SH SOLE 8613 0 0 FIRST TRUST MORTGAGE INCOME FUND COM 33734E103 728 54208 SH SOLE 54208 0 0 FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME COM 33848W106 414 13750 SH SOLE 13750 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 2276 8474 SH SOLE 8474 0 0 FLEXSHARES DISCIPLINED DURATION MBS ETF COM 33939L779 4819 201798 SH SOLE 201798 0 0 GABELLI HEALTHCARE & WELLNESS RX TRUST COM 36246K103 1284 103089 SH SOLE 103089 0 0 GILEAD SCIENCES INC. COM 375558103 1077 16671 SH SOLE 16671 0 0 GOLDMAN SACHS GROUP INC. COM 38141G104 4763 14564 SH SOLE 14564 0 0 GUGGENHEIM STRATEGIC OPPORTUNITIES FUND COM 40167F101 432 20592 SH SOLE 20592 0 0 HARTFORD FINANCIAL SERVICES GROUP INC. COM 416515104 314 4703 SH SOLE 4703 0 0 HEALTH CARE SELECT SECTOR SPDR COM 81369Y209 293 2512 SH SOLE 2512 0 0 HELIOS TECHNOLOGIES INC. COM 42328H109 516 7087 SH SOLE 7087 0 0 HOME BANCSHARES INC. COM 436893200 858 31710 SH SOLE 31710 0 0 HOME DEPOT INC. COM 437076102 1237 4053 SH SOLE 4053 0 0 HONEYWELL INTERNATIONAL INC. COM 438516106 873 4023 SH SOLE 4023 0 0 INDUSTRIAL SELECT SECTOR SPDR COM 81369Y704 540 5481 SH SOLE 5481 0 0 INTEL CORP. COM 458140100 1171 18293 SH SOLE 18293 0 0 INTL BUSINESS MACHINES CORP. COM 459200101 272 2044 SH SOLE 2044 0 0 INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND COM 46132R104 845 74301 SH SOLE 74301 0 0 INVESCO FTSE RAFI EMERGING MARKETS COM 46138E727 1189 52809 SH SOLE 52809 0 0 INVESCO FTSE RAFI U.S. 1000 PORTFOLIO COM 46137V613 1510 9959 SH SOLE 9959 0 0 INVESCO FTSE RAFI U.S. 1500 SMALL-MID COM 46137V597 2473 14023 SH SOLE 14023 0 0 INVESCO LTD. COM G491BT108 3628 143835 SH SOLE 143835 0 0 INVESCO NASDAQ NEXT GEN 100 ETF COM 46138G631 326 10250 SH SOLE 10250 0 0 INVESCO QQQ TRUST COM 46090E103 1655 5186 SH SOLE 5186 0 0 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO COM 46137V282 446 1651 SH SOLE 1651 0 0 INVESCO S&P 500 HIGH BETA PORTFOLIO COM 46138E370 2086 30000 SH SOLE 30000 0 0 ISHARES CORE MSCI EAFE COM 46432F842 292 4055 SH SOLE 4055 0 0 ISHARES CORE MSCI EMERGING MARKET COM 46434G103 346 5381 SH SOLE 5381 0 0 ISHARES CORE S&P 500 INDEX COM 464287200 1351 3397 SH SOLE 3397 0 0 ISHARES DOW JONES US HEALTHCARE PROVIDER INDEX COM 464288828 214 850 SH SOLE 850 0 0 ISHARES DOW JONES US TECHNOLOGY COM 464287721 958 10919 SH SOLE 10919 0 0 ISHARES EDGE MSCI USA VALUE FACTOR ETF COM 46432F388 4245 41429 SH SOLE 41429 0 0 ISHARES IBOXX $ INVEST GRADE CORP BOND FUND COM 464287242 214 1645 SH SOLE 1645 0 0 ISHARES MSCI ACWI EX U.S. COM 464288240 223 4050 SH SOLE 4050 0 0 ISHARES S&P 100 INDEX COM 464287101 1955 10871 SH SOLE 10871 0 0 ISHARES S&P SMALLCAP 600 INDEX COM 464287804 1257 11578 SH SOLE 11578 0 0 ISHARES S&P U.S. PREFERRED STOCK INDEX FUND COM 464288687 1273 33146 SH SOLE 33146 0 0 ISHARES TIPS BOND ETF COM 464287176 1399 11149 SH SOLE 11149 0 0 JANUS HENDERSON GROUP PLC COM G4474Y214 1227 39404 SH SOLE 39404 0 0 JAZZ PHARMACEUTICALS PLC COM G50871105 1802 10964 SH SOLE 10964 0 0 JOHNSON & JOHNSON COM 478160104 3907 23775 SH SOLE 23775 0 0 JONES LANG LASALLE INC. COM 48020Q107 1340 7486 SH SOLE 7486 0 0 JPMORGAN CHASE & CO. COM 46625H100 6681 43889 SH SOLE 43889 0 0 KELLY SERVICES INC. COM 488152208 937 42096 SH SOLE 42096 0 0 KIMBERLY-CLARK CORP. COM 494368103 235 1690 SH SOLE 1690 0 0 KKR & CO. LP COM 48251W104 226 4624 SH SOLE 4624 0 0 LAM RESEARCH CORP. COM 512807108 5559 9339 SH SOLE 9339 0 0 LINDE PLC COM G5494J103 280 1000 SH SOLE 1000 0 0 LOCKHEED MARTIN CORP. COM 539830109 6095 16495 SH SOLE 16495 0 0 LOWE'S COMPANIES INC. COM 548661107 1196 6288 SH SOLE 6288 0 0 MAGNA INTERNATIONAL INC. COM 559222401 1733 19679 SH SOLE 19679 0 0 MARATHON PETROLEUM CORP. COM 56585A102 563 10518 SH SOLE 10518 0 0 MARKET VECTORS OIL SERVICES COM 92189H607 2294 12000 SH SOLE 12000 0 0 MASTERCARD INC. COM 57636Q104 2672 7505 SH SOLE 7505 0 0 MCDONALD'S CORP. COM 580135101 636 2838 SH SOLE 2838 0 0 MEDTRONIC INC. COM G5960L103 451 3821 SH SOLE 3821 0 0 MERCK & CO. INC. COM 58933Y105 1787 23177 SH SOLE 23177 0 0 METHODE ELECTRONICS INC COM 591520200 1477 35180 SH SOLE 35180 0 0 METLIFE INC. COM 59156R108 1251 20573 SH SOLE 20573 0 0 MICROSOFT CORP. COM 594918104 4797 20345 SH SOLE 20345 0 0 MICROSTRATEGY INC. COM 594972408 4412 6500 SH SOLE 6500 0 0 NASDAQ INC. COM 631103108 551 3734 SH SOLE 3734 0 0 NETFLIX INC. COM 64110L106 9811 18807 SH SOLE 18807 0 0 NEXTERA ENERGY INC. COM 65339F101 1092 14444 SH SOLE 14444 0 0 NIKE INC. COM 654106103 456 3430 SH SOLE 3430 0 0 NOVO NORDISK AS COM 670100205 239 3541 SH SOLE 3541 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME COM 670657105 502 33905 SH SOLE 33905 0 0 NUVEEN DOW 30 DYNAMIC OVERWRITE FUND COM 67075F105 1150 70797 SH SOLE 70797 0 0 NUVEEN FLOATING RATE INCOME FUND COM 67072T108 309 31999 SH SOLE 31999 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM 6706EN100 1249 130885 SH SOLE 130885 0 0 NUVEEN MARYLAND PREM INCOME MUNI COM 67061Q107 759 53605 SH SOLE 53605 0 0 NUVEEN MULTI-MARKET INCOME COM 67075J107 788 108529 SH SOLE 108529 0 0 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE COM 670699107 1445 53148 SH SOLE 53148 0 0 NUVEEN NJ DIV ADVANTAGE MUNI FUND COM 67069Y102 696 48038 SH SOLE 48038 0 0 NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND COM 670980101 752 48203 SH SOLE 48203 0 0 NUVEEN PA INVESTMENT QUALITY MUNICIPAL COM 670972108 827 57600 SH SOLE 57600 0 0 NUVEEN QUALITY MUNI INCOME FUND COM 67066V101 649 42878 SH SOLE 42878 0 0 NUVEEN S&P 500 DYNAMIC OVERWRITE FUND COM 6706EW100 1003 60691 SH SOLE 60691 0 0 NVIDIA CORP. COM 67066G104 16421 30755 SH SOLE 30755 0 0 OCCIDENTAL PETROLEUM CORP. COM 674599105 660 24809 SH SOLE 24809 0 0 ORACLE CORP. COM 68389X105 387 5519 SH SOLE 5519 0 0 PAYPAL HOLDINGS INC. COM 70450Y103 5547 22843 SH SOLE 22843 0 0 PAYSAFE LTD. COM G6964L107 1359 100633 SH SOLE 100633 0 0 PELOTON INTERACTIVE INC. COM 70614W100 1687 15000 SH SOLE 15000 0 0 PENN NATIONAL GAMING INC. COM 707569109 400 3817 SH SOLE 3817 0 0 PEPSICO INC. COM 713448108 1205 8517 SH SOLE 8517 0 0 PFIZER INC. COM 717081103 2447 67554 SH SOLE 67554 0 0 PHILIP MORRIS INTL INC. COM 718172109 509 5737 SH SOLE 5737 0 0 PIMCO ACTIVE BOND ETF COM 72201R775 4309 39368 SH SOLE 39368 0 0 PIMCO DYNAMIC CREDIT INCOME FUND COM 72202D106 1732 77763 SH SOLE 77763 0 0 PIMCO ENHANCED LOW DURATION ACTIVE COM 72201R718 1616 15844 SH SOLE 15844 0 0 PIMCO ENHANCED SHORT MATURITY STRATEGY COM 72201R833 2377 23325 SH SOLE 23325 0 0 PIMCO INTERMEDIATE MUNICIPAL BOND COM 72201R866 1736 30893 SH SOLE 30893 0 0 PNC FINANCIAL SERVICES GROUP INC. COM 693475105 606 3453 SH SOLE 3453 0 0 PROCTER & GAMBLE CO. COM 742718109 3117 23016 SH SOLE 23016 0 0 PRUDENTIAL FINANCIAL INC. COM 744320102 2008 22043 SH SOLE 22043 0 0 PRUDENTIAL SHT DURATION HI YLD FUND INC. COM 69346H100 790 50436 SH SOLE 50436 0 0 QUAKER CHEMICAL CORP. COM 747316107 1359 5575 SH SOLE 5575 0 0 RAYMOND JAMES FINANCIAL INC. COM 754730109 1346 10985 SH SOLE 10985 0 0 RAYTHEON TECHNOLOGIES CORP. COM 75513E101 433 5605 SH SOLE 5605 0 0 REINSURANCE GROUP OF AMERICA INC. COM 759351604 904 7171 SH SOLE 7171 0 0 ROKU INC. COM 77543R102 1028 3155 SH SOLE 3155 0 0 ROYAL BANK OF CANADA COM 780087102 321 3480 SH SOLE 3480 0 0 SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX COM 808524755 1685 52483 SH SOLE 52483 0 0 SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX COM 808524748 1176 31380 SH SOLE 31380 0 0 SCHWAB U.S. BROAD MARKET COM 808524102 450 4655 SH SOLE 4655 0 0 SCHWAB U.S. TIPS COM 808524870 4533 74124 SH SOLE 74124 0 0 SHAKE SHACK INC. COM 819047101 1128 10000 SH SOLE 10000 0 0 SHOPIFY INC. COM 82509L107 3375 3050 SH SOLE 3050 0 0 SIEMENS AG COM 82837P408 6014 42300 SH SOLE 42300 0 0 SKYWORKS SOLUTIONS INC. COM 83088M102 3380 18419 SH SOLE 18419 0 0 SNAP INC. COM 83304A106 680 13000 SH SOLE 13000 0 0 SNOWFLAKE INC. COM 833445109 459 2000 SH SOLE 2000 0 0 SOUTH STATE CORP. COM 840441109 817 10408 SH SOLE 10408 0 0 SOUTHERN CO. COM 842587107 444 7144 SH SOLE 7144 0 0 SPDR GOLD SHARES TRUST COM 78463V107 398 2488 SH SOLE 2488 0 0 SPDR S&P 500 COM 78462F103 1342 3386 SH SOLE 3386 0 0 SPECTRA ENERGY CORP. ADR 81141R100 670 3000 SH SOLE 3000 0 0 SPOTIFY TECHNOLOGY SA COM L8681T102 804 3000 SH SOLE 3000 0 0 SPROUTS FARMERS MARKET INC COM 85208M102 1011 37983 SH SOLE 37983 0 0 SQUARE INC. COM 852234103 9397 41388 SH SOLE 41388 0 0 STRYKER CORP. COM 863667101 508 2085 SH SOLE 2085 0 0 SUPER MICRO COMPUTER INC. COM 86800U104 962 24630 SH SOLE 24630 0 0 T. ROWE PRICE GROUP INC. COM 74144T108 2356 13728 SH SOLE 13728 0 0 TAIWAN SEMICONDUCTOR MFG CO. LTD. COM 874039100 441 3730 SH SOLE 3730 0 0 TAKE-TWO INTERACTIVE SOFTWARE INC. COM 874054109 2297 13000 SH SOLE 13000 0 0 TARGET CORP. COM 87612E106 645 3255 SH SOLE 3255 0 0 TECHNOLOGY SELECT SECTOR SPDR COM 81369Y803 413 3110 SH SOLE 3110 0 0 TEKLA HEALTHCARE OPPORTUNITIES FUND COM 879105104 1527 70274 SH SOLE 70274 0 0 TELADOC HEALTH INC. COM 87918A105 909 5000 SH SOLE 5000 0 0 TELEDYNE TECHNOLOGIES INC. COM 879360105 206 498 SH SOLE 498 0 0 TESLA MOTORS INC. COM 88160R101 644 964 SH SOLE 964 0 0 THERMO FISHER SCIENTIFIC INC. COM 883556102 4845 10615 SH SOLE 10615 0 0 TOLL BROTHERS INC. COM 889478103 1692 29832 SH SOLE 29832 0 0 TRADE DESK INC. COM 88339J105 2281 3500 SH SOLE 3500 0 0 TRAVELERS COMPANIES INC. COM 89417E109 3373 22425 SH SOLE 22425 0 0 TRUIST FINANCIAL CORP. COM 89832Q109 319 5478 SH SOLE 5478 0 0 U.S. GLOBAL JETS COM 26922A842 281 10456 SH SOLE 10456 0 0 UNION PACIFIC CORP. COM 907818108 882 4000 SH SOLE 4000 0 0 UNITEDHEALTH GROUP INC. COM 91324P102 328 882 SH SOLE 882 0 0 UNITY SOFTWARE INC. COM 91332U101 10031 100000 SH SOLE 100000 0 0 UNUM GROUP COM 91529Y106 1695 60890 SH SOLE 60890 0 0 V.F. CORP. COM 918204108 448 5610 SH SOLE 5610 0 0 VANGUARD DIVIDEND APPRECIATION COM 921908844 1818 12361 SH SOLE 12361 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX COM 921946406 236 2330 SH SOLE 2330 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES COM 922908769 698 3376 SH SOLE 3376 0 0 VERIZON COMMUNICATIONS INC. COM 92343V104 252 4331 SH SOLE 4331 0 0 VISA INC. COM 92826C839 7059 33341 SH SOLE 33341 0 0 WALGREEN BOOTS ALLIANCE INC. COM 931427108 1009 18371 SH SOLE 18371 0 0 WALMART INC. COM 931142103 842 6199 SH SOLE 6199 0 0 WALT DISNEY CO. COM 254687106 4227 22909 SH SOLE 22909 0 0 WELLS FARGO & CO. COM 949746101 1957 50100 SH SOLE 50100 0 0 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. COM 95766A101 707 53463 SH SOLE 53463 0 0 WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND COM 95766R104 815 67019 SH SOLE 67019 0 0 WINNEBAGO INDUSTRIES INC. COM 974637100 1572 20487 SH SOLE 20487 0 0 WISDOMTREE US QUALITY DIVIDEND GR ETF COM 97717X669 549 9597 SH SOLE 9597 0 0 ZILLOW GROUP INC. COM 98954M200 1037 8000 SH SOLE 8000 0 0 ZOOM VIDEO COMMUNICATIONS INC. COM 98980L101 3213 10000 SH SOLE 10000 0 0