0001542383-21-000002.txt : 20210429
0001542383-21-000002.hdr.sgml : 20210429
20210429163157
ACCESSION NUMBER: 0001542383-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210429
DATE AS OF CHANGE: 20210429
EFFECTIVENESS DATE: 20210429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aviance Capital Partners, LLC
CENTRAL INDEX KEY: 0001542383
IRS NUMBER: 800160107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14896
FILM NUMBER: 21871224
BUSINESS ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
BUSINESS PHONE: 239.598.4747
MAIL ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
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0001542383
XXXXXXXX
03-31-2021
03-31-2021
Aviance Capital Partners, LLC
2180 IMMOKALEE ROAD, #301
NAPLES
FL
34110
13F HOLDINGS REPORT
028-14896
N
Jeffrey S. Pike
Chief Operating Officer
239-598-4747
Jeffrey S. Pike
Naples
FL
04-29-2021
0
261
517991
false
INFORMATION TABLE
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acp1q21.xml
3M CO.
COM
88579Y101
1356
7036
SH
SOLE
7036
0
0
ABBOTT LABORATORIES
COM
002824100
1183
9872
SH
SOLE
9872
0
0
ABBVIE INC.
COM
00287Y109
16033
148151
SH
SOLE
148151
0
0
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
COM
00326L100
1175
123260
SH
SOLE
123260
0
0
ACTIVISION BLIZZARD INC.
COM
00507V109
1500
16125
SH
SOLE
16125
0
0
ADOBE SYSTEMS INC.
COM
00724F101
5790
12180
SH
SOLE
12180
0
0
ADVANCE AUTO PARTS INC.
COM
00751Y106
932
5080
SH
SOLE
5080
0
0
ADVANCED MICRO DEVICES INC.
COM
007903107
7929
101000
SH
SOLE
101000
0
0
ALEXION PHARMACEUTICALS INC.
COM
015351109
870
5689
SH
SOLE
5689
0
0
ALIBABA GROUP HOLDING LTD.
COM
01609W102
4238
18692
SH
SOLE
18692
0
0
ALLETE INC.
COM
018522300
850
12655
SH
SOLE
12655
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ALLIANCEBERNSTEIN HLDG LP
COM
01881G106
1440
35997
SH
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35997
0
0
ALLIANCEBERNSTEIN NATIONAL MUNI INCOME
COM
01864U106
625
43925
SH
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43925
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0
ALLSTATE CORP.
COM
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ALPHABET INC. CL A
COM
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SH
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4006
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0
ALPHABET INC. CL C
COM
02079K107
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SH
SOLE
380
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0
ALTRIA GROUP INC.
COM
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33880
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0
AMAZON.COM INC.
COM
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3960
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AMERICAN ELECTRIC POWER CO. INC.
COM
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320
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AMERICAN EXPRESS CO.
COM
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12532
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0
AMERIPRISE FINANCIAL INC.
COM
03076C106
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6000
SH
SOLE
6000
0
0
AMGEN INC.
COM
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21126
SH
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21126
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0
APOLLO COMMERCIAL REAL ESTATE FINANCE INC.
COM
03762U105
165
11834
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11834
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0
APPLE INC.
COM
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35109
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APPLIED MATERIALS INC.
COM
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3123
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COM
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ARK FINTECH INNOVATION
COM
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COM
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ARK INNOVATION ETF
COM
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26505
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0
ARK NEXT GENERATION INTERNET
COM
00214Q401
752
5100
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5100
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AT&T INC.
COM
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1435
47415
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47415
0
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ATLAS AIR WORLDWIDE HOLDINGS INC.
COM
049164205
1345
22252
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22252
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AUTOMATIC DATA PROCESSING INC.
COM
053015103
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BANK OF AMERICA CORP.
COM
060505104
626
16180
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16180
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BAXTER INTERNATIONAL INC.
COM
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283
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3358
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BERKSHIRE HATHAWAY INC. CL A
COM
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BERKSHIRE HATHAWAY INC. CL B
COM
084670702
3868
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BIOGEN INC.
COM
09062X103
3458
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12360
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BLACKBERRY LTD.
COM
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COM
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COM
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COM
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COM
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BLACKROCK MUNIYIELD QUALITY
COM
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BLACKSTONE GROUP INC.
COM
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22484
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BOEING CO.
COM
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BOOKING HOLDINGS INC.
COM
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101
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COM
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BRISTOL-MYERS SQUIBB CO.
COM
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BROADCOM INC.
COM
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BROOKFIELD REAL ASSETS INCOME FUND INC.
COM
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COM
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COM
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COM
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COM
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CHURCHILL DOWNS INC.
COM
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COM
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COM
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CISCO SYSTEMS INC.
COM
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CLOUGH GLOBAL EQUITY FUND
COM
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COM
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COMCAST CORP.
COM
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CONSTELLATION BRANDS INC.
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COM
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COM
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COM
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COM
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DOW CHEMICAL CO.
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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MAGNA INTERNATIONAL INC.
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COM
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MARKET VECTORS OIL SERVICES
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MASTERCARD INC.
COM
57636Q104
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MCDONALD'S CORP.
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MEDTRONIC INC.
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MERCK & CO. INC.
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METHODE ELECTRONICS INC
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METLIFE INC.
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MICROSOFT CORP.
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NASDAQ INC.
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NIKE INC.
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COM
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SH
SOLE
33905
0
0
NUVEEN DOW 30 DYNAMIC OVERWRITE FUND
COM
67075F105
1150
70797
SH
SOLE
70797
0
0
NUVEEN FLOATING RATE INCOME FUND
COM
67072T108
309
31999
SH
SOLE
31999
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COM
6706EN100
1249
130885
SH
SOLE
130885
0
0
NUVEEN MARYLAND PREM INCOME MUNI
COM
67061Q107
759
53605
SH
SOLE
53605
0
0
NUVEEN MULTI-MARKET INCOME
COM
67075J107
788
108529
SH
SOLE
108529
0
0
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE
COM
670699107
1445
53148
SH
SOLE
53148
0
0
NUVEEN NJ DIV ADVANTAGE MUNI FUND
COM
67069Y102
696
48038
SH
SOLE
48038
0
0
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
COM
670980101
752
48203
SH
SOLE
48203
0
0
NUVEEN PA INVESTMENT QUALITY MUNICIPAL
COM
670972108
827
57600
SH
SOLE
57600
0
0
NUVEEN QUALITY MUNI INCOME FUND
COM
67066V101
649
42878
SH
SOLE
42878
0
0
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND
COM
6706EW100
1003
60691
SH
SOLE
60691
0
0
NVIDIA CORP.
COM
67066G104
16421
30755
SH
SOLE
30755
0
0
OCCIDENTAL PETROLEUM CORP.
COM
674599105
660
24809
SH
SOLE
24809
0
0
ORACLE CORP.
COM
68389X105
387
5519
SH
SOLE
5519
0
0
PAYPAL HOLDINGS INC.
COM
70450Y103
5547
22843
SH
SOLE
22843
0
0
PAYSAFE LTD.
COM
G6964L107
1359
100633
SH
SOLE
100633
0
0
PELOTON INTERACTIVE INC.
COM
70614W100
1687
15000
SH
SOLE
15000
0
0
PENN NATIONAL GAMING INC.
COM
707569109
400
3817
SH
SOLE
3817
0
0
PEPSICO INC.
COM
713448108
1205
8517
SH
SOLE
8517
0
0
PFIZER INC.
COM
717081103
2447
67554
SH
SOLE
67554
0
0
PHILIP MORRIS INTL INC.
COM
718172109
509
5737
SH
SOLE
5737
0
0
PIMCO ACTIVE BOND ETF
COM
72201R775
4309
39368
SH
SOLE
39368
0
0
PIMCO DYNAMIC CREDIT INCOME FUND
COM
72202D106
1732
77763
SH
SOLE
77763
0
0
PIMCO ENHANCED LOW DURATION ACTIVE
COM
72201R718
1616
15844
SH
SOLE
15844
0
0
PIMCO ENHANCED SHORT MATURITY STRATEGY
COM
72201R833
2377
23325
SH
SOLE
23325
0
0
PIMCO INTERMEDIATE MUNICIPAL BOND
COM
72201R866
1736
30893
SH
SOLE
30893
0
0
PNC FINANCIAL SERVICES GROUP INC.
COM
693475105
606
3453
SH
SOLE
3453
0
0
PROCTER & GAMBLE CO.
COM
742718109
3117
23016
SH
SOLE
23016
0
0
PRUDENTIAL FINANCIAL INC.
COM
744320102
2008
22043
SH
SOLE
22043
0
0
PRUDENTIAL SHT DURATION HI YLD FUND INC.
COM
69346H100
790
50436
SH
SOLE
50436
0
0
QUAKER CHEMICAL CORP.
COM
747316107
1359
5575
SH
SOLE
5575
0
0
RAYMOND JAMES FINANCIAL INC.
COM
754730109
1346
10985
SH
SOLE
10985
0
0
RAYTHEON TECHNOLOGIES CORP.
COM
75513E101
433
5605
SH
SOLE
5605
0
0
REINSURANCE GROUP OF AMERICA INC.
COM
759351604
904
7171
SH
SOLE
7171
0
0
ROKU INC.
COM
77543R102
1028
3155
SH
SOLE
3155
0
0
ROYAL BANK OF CANADA
COM
780087102
321
3480
SH
SOLE
3480
0
0
SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX
COM
808524755
1685
52483
SH
SOLE
52483
0
0
SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX
COM
808524748
1176
31380
SH
SOLE
31380
0
0
SCHWAB U.S. BROAD MARKET
COM
808524102
450
4655
SH
SOLE
4655
0
0
SCHWAB U.S. TIPS
COM
808524870
4533
74124
SH
SOLE
74124
0
0
SHAKE SHACK INC.
COM
819047101
1128
10000
SH
SOLE
10000
0
0
SHOPIFY INC.
COM
82509L107
3375
3050
SH
SOLE
3050
0
0
SIEMENS AG
COM
82837P408
6014
42300
SH
SOLE
42300
0
0
SKYWORKS SOLUTIONS INC.
COM
83088M102
3380
18419
SH
SOLE
18419
0
0
SNAP INC.
COM
83304A106
680
13000
SH
SOLE
13000
0
0
SNOWFLAKE INC.
COM
833445109
459
2000
SH
SOLE
2000
0
0
SOUTH STATE CORP.
COM
840441109
817
10408
SH
SOLE
10408
0
0
SOUTHERN CO.
COM
842587107
444
7144
SH
SOLE
7144
0
0
SPDR GOLD SHARES TRUST
COM
78463V107
398
2488
SH
SOLE
2488
0
0
SPDR S&P 500
COM
78462F103
1342
3386
SH
SOLE
3386
0
0
SPECTRA ENERGY CORP.
ADR
81141R100
670
3000
SH
SOLE
3000
0
0
SPOTIFY TECHNOLOGY SA
COM
L8681T102
804
3000
SH
SOLE
3000
0
0
SPROUTS FARMERS MARKET INC
COM
85208M102
1011
37983
SH
SOLE
37983
0
0
SQUARE INC.
COM
852234103
9397
41388
SH
SOLE
41388
0
0
STRYKER CORP.
COM
863667101
508
2085
SH
SOLE
2085
0
0
SUPER MICRO COMPUTER INC.
COM
86800U104
962
24630
SH
SOLE
24630
0
0
T. ROWE PRICE GROUP INC.
COM
74144T108
2356
13728
SH
SOLE
13728
0
0
TAIWAN SEMICONDUCTOR MFG CO. LTD.
COM
874039100
441
3730
SH
SOLE
3730
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC.
COM
874054109
2297
13000
SH
SOLE
13000
0
0
TARGET CORP.
COM
87612E106
645
3255
SH
SOLE
3255
0
0
TECHNOLOGY SELECT SECTOR SPDR
COM
81369Y803
413
3110
SH
SOLE
3110
0
0
TEKLA HEALTHCARE OPPORTUNITIES FUND
COM
879105104
1527
70274
SH
SOLE
70274
0
0
TELADOC HEALTH INC.
COM
87918A105
909
5000
SH
SOLE
5000
0
0
TELEDYNE TECHNOLOGIES INC.
COM
879360105
206
498
SH
SOLE
498
0
0
TESLA MOTORS INC.
COM
88160R101
644
964
SH
SOLE
964
0
0
THERMO FISHER SCIENTIFIC INC.
COM
883556102
4845
10615
SH
SOLE
10615
0
0
TOLL BROTHERS INC.
COM
889478103
1692
29832
SH
SOLE
29832
0
0
TRADE DESK INC.
COM
88339J105
2281
3500
SH
SOLE
3500
0
0
TRAVELERS COMPANIES INC.
COM
89417E109
3373
22425
SH
SOLE
22425
0
0
TRUIST FINANCIAL CORP.
COM
89832Q109
319
5478
SH
SOLE
5478
0
0
U.S. GLOBAL JETS
COM
26922A842
281
10456
SH
SOLE
10456
0
0
UNION PACIFIC CORP.
COM
907818108
882
4000
SH
SOLE
4000
0
0
UNITEDHEALTH GROUP INC.
COM
91324P102
328
882
SH
SOLE
882
0
0
UNITY SOFTWARE INC.
COM
91332U101
10031
100000
SH
SOLE
100000
0
0
UNUM GROUP
COM
91529Y106
1695
60890
SH
SOLE
60890
0
0
V.F. CORP.
COM
918204108
448
5610
SH
SOLE
5610
0
0
VANGUARD DIVIDEND APPRECIATION
COM
921908844
1818
12361
SH
SOLE
12361
0
0
VANGUARD HIGH DIVIDEND YIELD INDEX
COM
921946406
236
2330
SH
SOLE
2330
0
0
VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES
COM
922908769
698
3376
SH
SOLE
3376
0
0
VERIZON COMMUNICATIONS INC.
COM
92343V104
252
4331
SH
SOLE
4331
0
0
VISA INC.
COM
92826C839
7059
33341
SH
SOLE
33341
0
0
WALGREEN BOOTS ALLIANCE INC.
COM
931427108
1009
18371
SH
SOLE
18371
0
0
WALMART INC.
COM
931142103
842
6199
SH
SOLE
6199
0
0
WALT DISNEY CO.
COM
254687106
4227
22909
SH
SOLE
22909
0
0
WELLS FARGO & CO.
COM
949746101
1957
50100
SH
SOLE
50100
0
0
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
COM
95766A101
707
53463
SH
SOLE
53463
0
0
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
COM
95766R104
815
67019
SH
SOLE
67019
0
0
WINNEBAGO INDUSTRIES INC.
COM
974637100
1572
20487
SH
SOLE
20487
0
0
WISDOMTREE US QUALITY DIVIDEND GR ETF
COM
97717X669
549
9597
SH
SOLE
9597
0
0
ZILLOW GROUP INC.
COM
98954M200
1037
8000
SH
SOLE
8000
0
0
ZOOM VIDEO COMMUNICATIONS INC.
COM
98980L101
3213
10000
SH
SOLE
10000
0
0