0001542383-14-000001.txt : 20140207
0001542383-14-000001.hdr.sgml : 20140207
20140206174359
ACCESSION NUMBER: 0001542383-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140207
DATE AS OF CHANGE: 20140206
EFFECTIVENESS DATE: 20140207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aviance Capital Partners, LLC
CENTRAL INDEX KEY: 0001542383
IRS NUMBER: 800160107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14896
FILM NUMBER: 14581206
BUSINESS ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
BUSINESS PHONE: 239.598.4747
MAIL ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
13F-HR
1
primary_doc.xml
13F-HR
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0001542383
XXXXXXXX
12-31-2013
12-31-2013
Aviance Capital Partners, LLC
2180 IMMOKALEE ROAD, #301
NAPLES
FL
34110
13F HOLDINGS REPORT
028-14896
N
Jeffrey S. Pike
Chief Operating Officer
239.598.4747
Jeffrey S. Pike
naples
FL
01-31-2014
1
205
237422
false
1
0001412575
028-14439
AVIANCE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
acp13f4q2013.xml
1/100 BERKSHIRE HATHAWAY CL A 100=1 BRK.A
COM
084990175
1601
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SOLE
900
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3M CO.
COM
88579Y101
1829
13040
SH
SOLE
13040
0
0
ABBOTT LABORATORIES
COM
002824100
228
5959
SH
SOLE
5959
0
0
ABBVIE INC.
COM
00287Y109
1508
28554
SH
SOLE
28554
0
0
ABBVIE INC.
COM
00287Y109
69
1304
SH
OTR
1
0
1304
0
ADVANCE AUTO PARTS INC.
COM
00751Y106
3811
34435
SH
SOLE
34435
0
0
AEROPOSTALE INC.
COM
007865108
607
66773
SH
SOLE
66773
0
0
AFFILIATED MANAGERS GROUP INC.
COM
008252108
765
3525
SH
SOLE
3525
0
0
AFLAC INC.
COM
001055102
3642
54527
SH
SOLE
54527
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0
AGRIUM INC.
COM
008916108
561
6136
SH
SOLE
6136
0
0
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC.
COM
01879R106
807
56525
SH
SOLE
56525
0
0
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC.
COM
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5401
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OTR
1
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5401
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ALLSTATE CORP.
COM
020002101
1679
30790
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SOLE
30790
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ALTRIA GROUP INC.
COM
02209S103
385
10026
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SOLE
10026
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ALTRIA GROUP INC.
COM
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226
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COM
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AMERICAN ELECTRIC POWER CO. INC.
COM
025537101
262
5600
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SOLE
5600
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AMERICAN EXPRESS CO.
COM
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1298
14310
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14310
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AMERICAN NATIONAL INSURANCE CO.
COM
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5405
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5405
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AMERIPRISE FINANCIAL INC.
COM
03076C106
690
6000
SH
SOLE
6000
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0
AMERISOURCEBERGEN CORP.
COM
03073E105
294
4184
SH
SOLE
4184
0
0
AMGEN INC.
COM
031162100
3372
29560
SH
SOLE
29560
0
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ANADARKO PETROLEUM CORP.
COM
032511107
313
3950
SH
SOLE
3950
0
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ANNALY CAPITAL MANAGEMENT INC.
COM
035710409
366
36725
SH
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36725
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APACHE CORP.
COM
037411105
400
4658
SH
SOLE
4658
0
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APPLE INC.
COM
037833100
9215
16426
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SOLE
16426
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APPLE INC.
COM
037833100
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1
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ARCHER DANIELS MIDLAND CO.
COM
039483102
1124
25898
SH
SOLE
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0
0
ASSURANT INC.
COM
04621X108
729
10988
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SOLE
10988
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AT&T INC.
COM
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AT&T INC.
COM
00206R102
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AUTOMATIC DATA PROCESSING INC.
COM
053015103
598
7400
SH
SOLE
7400
0
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BAIDU INC.
ADR
056752108
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5475
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SOLE
5475
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BAIDU INC.
ADR
056752108
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BANK OF MONTREAL
COM
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10151
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BANK OF MONTREAL
COM
063671101
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BAXTER INTERNATIONAL INC.
COM
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325
4680
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4680
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BECTON DICKINSON AND CO.
COM
075887109
875
7921
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SOLE
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BERKSHIRE HATHAWAY INC. CL B
COM
084670702
2440
20581
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20581
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BEST BUY CO. INC.
COM
086516101
730
18300
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SOLE
18300
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BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRUST
COM
092501105
976
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BLACKROCK INC.
COM
09247X101
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COM
092475102
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COM
09257A108
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BOEING CO.
COM
097023105
5228
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38302
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BOSTON PROPERTIES INC.
COM
101121101
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2500
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SOLE
2500
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BP PLC
ADR
055622104
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14624
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14624
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BREITBURN ENERGY PARTNERS LP
COM
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315
15474
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BRISTOL-MYERS SQUIBB CO.
COM
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BSB BANCORP INC.
COM
05573H108
151
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CAL DIVE INTERNATIONAL INC.
COM
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388
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COM
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12650
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CELGENE CORP.
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CHESAPEAKE GRANITE WASH TRUST
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CHEVRON CORP.
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CIGNA CORP.
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CLOUGH GLOBAL EQUITY FUND
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COLGATE-PALMOLIVE CO.
COM
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CONOCOPHILLIPS
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COVIDIEN PLC
COM
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COM
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COM
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COM
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COM
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COM
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COM
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38259P508
790
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705
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38259P508
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COM
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COM
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COM
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COM
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449810100
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INGREDION INC.
COM
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COM
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COM
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COM
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JOHNSON & JOHNSON
COM
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COM
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46625H100
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18
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COM
488152208
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COM
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KOHL'S CORP.
COM
500255104
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SOLE
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COM
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LOCKHEED MARTIN CORP.
COM
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SOLE
8526
0
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LOCKHEED MARTIN CORP.
COM
539830109
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241
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OTR
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241
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COM
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272
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SOLE
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57636Q104
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MCDONALD'S CORP.
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MCKESSON CORP.
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0
METTLER-TOLEDO INTL INC.
COM
592688105
619
2550
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SOLE
2550
0
0
MFS INTERMARKET INCOME TRUST I
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SOLE
15085
0
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MICROSOFT CORP.
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594918104
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SOLE
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0
0
MONSANTO CO.
COM
61166W101
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0
NORTHSTAR REALTY FINANCE CORP.
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SOLE
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OCCIDENTAL PETROLEUM CORP.
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91
0
PEPSICO INC.
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713448108
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PETROLEO BRASILEIRO SA PETROBRAS
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PFIZER INC.
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717081103
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PFIZER INC.
COM
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PHILIP MORRIS INTL INC.
COM
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SOLE
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0
0
PHILIP MORRIS INTL INC.
COM
718172109
46
524
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1
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524
0
PIMCO DYNAMIC CREDIT INCOME FUND
COM
72202D106
1259
56000
SH
SOLE
56000
0
0
PIMCO HIGH INCOME FUND
COM
722014107
171
14675
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14675
0
0
PIMCO INTERMEDIATE MUNICIPAL BOND
COM
72201R866
543
10496
SH
SOLE
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PLAINS ALL AMERICAN PIPELINE LP
COM
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PNC FINANCIAL SERVICES GROUP INC.
COM
693475105
830
10700
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0
POLARIS INDUSTRIES INC.
COM
731068102
291
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SH
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0
POWERSHARES FINANCIAL PREFERRED
COM
73935X229
991
58500
SH
SOLE
58500
0
0
POWERSHARES FINANCIAL PREFERRED
COM
73935X229
1
71
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OTR
1
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0
POWERSHARES QQQ
COM
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652
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0
0
PRECISION CASTPARTS CORP.
COM
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794
2950
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PROCTER & GAMBLE CO.
COM
742718109
8795
108034
SH
SOLE
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0
0
PROSHARES ULTRA S&P 500
COM
74347R107
475
4630
SH
SOLE
4630
0
0
PROSHARES ULTRASHORT 20+ YEAR TREASURY
COM
74347R297
3572
45100
SH
SOLE
45100
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0
PROSHARES ULTRASHORT 20+ YEAR TREASURY
COM
74347R297
16
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OTR
1
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PROSPECT CAPITAL CORP.
COM
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42825
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PUBLIX SUPER MARKETS INC.
COM
744663105
302
10075
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PUTNAM PREMIER INCOME TRUST
COM
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QUAKER CHEMICAL CORP.
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QUALCOMM INC.
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QUALCOMM INC.
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QUESTCOR PHARMACEUTICALS INC.
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REGENERON PHARMACEUTICALS INC.
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REINSURANCE GROUP OF AMERICA INC.
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REYNOLDS AMERICAN INC.
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REYNOLDS AMERICAN INC.
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106
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ROYAL DUTCH SHELL PLC
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569
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ROYAL DUTCH SHELL PLC
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SAFEWAY INC.
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SANDISK CORP.
COM
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SANDISK CORP.
COM
80004C101
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SCHLUMBERGER LTD.
COM
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SEADRILL LTD.
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SKYWEST INC.
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SOUTHERN CO.
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SPDR GOLD SHARES TRUST
COM
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378
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0
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SPDR S&P 500
COM
78462F103
1208
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SH
SOLE
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SPDR S&P 500
COM
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ST. JUDE MEDICAL INC.
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STANCORP FINANCIAL GROUP INC.
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STATE AUTO FINANCIAL CORP.
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SUN HYDRAULICS CORP.
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289
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SYSTEMAX INC.
COM
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TASEKO MINES LTD.
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TATA MOTORS LTD.
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TECHNOLOGY SELECT SECTOR SPDR
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446
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SH
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TECHNOLOGY SELECT SECTOR SPDR
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TECK RESOURCES LTD.
COM
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TELEFONICA SA
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369
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TELEFONICA SA
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TESORO CORP.
COM
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THERMO FISHER SCIENTIFIC INC.
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TIFFANY & CO.
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TIFFANY & CO.
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TORCHMARK CORP.
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UBS E-TRACS 2X LEVERAGED LONG WELLS FARGO BUS DEV
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UNITED TECHNOLOGIES CORP.
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2636
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VALE SA
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636
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VALERO ENERGY CORP.
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VANGUARD NATURAL RESOURCES LLC
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682
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VANGUARD NATURAL RESOURCES LLC
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VERIZON COMMUNICATIONS INC.
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VERIZON COMMUNICATIONS INC.
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VISUALANT INC.
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WALT DISNEY CO.
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WELLS FARGO & CO.
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WELLS FARGO & CO.
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WINDSTREAM CORP.
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412
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