0001085146-13-000991.txt : 20130515
0001085146-13-000991.hdr.sgml : 20130515
20130515161139
ACCESSION NUMBER: 0001085146-13-000991
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Man Investments (CH) AG
CENTRAL INDEX KEY: 0001542352
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14880
FILM NUMBER: 13847000
BUSINESS ADDRESS:
STREET 1: ETZELSTRASSE 27
CITY: PFAFFIKON
STATE: V8
ZIP: CH-8808
BUSINESS PHONE: 41 55 417 60 00
MAIL ADDRESS:
STREET 1: ETZELSTRASSE 27
CITY: PFAFFIKON
STATE: V8
ZIP: CH-8808
13F-HR
1
manchag1q2013.txt
MAN INVESTMENTS (CH) AG
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Man Investments (CH) AG
Address: Etzelstrasse 27
CH-8808 Pfaffikon SZ
CH-8808 Pfaffikon SZ, Switzerland
13F File Number: 028-14880
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas Witschi & Urs Gruter
Title: Head of Swiss Compliance & Head of Swiss Finance
Phone: 41 55 417 60 00
Signature, Place, and Date of Signing:
/s/ Thomas Witschi /s/ Urs Gruter Pfaffikon, Switzerland May 15, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 42
Form 13F Information Table Value Total: $159,093 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AFFILIATED MANAGERS GROUP NOTE 3.950% 8/1 008252AL2 3116 2500000 PRN DEFINED 2500000 0 0
AK STL CORP NOTE 5.000%11/1 001546AP5 842 900000 PRN DEFINED 900000 0 0
ARES CAP CORP NOTE 5.750% 2/0 04010LAB9 810 750000 PRN DEFINED 750000 0 0
AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 895 500000 PRN DEFINED 500000 0 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 366 300 SHR DEFINED 300 0 0
CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 7076 5750000 PRN DEFINED 5750000 0 0
CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 719 750000 PRN DEFINED 750000 0 0
COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 5479 4900000 PRN DEFINED 4900000 0 0
FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 1123 700000 PRN DEFINED 700000 0 0
FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 4381 3750000 PRN DEFINED 3750000 0 0
GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 4711 3750000 PRN DEFINED 3750000 0 0
GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 12568 5800000 PRN DEFINED 5800000 0 0
GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 695 600000 PRN DEFINED 600000 0 0
HOLOGIC INC FRNT 2.000%12/1 436440AB7 6972 5750000 PRN DEFINED 5750000 0 0
HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 594 550000 PRN DEFINED 550000 0 0
INTEL CORP SDCV 2.950%12/1 458140AD2 8056 7600000 PRN DEFINED 7600000 0 0
KB HOME NOTE 1.375% 2/0 48666KAS8 6915 6265000 PRN DEFINED 6265000 0 0
LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 4078 3750000 PRN DEFINED 3750000 0 0
LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 5350 5000000 PRN DEFINED 5000000 0 0
MICRON TECHNOLOGY INC NOTE 1.500% 8/0 595112AQ6 871 750000 PRN DEFINED 750000 0 0
NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 503 500000 PRN DEFINED 500000 0 0
NETAPP INC NOTE 1.750% 6/0 64110DAB0 1090 1000000 PRN DEFINED 1000000 0 0
NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 4802 4250000 PRN DEFINED 4250000 0 0
NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 7845 5750000 PRN DEFINED 5750000 0 0
NUVASIVE INC NOTE 2.750% 7/0 670704AC9 685 700000 PRN DEFINED 700000 0 0
OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 2237 2000000 PRN DEFINED 2000000 0 0
OMNICOM GROUP INC NOTE 7/0 682134AA9 592 500000 PRN DEFINED 500000 0 0
ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 5700 5000000 PRN DEFINED 5000000 0 0
ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 702 300000 PRN DEFINED 300000 0 0
PRICELINE COM INC DEBT 1.000% 3/1 741503AQ9 8316 7500000 PRN DEFINED 7500000 0 0
REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 496 450000 PRN DEFINED 450000 0 0
SANDISK CORP NOTE 1.500% 8/1 80004CAD3 8708 6750000 PRN DEFINED 6750000 0 0
STERLITE INDS INDIA LTD NOTE 4.000%10/3 859737AB4 6383 6500000 PRN DEFINED 6500000 0 0
STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 8580 7200000 PRN DEFINED 7200000 0 0
SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 3228 2500000 PRN DEFINED 2500000 0 0
TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 606 500000 PRN DEFINED 500000 0 0
UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 6262 6000000 PRN DEFINED 6000000 0 0
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 1037 700000 PRN DEFINED 700000 0 0
VERTEX PHARMACEUTICALS INC NOTE 3.350%10/0 92532FAN0 4511 3750000 PRN DEFINED 3750000 0 0
VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 551 200000 PRN DEFINED 200000 0 0
VIROPHARMA INC NOTE 2.000% 3/1 928241AH1 596 400000 PRN DEFINED 400000 0 0
XILINX INC NOTE 2.625% 6/1 983919AF8 10046 7050000 PRN DEFINED 7050000 0 0