0001085146-12-001480.txt : 20121114 0001085146-12-001480.hdr.sgml : 20121114 20121114160335 ACCESSION NUMBER: 0001085146-12-001480 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Man Investments (CH) AG CENTRAL INDEX KEY: 0001542352 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14880 FILM NUMBER: 121204365 BUSINESS ADDRESS: STREET 1: ETZELSTRASSE 27 CITY: PFAFFIKON STATE: V8 ZIP: CH-8808 BUSINESS PHONE: 41 55 417 60 00 MAIL ADDRESS: STREET 1: ETZELSTRASSE 27 CITY: PFAFFIKON STATE: V8 ZIP: CH-8808 13F-HR 1 maninvestmentschag3q2012.txt MAN INVESTMENTS (CH) AG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Man Investments (CH) AG Address: Etzelstrasse 27 CH-8808 Pfaffikon SZ CH-8808 Pfaffikon SZ, Switzerland 13F File Number: 028-14880 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas Witschi & Urs Gruter Title: Head of Swiss Compliance & Head of Swiss Finance Phone: 41 55 417 60 00 Signature, Place, and Date of Signing: /s/ Thomas Witschi /s/ Urs Gruter Pfaffikon, Switzerland November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $136,560 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFFILIATED MANAGERS GROUP NOTE 3.950% 8/1 008252AL2 2800 2500000 PRN DEFINED 2500000 0 0 AMGEN INC NOTE 0.375% 2/0 031162AQ3 4731 4250000 PRN DEFINED 4250000 0 0 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 4753 4750000 PRN DEFINED 4750000 0 0 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 609 500000 PRN DEFINED 500000 0 0 CACI INTL INC NOTE 2.125% 5/0 127190AD8 5594 5000000 PRN DEFINED 5000000 0 0 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 4717 4750000 PRN DEFINED 4750000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 5664 6250000 PRN DEFINED 6250000 0 0 E M C CORP MASS NOTE 1.750%12/0 268648AM4 6011 3500000 PRN DEFINED 3500000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 4003 3750000 PRN DEFINED 3750000 0 0 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 5651 3750000 PRN DEFINED 3750000 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AB7 6515 5750000 PRN DEFINED 5750000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 2712 2500000 PRN DEFINED 2500000 0 0 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 5225 5000000 PRN DEFINED 5000000 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 5826 6000000 PRN DEFINED 6000000 0 0 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 5700 6000000 PRN DEFINED 6000000 0 0 LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 2281 2100000 PRN DEFINED 2100000 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 4680 4500000 PRN DEFINED 4500000 0 0 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 5041 5000000 PRN DEFINED 5000000 0 0 MICRON TECHNOLOGY INC NOTE 1.500% 8/0 595112AQ6 673 750000 PRN DEFINED 750000 0 0 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 5944 5750000 PRN DEFINED 5750000 0 0 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 446 500000 PRN DEFINED 500000 0 0 NETAPP INC NOTE 1.750% 6/0 64110DAB0 1141 1000000 PRN DEFINED 1000000 0 0 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 5742 4250000 PRN DEFINED 4250000 0 0 OMNICOM GROUP INC NOTE 7/0 682134AA9 5550 5000000 PRN DEFINED 5000000 0 0 ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 563 250000 PRN DEFINED 250000 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 5391 4750000 PRN DEFINED 4750000 0 0 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 6476 4250000 PRN DEFINED 4250000 0 0 STERLITE INDS INDIA LTD NOTE 4.000%10/3 859737AB4 6207 6500000 PRN DEFINED 6500000 0 0 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 5431 5000000 PRN DEFINED 5000000 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 516 500000 PRN DEFINED 500000 0 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 5050 5000000 PRN DEFINED 5000000 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 4917 3750000 PRN DEFINED 3750000 0 0