0001172661-12-001128.txt : 20121114
0001172661-12-001128.hdr.sgml : 20121114
20121114073737
ACCESSION NUMBER: 0001172661-12-001128
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Woodlands Health Ventures, Inc.
CENTRAL INDEX KEY: 0001542339
IRS NUMBER: 200389009
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14839
FILM NUMBER: 121200997
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVE
STREET 2: STE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 281-364-1555
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVE
STREET 2: STE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
13F-HR
1
essexwoodlands3q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Essex Woodlands Health Ventures
Address: 21 Waterway Ave
Suite 225
The Woodlands, TX 77380
13F File Number: 028-14839
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard Kolodziejcyk
Title: Chief Financial Officer
Phone: 281-364-1555
Signature, Place, and Date of Signing:
/s/ Richard Kolodziejcyk The Woodlands, TX/USA November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 12
Form 13F Information Table Value Total: $157,309 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABIOMED INC COM 003654100 66119 3150000 SH SOLE 3150000 0 0
ACURA PHARMACEUTICALS INC COM NEW 00509L703 281 169650 SH SOLE 169650 0 0
CHINA CORD BLOOD CORP SHS G21107100 2801 1037690 SH SOLE 1037690 0 0
COMPLETE GENOMICS INC COM 20454K104 13840 4450649 SH SOLE 4450649 0 0
CURIS INC COM 231269101 967 233797 SH SOLE 233797 0 0
ECHO THERAPEUTICS INC COM 27876L107 193 123186 SH SOLE 123186 0 0
ENDOLOGIX INC COM 29266S106 33381 2415428 SH SOLE 2415428 0 0
HORIZON PHARMA INC COM 44047T109 19196 5815940 SH SOLE 5815940 0 0
MEDICINOVA INC COM NEW 58468P206 2130 1170370 SH SOLE 1170370 0 0
PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 16 23928 SH SOLE 23928 0 0
SOLTA MED INC COM 83438K103 4176 1330219 SH SOLE 1330219 0 0
ZIOPHARM ONCOLOGY INC COM 98973P101 14209 2764908 SH SOLE 2764908 0 0