0001172661-12-001128.txt : 20121114 0001172661-12-001128.hdr.sgml : 20121114 20121114073737 ACCESSION NUMBER: 0001172661-12-001128 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Woodlands Health Ventures, Inc. CENTRAL INDEX KEY: 0001542339 IRS NUMBER: 200389009 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14839 FILM NUMBER: 121200997 BUSINESS ADDRESS: STREET 1: 21 WATERWAY AVE STREET 2: STE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-364-1555 MAIL ADDRESS: STREET 1: 21 WATERWAY AVE STREET 2: STE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 13F-HR 1 essexwoodlands3q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Essex Woodlands Health Ventures Address: 21 Waterway Ave Suite 225 The Woodlands, TX 77380 13F File Number: 028-14839 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Kolodziejcyk Title: Chief Financial Officer Phone: 281-364-1555 Signature, Place, and Date of Signing: /s/ Richard Kolodziejcyk The Woodlands, TX/USA November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 12 Form 13F Information Table Value Total: $157,309 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABIOMED INC COM 003654100 66119 3150000 SH SOLE 3150000 0 0 ACURA PHARMACEUTICALS INC COM NEW 00509L703 281 169650 SH SOLE 169650 0 0 CHINA CORD BLOOD CORP SHS G21107100 2801 1037690 SH SOLE 1037690 0 0 COMPLETE GENOMICS INC COM 20454K104 13840 4450649 SH SOLE 4450649 0 0 CURIS INC COM 231269101 967 233797 SH SOLE 233797 0 0 ECHO THERAPEUTICS INC COM 27876L107 193 123186 SH SOLE 123186 0 0 ENDOLOGIX INC COM 29266S106 33381 2415428 SH SOLE 2415428 0 0 HORIZON PHARMA INC COM 44047T109 19196 5815940 SH SOLE 5815940 0 0 MEDICINOVA INC COM NEW 58468P206 2130 1170370 SH SOLE 1170370 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 16 23928 SH SOLE 23928 0 0 SOLTA MED INC COM 83438K103 4176 1330219 SH SOLE 1330219 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 14209 2764908 SH SOLE 2764908 0 0