0001172661-12-000249.txt : 20120214 0001172661-12-000249.hdr.sgml : 20120214 20120214153245 ACCESSION NUMBER: 0001172661-12-000249 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Woodlands Health Ventures, Inc. CENTRAL INDEX KEY: 0001542339 IRS NUMBER: 200389009 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14839 FILM NUMBER: 12608839 BUSINESS ADDRESS: STREET 1: 21 WATERWAY AVE STREET 2: STE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-364-1555 MAIL ADDRESS: STREET 1: 21 WATERWAY AVE STREET 2: STE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 13F-HR 1 essexwoodland4q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Essex Woodlands Health Ventures Address: 21 Waterway Avenue Suite 225 The Woodlands, TX 77380 13F File Number: 028- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Kolodziejcyk Title: Chief Financial Officer Phone: 281-364-1555 Signature, Place, and Date of Signing: /s/ Richard Kolodziejcyk The Woodlands, TX/USA February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 12 Form 13F Information Table Value Total: $164,061 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABIOMED INC COM 003654100 58181 3150000 SH SOLE 3150000 0 0 ACURA PHARMACEUTICALS INC COM NEW 00509L703 557 159650 SH SOLE 159650 0 0 CHINA CORD BLOOD CORP SHS G21107100 2749 1037690 SH SOLE 1037690 0 0 COMPLETE GENOMICS INC COM 20454K104 12178 4156269 SH SOLE 4156269 0 0 CURIS INC COM 231269101 1562 233797 SH SOLE 233797 0 0 ECHO THERAPEUTICS INC COM 27876L107 278 123186 SH SOLE 123186 0 0 ENDOLOGIX INC COM 29266S106 62613 5454128 SH SOLE 5454128 0 0 HORIZON PHARMA INC COM 44047T109 9308 2364094 SH SOLE 2364094 0 0 MEDICINOVA INC COM NEW 58468P206 1990 1170370 SH SOLE 1170370 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 9 23928 SH SOLE 23928 0 0 SOLTA MED INC COM 83438K103 4177 1330219 SH SOLE 1330219 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 10459 2371642 SH SOLE 2371642 0 0