0001140361-13-017353.txt : 20130425
0001140361-13-017353.hdr.sgml : 20130425
20130425100103
ACCESSION NUMBER: 0001140361-13-017353
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130425
DATE AS OF CHANGE: 20130425
EFFECTIVENESS DATE: 20130425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Third Security, LLC
CENTRAL INDEX KEY: 0001542294
IRS NUMBER: 541923091
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14815
FILM NUMBER: 13781225
BUSINESS ADDRESS:
STREET 1: THE GOVERNOR TYLER
STREET 2: 1881 GROVE AVENUE
CITY: RADFORD
STATE: VA
ZIP: 24141
BUSINESS PHONE: 5406337900
MAIL ADDRESS:
STREET 1: THE GOVERNOR TYLER
STREET 2: 1881 GROVE AVENUE
CITY: RADFORD
STATE: VA
ZIP: 24141
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2013
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Third Security, LLC
Address: 1881 Grove Avenue, Radford, VA 24141
Form 13F File Number: 028-14815
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Randal J. Kirk
Title: Chief Executive Officer
Phone: 540-633-7900
Signature, Place, and Date of Signing:
/s/ Randal J. Kirk Radford, VA 4/25/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 19
Form 13F Information Table Value Total: $ 295,922
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5,715 195,000 SH SOLE 195,000 0 0
CODEXIS INC COM 192005106 4,314 1,805,000 SH SOLE 1,805,000 0 0
COPANO ENERGY L L C COM UNITS 217202100 11,198 276,350 SH SOLE 276,350 0 0
CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 6,344 266,000 SH SOLE 266,000 0 0
DERMA SCIENCES INC COM PAR $.01 249827502 1,755 145,278 SH SOLE 145,278 0 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 11,000 188,100 SH SOLE 188,100 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 26,981 447,517 SH SOLE 447,517 0 0
GENESIS ENERGY L P UNIT LTD PARTN 371927104 10,464 217,000 SH SOLE 217,000 0 0
HALOZYME THERAPEUTICS INC COM 40637H109 114,023 19,761,286 SH SOLE 19,761,286 0 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 17,236 192,000 SH SOLE 192,000 0 0
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 5,462 141,800 SH SOLE 141,800 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 6,214 116,500 SH SOLE 116,500 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 22,592 400,000 SH SOLE 400,000 0 0
PVR PARTNERS LP COM UNIT REPTG L 693665101 3,918 162,500 SH SOLE 162,500 0 0
SYNTHETIC BIOLOGICS INC COM 87164U102 11,349 6,675,768 SH DEFINED 6,675,768 0 0
SYNTHETIC BIOLOGICS INC COM 87164U102 5,313 3,125,000 SH SOLE 3,125,000 0 0
TC PIPELINES LP UT COM LTD PRT 87233Q108 4,704 97,000 SH SOLE 97,000 0 0
ZIOPHARM ONCOLOGY INC COM 98973P101 2,574 1,406,585 SH SOLE 1,406,585 0 0
ZIOPHARM ONCOLOGY INC COM 98973P101 24,766 13,533,162 SH DEFINED 13,533,162 0 0