0001140361-12-025364.txt : 20120515 0001140361-12-025364.hdr.sgml : 20120515 20120515152518 ACCESSION NUMBER: 0001140361-12-025364 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Third Security, LLC CENTRAL INDEX KEY: 0001542294 IRS NUMBER: 541923091 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14815 FILM NUMBER: 12844031 BUSINESS ADDRESS: STREET 1: THE GOVERNOR TYLER STREET 2: 1881 GROVE AVENUE CITY: RADFORD STATE: VA ZIP: 24141 BUSINESS PHONE: 5406337900 MAIL ADDRESS: STREET 1: THE GOVERNOR TYLER STREET 2: 1881 GROVE AVENUE CITY: RADFORD STATE: VA ZIP: 24141 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Third Security, LLC Address: 1881 Grove Avenue, Radford, VA 24141 Form 13F File Number: 028-14815 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Randal J. Kirk Title: Chief Executive Officer Phone: 540-633-7900 Signature, Place, and Date of Signing: /s/ Randal J. Kirk Radford, VA 5/15/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 42 Form 13F Information Table Value Total: $ 501,550 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- APPLE INC COM 037833100 5,456 9,100 SH SOLE 9,100 0 0 AT&T INC COM 00206R102 3,279 105,000 SH SOLE 105,000 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5,160 195,000 SH SOLE 195,000 0 0 CENTURYLINK INC COM 156700106 3,382 87,500 SH SOLE 87,500 0 0 CHINA ADVANCED CONSTR MATLS COM 169365103 1,047 434,626 SH SOLE 434,626 0 0 CONAGRA FOODS INC COM 205887102 2,975 113,300 SH SOLE 113,300 0 0 CONOCOPHILLIPS COM 20825C104 3,352 44,100 SH SOLE 44,100 0 0 COPANO ENERGY L L C COM UNITS 217202100 9,866 276,350 SH SOLE 276,350 0 0 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 5,388 189,000 SH SOLE 189,000 0 0 DOW CHEM CO COM 260543103 3,107 89,700 SH SOLE 89,700 0 0 DUKE ENERGY CORP NEW COM 26441C105 2,962 141,000 SH SOLE 141,000 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 7,580 188,100 SH SOLE 188,100 0 0 ENTERGY CORP NEW COM 29364G103 2,869 42,700 SH SOLE 42,700 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 22,586 447,517 SH SOLE 447,517 0 0 GENERAL MLS INC COM 370334104 2,967 75,200 SH SOLE 75,200 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 4,497 146,304 SH SOLE 146,304 0 0 GOODRICH CORP COM 382388106 2,509 20,000 SH SOLE 20,000 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 237,895 18,643,816 SH SOLE 18,643,816 0 0 HARLEYSVILLE GROUP INC COM 412824104 2,452 42,500 SH SOLE 42,500 0 0 INTEL CORP COM 458140100 3,155 112,200 SH SOLE 112,200 0 0 INTL PAPER CO COM 460146103 3,370 96,000 SH SOLE 96,000 0 0 KIMBERLY CLARK CORP COM 494368103 3,074 41,600 SH SOLE 41,600 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 11,626 140,500 SH SOLE 140,500 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 9,979 204,400 SH SOLE 204,400 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 4,790 141,800 SH SOLE 141,800 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 2,521 64,250 SH SOLE 64,250 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 2,927 122,000 SH SOLE 122,000 0 0 NORTHROP GRUMMAN CORP COM 666807102 3,054 50,000 SH SOLE 50,000 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 6,883 116,500 SH SOLE 116,500 0 0 PAYCHEX INC COM 704326107 2,881 92,950 SH SOLE 92,950 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 3,547 162,500 SH SOLE 162,500 0 0 PEPSICO INC COM 713448108 3,105 46,800 SH SOLE 46,800 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 15,690 200,000 SH SOLE 200,000 0 0 PROCTER & GAMBLE CO COM 742718109 3,192 47,500 SH SOLE 47,500 0 0 SYNTHETIC BIOLOGICS INC COM 87164U102 6,872 3,123,558 SH DEFINED 3,123,558 0 0 SYSCO CORP COM 871829107 3,058 102,400 SH SOLE 102,400 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 2,109 46,900 SH SOLE 46,900 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,080 111,300 SH SOLE 111,300 0 0 WASTE MGMT INC DEL COM 94106L109 3,056 87,400 SH SOLE 87,400 0 0 YUM BRANDS INC COM 988498101 13,311 187,000 SH SOLE 187,000 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 7,501 1,389,039 SH SOLE 1,389,039 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 53,440 9,896,236 SH DEFINED 9,896,236 0 0