Chief Compliance Officer

0001062993-19-002246.txt : 20190515 0001062993-19-002246.hdr.sgml : 20190515 20190515093239 ACCESSION NUMBER: 0001062993-19-002246 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Annex Advisory Services, LLC CENTRAL INDEX KEY: 0001542287 IRS NUMBER: 861130026 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15012 FILM NUMBER: 19825480 BUSINESS ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 BUSINESS PHONE: 262-786-6363 MAIL ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542287 XXXXXXXX 03-31-2019 03-31-2019 Annex Advisory Services, LLC

12700 W. BLUEMOUND ROAD SUITE 200 ELM GROVE WI 53122

13F HOLDINGS REPORT 028-15012 N Mark M. Oswald Chief Compliance Officer 262 786 6363 Mark M. Oswald Elm Grove WI 05-14-2019 0 132 667263 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 292 1403 SH SOLE 0 0 1403 ABBOTT LABS COM 002824100 1184 14807 SH SOLE 0 0 14807 ABBVIE INC COM 00287Y109 1546 19186 SH SOLE 0 0 19186 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 224 1272 SH SOLE 0 0 1272 ALLIANT ENERGY CORP COM 018802108 475 10086 SH SOLE 0 0 10086 ALPHABET INC CAP STK CL A 02079K305 200 170 SH SOLE 0 0 170 ALPS ETF TR ALERIAN MLP 00162Q866 170 16974 SH SOLE 0 0 16974 ALTRIA GROUP INC COM 02209S103 861 14984 SH SOLE 0 0 14984 AMAZON COM INC COM 023135106 878 493 SH SOLE 0 0 493 AMGEN INC COM 031162100 1902 10011 SH SOLE 0 0 10011 ANNALY CAP MGMT INC COM 035710409 195 19503 SH SOLE 0 0 19503 ANTHEM INC COM 036752103 1730 6030 SH SOLE 0 0 6030 APPLE INC COM 037833100 6181 32539 SH SOLE 0 0 32539 ASSOCIATED BANC CORP COM 045487105 520 24348 SH SOLE 0 0 24348 ASSURANT INC COM 04621X108 344 3626 SH SOLE 0 0 3626 AT&T INC COM 00206R102 3272 104339 SH SOLE 0 0 104339 BANK AMER CORP COM 060505104 1948 70595 SH SOLE 0 0 70595 BANK MONTREAL QUE COM 063671101 237 3162 SH SOLE 0 0 3162 BAXTER INTL INC COM 071813109 444 5460 SH SOLE 0 0 5460 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 326 1621 SH SOLE 0 0 1621 BHP GROUP LTD SPONSORED ADS 088606108 1868 34166 SH SOLE 0 0 34166 BOEING CO COM 097023105 803 2106 SH SOLE 0 0 2106 CHEVRON CORP NEW COM 166764100 342 2776 SH SOLE 0 0 2776 CISCO SYS INC COM 17275R102 2304 42670 SH SOLE 0 0 42670 CITIGROUP INC COM NEW 172967424 1729 27796 SH SOLE 0 0 27796 COCA COLA CO COM 191216100 270 5763 SH SOLE 0 0 5763 COLONY CAP INC NEW CL A COM 19626G108 78 14700 SH SOLE 0 0 14700 COLONY CR REAL ESTATE INC COM CL A 19625T101 333 21234 SH SOLE 0 0 21234 CONOCOPHILLIPS COM 20825C104 2572 38544 SH SOLE 0 0 38544 CORNING INC COM 219350105 1964 59328 SH SOLE 0 0 59328 DISNEY WALT CO COM DISNEY 254687106 324 2920 SH SOLE 0 0 2920 EATON CORP PLC SHS G29183103 481 5968 SH SOLE 0 0 5968 EXXON MOBIL CORP COM 30231G102 843 10434 SH SOLE 0 0 10434 FACEBOOK INC CL A 30303M102 237 1419 SH SOLE 0 0 1419 FIDELITY NATL INFORMATION SV COM 31620M106 1177 10410 SH SOLE 0 0 10410 FISERV INC COM 337738108 1425 16145 SH SOLE 0 0 16145 GENERAL MTRS CO COM 37045V100 1686 45458 SH SOLE 0 0 45458 GILEAD SCIENCES INC COM 375558103 1502 23110 SH SOLE 0 0 23110 GLOBAL PMTS INC COM 37940X102 443 3244 SH SOLE 0 0 3244 HOME DEPOT INC COM 437076102 2476 12902 SH SOLE 0 0 12902 HONEYWELL INTL INC COM 438516106 347 2185 SH SOLE 0 0 2185 INTEL CORP COM 458140100 2559 47650 SH SOLE 0 0 47650 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 55852 534771 SH SOLE 0 0 534771 ISHARES TR AGGRES ALLOC ETF 464289859 2417 45162 SH SOLE 0 0 45162 ISHARES TR CONSER ALLOC ETF 464289883 1283 37179 SH SOLE 0 0 37179 ISHARES TR CORE S&P MCP ETF 464287507 10062 53123 SH SOLE 0 0 53123 ISHARES TR CORE S&P SCP ETF 464287804 27804 360394 SH SOLE 0 0 360394 ISHARES TR CORE S&P500 ETF 464287200 10389 36510 SH SOLE 0 0 36510 ISHARES TR FLTG RATE NT ETF 46429B655 236 4637 SH SOLE 0 0 4637 ISHARES TR GRWT ALLOCAT ETF 464289867 2490 55706 SH SOLE 0 0 55706 ISHARES TR INTL SEL DIV ETF 464288448 1225 39695 SH SOLE 0 0 39695 ISHARES TR MODERT ALLOC ETF 464289875 2284 60020 SH SOLE 0 0 60020 ISHARES TR RUS 1000 GRW ETF 464287614 1534 10135 SH SOLE 0 0 10135 ISHARES TR RUS 1000 VAL ETF 464287598 992 8032 SH SOLE 0 0 8032 ISHARES TR RUS 2000 VAL ETF 464287630 238 1985 SH SOLE 0 0 1985 ISHARES TR RUSSELL 2000 ETF 464287655 583 3811 SH SOLE 0 0 3811 ISHARES TR SELECT DIVID ETF 464287168 291 2964 SH SOLE 0 0 2964 JOHNSON & JOHNSON COM 478160104 420 3006 SH SOLE 0 0 3006 JPMORGAN CHASE & CO COM 46625H100 2272 22439 SH SOLE 0 0 22439 KIMBERLY CLARK CORP COM 494368103 433 3494 SH SOLE 0 0 3494 KOHLS CORP COM 500255104 2117 30788 SH SOLE 0 0 30788 LAM RESEARCH CORP COM 512807108 1659 9270 SH SOLE 0 0 9270 LAMB WESTON HLDGS INC COM 513272104 348 4640 SH SOLE 0 0 4640 LAS VEGAS SANDS CORP COM 517834107 1535 25181 SH SOLE 0 0 25181 LILLY ELI & CO COM 532457108 201 1546 SH SOLE 0 0 1546 LYONDELLBASELL INDUSTRIES N SHS - 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