0001062993-14-004892.txt : 20140814 0001062993-14-004892.hdr.sgml : 20140814 20140814112440 ACCESSION NUMBER: 0001062993-14-004892 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Annex Advisory Services, LLC CENTRAL INDEX KEY: 0001542287 IRS NUMBER: 861130026 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15012 FILM NUMBER: 141040560 BUSINESS ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 BUSINESS PHONE: 262-786-6363 MAIL ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542287 XXXXXXXX 06-30-2014 06-30-2014 Annex Advisory Services, LLC

12700 W. BLUEMOUND ROAD SUITE 200 ELM GROVE WI 53122

13F HOLDINGS REPORT 028-15012 N Mark M. Oswald 262 786 6363 Mark M. Oswald Elm Grove WI 08-13-2014 0 82 292792 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 314 7670 SH SOLE 0 0 7670 ABBVIE INC COM 00287Y109 483 8556 SH SOLE 0 0 8556 AEGON N V NY REGISTRY SH 007924103 227 8900 SH SOLE 0 0 8900 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 176 23376 SH SOLE 0 0 23376 ALLIANT ENERGY CORP COM 018802108 387 6365 SH SOLE 0 0 6365 ALTRIA GROUP INC COM 02209S103 254 6068 SH SOLE 0 0 6068 APPLE INC COM 037833100 1724 18553 SH SOLE 0 0 18553 AT&T INC COM 00206R102 269 7616 SH SOLE 0 0 7616 BAXTER INTL INC COM 071813109 376 5195 SH SOLE 0 0 5195 CHEVRON CORP NEW COM 166764100 1317 10091 SH SOLE 0 0 10091 CONOCOPHILLIPS COM 20825C104 361 4212 SH SOLE 0 0 4212 CREDIT SUISSE ASSET MGMT INC COM 224916106 180 49225 SH SOLE 0 0 49225 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 51 15571 SH SOLE 0 0 15571 DISNEY WALT CO COM DISNEY 254687106 213 2480 SH SOLE 0 0 2480 EXXON MOBIL CORP COM 30231G102 560 5559 SH SOLE 0 0 5559 FISERV INC COM 337738108 422 6991 SH SOLE 0 0 6991 GENERAL ELECTRIC CO COM 369604103 383 14579 SH SOLE 0 0 14579 HSBC HLDGS PLC ADR A 1/40PF A 404280604 251 9900 SH SOLE 0 0 9900 INTERNATIONAL BUSINESS MACHS COM 459200101 507 2795 SH SOLE 0 0 2795 ISHARES 7-10 Y TR BD ETF 464287440 353 3409 SH SOLE 0 0 3409 ISHARES AGGRES ALLOC ETF 464289859 938 19883 SH SOLE 0 0 19883 ISHARES CORE S&P MCP ETF 464287507 5838 40804 SH SOLE 0 0 40804 ISHARES CORE S&P SCP ETF 464287804 13703 122253 SH SOLE 0 0 122253 ISHARES CORE S&P500 ETF 464287200 5446 27647 SH SOLE 0 0 27647 ISHARES GRWT ALLOCAT ETF 464289867 315 7778 SH SOLE 0 0 7778 ISHARES TR HIGH DIVIDND ETF 46429B663 1387 18399 SH SOLE 0 0 18399 ISHARES INTL SEL DIV ETF 464288448 215 5401 SH SOLE 0 0 5401 ISHARES MODERT ALLOC ETF 464289875 777 21757 SH SOLE 0 0 21757 ISHARES MSCI EAFE ETF 464287465 269 3931 SH SOLE 0 0 3931 ISHARES NAT AMT FREE BD 464288414 248 2282 SH SOLE 0 0 2282 ISHARES RUS 1000 ETF 464287622 454 4122 SH SOLE 0 0 4122 ISHARES RUS 1000 GRW ETF 464287614 4039 44418 SH SOLE 0 0 44418 ISHARES RUS 1000 VAL ETF 464287598 3187 31475 SH SOLE 0 0 31475 ISHARES RUS 2000 GRW ETF 464287648 663 4786 SH SOLE 0 0 4786 ISHARES RUS 2000 VAL ETF 464287630 874 8467 SH SOLE 0 0 8467 ISHARES RUS MDCP VAL ETF 464287473 228 3138 SH SOLE 0 0 3138 ISHARES RUSSELL 2000 ETF 464287655 693 5833 SH SOLE 0 0 5833 ISHARES SELECT DIVID ETF 464287168 393 5105 SH SOLE 0 0 5105 ISHARES U.S. FINLS ETF 464287788 13140 158051 SH SOLE 0 0 158051 ISHARES U.S. REAL ES ETF 464287739 1224 17053 SH SOLE 0 0 17053 ISHARES U.S. TECH ETF 464287721 236 2433 SH SOLE 0 0 2433 ISHARES US HLTHCARE ETF 464287762 309 2414 SH SOLE 0 0 2414 JOHNSON & JOHNSON COM 478160104 252 2404 SH SOLE 0 0 2404 JOHNSON CTLS INC COM 478366107 1360 27237 SH SOLE 0 0 27237 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 249 3033 SH SOLE 0 0 3033 MCDONALDS CORP COM 580135101 391 3878 SH SOLE 0 0 3878 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 229 18442 SH SOLE 0 0 18442 ORACLE CORP COM 68389X105 250 6159 SH SOLE 0 0 6159 PENTAIR PLC SHS G7S00T104 203 2818 SH SOLE 0 0 2818 PEPSICO INC COM 713448108 414 4636 SH SOLE 0 0 4636 PFIZER INC COM 717081103 261 8783 SH SOLE 0 0 8783 PHILIP MORRIS INTL INC COM 718172109 343 4069 SH SOLE 0 0 4069 PIMCO ETF TR ENHAN SHRT MAT 72201R833 439 4331 SH SOLE 0 0 4331 PIMCO ETF TR TOTL RETN ETF 72201R775 2284 20952 SH SOLE 0 0 20952 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 616 17306 SH SOLE 0 0 17306 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 23796 310203 SH SOLE 0 0 310203 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 707 14819 SH SOLE 0 0 14819 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 529 13139 SH SOLE 0 0 13139 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 400 5998 SH SOLE 0 0 5998 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12256 201482 SH SOLE 0 0 201482 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 358 15739 SH SOLE 0 0 15739 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 15555 287727 SH SOLE 0 0 287727 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 354 9224 SH SOLE 0 0 9224 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 563 3354 SH SOLE 0 0 3354 SPDR S&P 500 ETF TR TR UNIT 78462F103 1727 8826 SH SOLE 0 0 8826 SPDR SERIES TRUST S&P DIVID ETF 78464A763 398 5194 SH SOLE 0 0 5194 SPDR SERIES TRUST S&P REGL BKG 78464A698 1493 37037 SH SOLE 0 0 37037 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 33250 646771 SH SOLE 0 0 646771 VANGUARD INDEX FDS GROWTH ETF 922908736 225 2278 SH SOLE 0 0 2278 VANGUARD INDEX FDS REIT ETF 922908553 24037 321181 SH SOLE 0 0 321181 VANGUARD INDEX FDS SMALL CP ETF 922908751 11425 97550 SH SOLE 0 0 97550 VANGUARD INDEX FDS TOTAL STK MKT 922908769 34692 340889 SH SOLE 0 0 340889 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4073 77893 SH SOLE 0 0 77893 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 15405 197626 SH SOLE 0 0 197626 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 15726 237136 SH SOLE 0 0 237136 VANGUARD WORLD FDS INF TECH ETF 92204A702 21988 227174 SH SOLE 0 0 227174 VERIZON COMMUNICATIONS INC COM 92343V104 261 5339 SH SOLE 0 0 5339 VISA INC COM CL A 92826C839 211 1003 SH SOLE 0 0 1003 WALGREEN CO COM 931422109 249 3355 SH SOLE 0 0 3355 WELLS FARGO & CO NEW COM 949746101 377 7181 SH SOLE 0 0 7181 WISCONSIN ENERGY CORP COM 976657106 913 19450 SH SOLE 0 0 19450 WISDOMTREE TR DIV EX-FINL FD 97717W406 1149 15543 SH SOLE 0 0 15543