0001062993-13-003952.txt : 20130812 0001062993-13-003952.hdr.sgml : 20130812 20130812120907 ACCESSION NUMBER: 0001062993-13-003952 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 EFFECTIVENESS DATE: 20130812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Annex Advisory Services, LLC CENTRAL INDEX KEY: 0001542287 IRS NUMBER: 861130026 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15012 FILM NUMBER: 131028929 BUSINESS ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 BUSINESS PHONE: 262-786-6363 MAIL ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542287 XXXXXXXX 06-30-2013 06-30-2013 Annex Advisory Services, LLC

12700 W. Bluemound Road Suite 200 Elm Grove WI 53122

13F HOLDINGS REPORT 028-15012 N Mark M. Oswald 262 786 6363 Mark M. Oswald Elm Grove WI 08-12-2013 0 97 181170 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 271 7772 SH SOLE 0 0 7772 ABBVIE INC COM 00287Y109 351 8489 SH SOLE 0 0 8489 AEGON N V NY REGISTRY SH 007924103 219 8900 SH SOLE 0 0 8900 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 141 18911 SH SOLE 0 0 18911 ALLIANT ENERGY CORP COM 018802108 334 6624 SH SOLE 0 0 6624 APPLE INC COM 037833100 935 2359 SH SOLE 0 0 2359 AT&T INC COM 00206R102 210 5929 SH SOLE 0 0 5929 BANK OF AMERICA CORPORATION COM 060505104 138 10700 SH SOLE 0 0 10700 BAXTER INTL INC COM 071813109 365 5273 SH SOLE 0 0 5273 CHEVRON CORP NEW COM 166764100 1197 10111 SH SOLE 0 0 10111 CREDIT SUISSE ASSET MGMT INC COM 224916106 62 16258 SH SOLE 0 0 16258 EXELON CORP COM 30161N101 335 10846 SH SOLE 0 0 10846 EXXON MOBIL CORP COM 30231G102 479 5299 SH SOLE 0 0 5299 FIDELITY NATL INFORMATION SV COM 31620M106 203 4736 SH SOLE 0 0 4736 FISERV INC COM 337738108 356 4078 SH SOLE 0 0 4078 GENERAL ELECTRIC CO COM 369604103 530 22864 SH SOLE 0 0 22864 GOOGLE INC CL A 38259P508 208 236 SH SOLE 0 0 236 HSBC HLDGS PLC ADR A 1/40PF A 404280604 246 9900 SH SOLE 0 0 9900 INTERNATIONAL BUSINESS MACHS COM 459200101 352 1839 SH SOLE 0 0 1839 JOHNSON CTLS INC COM 478366107 965 26950 SH SOLE 0 0 26950 MAZOR ROBOTICS LTD SPONSORED ADS 57886P103 81 11185 SH SOLE 0 0 11185 MCDONALDS CORP COM 580135101 1056 10667 SH SOLE 0 0 10667 ORACLE CORP COM 68389X105 254 8267 SH SOLE 0 0 8267 PEPSICO INC COM 713448108 303 3702 SH SOLE 0 0 3702 SWISHER HYGIENE INC COM 870808102 22 26095 SH SOLE 0 0 26095 UNITEDHEALTH GROUP INC COM 91324P102 574 8760 SH SOLE 0 0 8760 VERIZON COMMUNICATIONS INC COM 92343V104 206 4086 SH SOLE 0 0 4086 VISA INC COM CL A 92826C839 224 1226 SH SOLE 0 0 1226 WELLS FARGO & CO NEW COM 949746101 379 9186 SH SOLE 0 0 9186 WISCONSIN ENERGY CORP COM 976657106 851 20763 SH SOLE 0 0 20763 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 49 15571 SH SOLE 0 0 15571 ISHARES GOLD TRUST ISHARES 464285105 743 61938 SH SOLE 0 0 61938 ISHARES TR BARCLYS 1-3 YR 464287457 213 2531 SH SOLE 0 0 2531 ISHARES TR CORE S&P MCP ETF 464287507 2895 25065 SH SOLE 0 0 25065 ISHARES TR CORE S&P SCP ETF 464287804 5401 59804 SH SOLE 0 0 59804 ISHARES TR CORE S&P500 ETF 464287200 3863 24006 SH SOLE 0 0 24006 ISHARES TR CORE TOTUSBD ETF 464287226 648 6044 SH SOLE 0 0 6044 ISHARES TR DJ INTL SEL DIVD 464288448 276 8666 SH SOLE 0 0 8666 ISHARES TR DJ OIL&GAS EXP 464288851 242 3380 SH SOLE 0 0 3380 ISHARES TR DJ SEL DIV INX 464287168 582 9087 SH SOLE 0 0 9087 ISHARES TR DJ US ENERGY 464287796 323 7250 SH SOLE 0 0 7250 ISHARES TR DJ US FINL SEC 464287788 1748 24434 SH SOLE 0 0 24434 ISHARES TR DJ US HEALTHCR 464287762 442 4416 SH SOLE 0 0 4416 ISHARES TR DJ US REAL EST 464287739 1230 18517 SH SOLE 0 0 18517 ISHARES TR DJ US TECH SEC 464287721 273 3705 SH SOLE 0 0 3705 ISHARES TR DJ US TELECOMM 464287713 518 20028 SH SOLE 0 0 20028 ISHARES TR HGH DIV EQT FD 46429B663 1755 26461 SH SOLE 0 0 26461 ISHARES TR HIGH YLD CORP 464288513 2133 23467 SH SOLE 0 0 23467 ISHARES TR IBOXX INV CPBD 464287242 3130 27542 SH SOLE 0 0 27542 ISHARES TR JPMORGAN USD 464288281 264 2409 SH SOLE 0 0 2409 ISHARES TR MSCI EAFE INDEX 464287465 213 3714 SH SOLE 0 0 3714 ISHARES TR RUSL 2000 GROW 464287648 753 6748 SH SOLE 0 0 6748 ISHARES TR RUSL 2000 VALU 464287630 763 8879 SH SOLE 0 0 8879 ISHARES TR RUSSELL 1000 464287622 562 6255 SH SOLE 0 0 6255 ISHARES TR RUSSELL 2000 464287655 1221 12576 SH SOLE 0 0 12576 ISHARES TR RUSSELL1000GRW 464287614 6166 84762 SH SOLE 0 0 84762 ISHARES TR RUSSELL1000VAL 464287598 4884 58283 SH SOLE 0 0 58283 ISHARES TR S&P AGGR ALL 464289859 644 16123 SH SOLE 0 0 16123 ISHARES TR S&P GRWTH ALL 464289867 216 6084 SH SOLE 0 0 6084 ISHARES TR S&P NTL AMTFREE 464288414 941 8958 SH SOLE 0 0 8958 ISHARES TR US PFD STK IDX 464288687 499 12708 SH SOLE 0 0 12708 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 348 14221 SH SOLE 0 0 14221 PIMCO ETF TR ENHAN SHRT MAT 72201R833 218 2150 SH SOLE 0 0 2150 PIMCO ETF TR TOTL RETN ETF 72201R775 12496 118463 SH SOLE 0 0 118463 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2434 78214 SH SOLE 0 0 78214 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 3460 242486 SH SOLE 0 0 242486 PROSHARES TR PSHS ULT S&P 500 74347R107 473 6185 SH SOLE 0 0 6185 PROSHARES TR PSHS ULTRUSS2000 74347R842 486 8091 SH SOLE 0 0 8091 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 14716 240166 SH SOLE 0 0 240166 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 540 13872 SH SOLE 0 0 13872 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 459 14373 SH SOLE 0 0 14373 SCHWAB STRATEGIC TR US REIT ETF 808524847 229 7147 SH SOLE 0 0 7147 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 767 13592 SH SOLE 0 0 13592 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1859 46864 SH SOLE 0 0 46864 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3775 79282 SH SOLE 0 0 79282 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 7617 97265 SH SOLE 0 0 97265 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 358 18423 SH SOLE 0 0 18423 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 578 15356 SH SOLE 0 0 15356 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 378 12358 SH SOLE 0 0 12358 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1508 10148 SH SOLE 0 0 10148 SPDR GOLD TRUST GOLD SHS 78463V107 1652 13868 SH SOLE 0 0 13868 SPDR S&P 500 ETF TR TR UNIT 78462F103 1483 9250 SH SOLE 0 0 9250 SPDR SERIES TRUST S&P DIVID ETF 78464A763 438 6611 SH SOLE 0 0 6611 SPDR SERIES TRUST S&P REGL BKG 78464A698 1696 50069 SH SOLE 0 0 50069 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 245 3063 SH SOLE 0 0 3063 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1332 16473 SH SOLE 0 0 16473 VANGUARD INDEX FDS GROWTH ETF 922908736 320 4099 SH SOLE 0 0 4099 VANGUARD INDEX FDS REIT ETF 922908553 13810 200967 SH SOLE 0 0 200967 VANGUARD INDEX FDS SMALL CP ETF 922908751 914 9756 SH SOLE 0 0 9756 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15720 190146 SH SOLE 0 0 190146 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3458 78201 SH SOLE 0 0 78201 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 795 20488 SH SOLE 0 0 20488 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 11743 177390 SH SOLE 0 0 177390 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3800 67394 SH SOLE 0 0 67394 VANGUARD WORLD FDS INF TECH ETF 92204A702 6901 93280 SH SOLE 0 0 93280 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 1358 21802 SH SOLE 0 0 21802 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 7369 152516 SH SOLE 0 0 152516