0001398344-17-001203.txt : 20170201 0001398344-17-001203.hdr.sgml : 20170201 20170201161708 ACCESSION NUMBER: 0001398344-17-001203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 EFFECTIVENESS DATE: 20170201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Partners, LLC CENTRAL INDEX KEY: 0001542266 IRS NUMBER: 270225271 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14862 FILM NUMBER: 17565114 BUSINESS ADDRESS: STREET 1: 2321 ROSECRANS AVENUE, SUITE 4200 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-933-3199 MAIL ADDRESS: STREET 1: 2321 ROSECRANS AVENUE, SUITE 4200 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001542266 XXXXXXXX 12-31-2016 12-31-2016 false Granite Investment Partners, LLC
2321 Rosecrans Avenue, Suite 4200 El Segundo CA 90245
13F COMBINATION REPORT 028-14862 028-12592 Bank of New York Mellon Corp N
Robert Foran Principal, CCO 310-933-3199 /s/ Robert Foran Los Angeles CA 02-01-2017 2 445 1358004 1 028-16577 Altair Advisers LLC 2 028-10487 Northern Trust Investments, Inc.
INFORMATION TABLE 2 fp0023714_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 2651 14846 SH SOLE 14846 0 0 A MARK PRECIOUS METALS INC COM 00181T107 1907 97783 SH SOLE 97783 0 0 A MARK PRECIOUS METALS INC COM 00181T107 442 22692 SH DFND 1 22692 0 0 AT&T INC COM 00206R102 268 6313 SH SOLE 6313 0 0 ABBOTT LABS COM 002824100 2258 58783 SH SOLE 58783 0 0 ABBVIE INC COM 00287Y109 2390 38168 SH SOLE 38168 0 0 ACI WORLDWIDE INC COM 004498101 1205 66383 SH SOLE 66383 0 0 ACME UTD CORP COM 004816104 1566 61235 SH SOLE 61235 0 0 ACME UTD CORP COM 004816104 389 15224 SH DFND 1 15224 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5820 161173 SH SOLE 154173 0 7000 ACXIOM CORP COM 005125109 14053 524351 SH SOLE 524351 0 0 ACXIOM CORP COM 005125109 1890 70541 SH DFND 2 70541 0 0 ADTRAN INC COM 00738A106 9086 406512 SH SOLE 406512 0 0 ADTRAN INC COM 00738A106 1377 61619 SH DFND 2 61619 0 0 AEROVIRONMENT INC COM 008073108 6930 258305 SH SOLE 258305 0 0 AEROVIRONMENT INC COM 008073108 1083 40375 SH DFND 2 40375 0 0 ALBANY INTL CORP CL A 012348108 10594 228804 SH SOLE 228804 0 0 ALBANY INTL CORP CL A 012348108 1586 34258 SH DFND 2 34258 0 0 ALLERGAN PLC SHS G0177J108 6298 29990 SH SOLE 28710 0 1280 ALPHA PRO TECH LTD COM 020772109 654 186990 SH SOLE 186990 0 0 ALPHA PRO TECH LTD COM 020772109 154 44141 SH DFND 1 44141 0 0 ALPHABET INC CAP STK CL A 02079K305 6254 7892 SH SOLE 7576 0 316 ALPHABET INC CAP STK CL C 02079K107 15377 19923 SH SOLE 18800 0 1123 ALTRIA GROUP INC COM 02209S103 1051 15550 SH SOLE 15550 0 0 AMAZON COM INC COM 023135106 21055 28078 SH SOLE 26486 0 1592 AMBER RD INC COM 02318Y108 2752 303112 SH SOLE 303112 0 0 AMBER RD INC COM 02318Y108 642 70756 SH DFND 1 70756 0 0 AMERICAN SOFTWARE INC CL A 029683109 1318 127607 SH SOLE 127607 0 0 AMERICAN SOFTWARE INC CL A 029683109 308 29780 SH DFND 1 29780 0 0 AMERICAN STS WTR CO COM 029899101 10683 234472 SH SOLE 234472 0 0 AMERICAN STS WTR CO COM 029899101 1592 34951 SH DFND 2 34951 0 0 AMERIPRISE FINL INC COM 03076C106 211 1900 SH SOLE 1900 0 0 AMERISAFE INC COM 03071H100 8447 135481 SH SOLE 135481 0 0 AMERISAFE INC COM 03071H100 1277 20488 SH DFND 2 20488 0 0 AMGEN INC COM 031162100 1135 7765 SH SOLE 7765 0 0 ANADARKO PETE CORP COM 032511107 474 6800 SH SOLE 6800 0 0 AON PLC SHS CL A G0408V102 4341 38921 SH SOLE 36685 0 2236 APOGEE ENTERPRISES INC COM 037598109 13763 256967 SH SOLE 256967 0 0 APOGEE ENTERPRISES INC COM 037598109 2070 38647 SH DFND 2 38647 0 0 APPLE INC COM 037833100 18386 158743 SH SOLE 151962 0 6781 APPLIED GENETIC TECHNOL CORP COM 03820J100 606 64801 SH SOLE 64801 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 143 15319 SH DFND 1 15319 0 0 APTARGROUP INC COM 038336103 6737 91721 SH SOLE 83566 0 8155 ASPEN AEROGELS INC COM 04523Y105 679 164514 SH SOLE 164514 0 0 ASPEN AEROGELS INC COM 04523Y105 163 39368 SH DFND 1 39368 0 0 ASTRONOVA INC COM 04638F108 1145 80334 SH SOLE 80334 0 0 ASTRONOVA INC COM 04638F108 269 18890 SH DFND 1 18890 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 8678 84436 SH SOLE 84436 0 0 BANCFIRST CORP COM 05945F103 9918 106591 SH SOLE 106591 0 0 BANCFIRST CORP COM 05945F103 1495 16072 SH DFND 2 16072 0 0 BECTON DICKINSON & CO COM 075887109 5899 35630 SH SOLE 35630 0 0 BELMOND LTD CL A G1154H107 300 22508 SH SOLE 22508 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3216 19730 SH SOLE 19730 0 0 BIO TECHNE CORP COM 09073M104 2124 20651 SH SOLE 20651 0 0 BIOLASE INC COM 090911108 1042 744427 SH SOLE 744427 0 0 BIOLASE INC COM 090911108 245 175209 SH DFND 1 175209 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 312 28769 SH SOLE 28769 0 0 BLACKROCK INC COM 09247X101 2141 5625 SH SOLE 5625 0 0 BOINGO WIRELESS INC COM 09739C102 2406 197402 SH SOLE 197402 0 0 BOINGO WIRELESS INC COM 09739C102 558 45803 SH DFND 1 45803 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 10272 620674 SH SOLE 620674 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 1569 94794 SH DFND 2 94794 0 0 BP PLC SPONSORED ADR 055622104 466 12466 SH SOLE 12466 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 8915 152550 SH SOLE 143452 0 9098 CALIX INC COM 13100M509 1265 164270 SH SOLE 164270 0 0 CALIX INC COM 13100M509 296 38465 SH DFND 1 38465 0 0 CALLIDUS SOFTWARE INC COM 13123E500 11424 679996 SH SOLE 679996 0 0 CALLIDUS SOFTWARE INC COM 13123E500 1731 103061 SH DFND 2 103061 0 0 CAMBREX CORP COM 132011107 8242 152776 SH SOLE 152776 0 0 CAMBREX CORP COM 132011107 1234 22868 SH DFND 2 22868 0 0 CARE COM INC COM 141633107 1129 131743 SH SOLE 131743 0 0 CARE COM INC COM 141633107 265 30887 SH DFND 1 30887 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 844 23329 SH SOLE 23329 0 0 CAVCO INDS INC DEL COM 149568107 1942 19452 SH SOLE 19452 0 0 CAVCO INDS INC DEL COM 149568107 460 4611 SH DFND 1 4611 0 0 CDK GLOBAL INC COM 12508E101 1079 18072 SH SOLE 18072 0 0 CELGENE CORP COM 151020104 632 5457 SH SOLE 5457 0 0 CENTRAL PAC FINL CORP COM NEW 154760409 10309 328110 SH SOLE 328110 0 0 CENTRAL PAC FINL CORP COM NEW 154760409 1533 48788 SH DFND 2 48788 0 0 CERNER CORP COM 156782104 775 16371 SH SOLE 16371 0 0 CERUS CORP COM 157085101 805 185136 SH SOLE 185136 0 0 CERUS CORP COM 157085101 191 43803 SH DFND 1 43803 0 0 CHART INDS INC COM PAR $0.01 16115Q308 7491 207965 SH SOLE 207965 0 0 CHART INDS INC COM PAR $0.01 16115Q308 1124 31207 SH DFND 2 31207 0 0 CHEVRON CORP NEW COM 166764100 6042 51337 SH SOLE 51337 0 0 CHROMADEX CORP COM NEW 171077407 680 205443 SH SOLE 205443 0 0 CHROMADEX CORP COM NEW 171077407 162 48795 SH DFND 1 48795 0 0 CHUYS HLDGS INC COM 171604101 1816 55973 SH SOLE 55973 0 0 CHUYS HLDGS INC COM 171604101 291 8957 SH DFND 1 8957 0 0 CISCO SYS INC COM 17275R102 2859 94622 SH SOLE 94622 0 0 CITIGROUP INC COM NEW 172967424 483 8120 SH SOLE 8120 0 0 COBIZ FINANCIAL INC COM 190897108 1475 87324 SH SOLE 87324 0 0 COBIZ FINANCIAL INC COM 190897108 337 19947 SH DFND 1 19947 0 0 COCA COLA CO COM 191216100 290 6987 SH SOLE 6987 0 0 COLGATE PALMOLIVE CO COM 194162103 1087 16615 SH SOLE 16615 0 0 COLUMBIA BKG SYS INC COM 197236102 9844 220330 SH SOLE 220330 0 0 COLUMBIA BKG SYS INC COM 197236102 1533 34321 SH DFND 2 34321 0 0 COMCAST CORP NEW CL A 20030N101 298 4310 SH SOLE 4310 0 0 CONOCOPHILLIPS COM 20825C104 664 13244 SH SOLE 13244 0 0 CORE MARK HOLDING CO INC COM 218681104 15114 350913 SH SOLE 350913 0 0 CORE MARK HOLDING CO INC COM 218681104 2299 53381 SH DFND 2 53381 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 657 38409 SH SOLE 38409 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 155 9079 SH DFND 1 9079 0 0 COSTCO WHSL CORP NEW COM 22160K105 5926 37012 SH SOLE 37012 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 1249 64595 SH SOLE 64595 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 295 15255 SH DFND 1 15255 0 0 CU BANCORP CALIF COM 126534106 1836 51290 SH SOLE 51290 0 0 CU BANCORP CALIF COM 126534106 430 12021 SH DFND 1 12021 0 0 CUBIC CORP COM 229669106 5229 109055 SH SOLE 109055 0 0 CUBIC CORP COM 229669106 824 17181 SH DFND 2 17181 0 0 DANAHER CORP DEL COM 235851102 4170 53565 SH SOLE 53565 0 0 DAWSON GEOPHYSICAL CO NEW COM 239360100 1551 192929 SH SOLE 192929 0 0 DAWSON GEOPHYSICAL CO NEW COM 239360100 374 46575 SH DFND 1 46575 0 0 DEL TACO RESTAURANTS INC COM 245496104 1684 119252 SH SOLE 119252 0 0 DEL TACO RESTAURANTS INC COM 245496104 394 27899 SH DFND 1 27899 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 572 8495 SH SOLE 8495 0 0 DESCARTES SYS GROUP INC COM 249906108 7247 338622 SH SOLE 338622 0 0 DESCARTES SYS GROUP INC COM 249906108 1092 51034 SH DFND 2 51034 0 0 DIGIMARC CORP NEW COM 25381B101 1581 52695 SH SOLE 52695 0 0 DIGIMARC CORP NEW COM 25381B101 373 12434 SH DFND 1 12434 0 0 DIGIRAD CORP COM 253827109 1082 216497 SH SOLE 216497 0 0 DIGIRAD CORP COM 253827109 255 51023 SH DFND 1 51023 0 0 DIPLOMAT PHARMACY INC COM 25456K101 648 51408 SH SOLE 51408 0 0 DISNEY WALT CO COM DISNEY 254687106 5334 51180 SH SOLE 51180 0 0 DMC GLOBAL INC COM 23291C103 1379 87003 SH SOLE 87003 0 0 DMC GLOBAL INC COM 23291C103 327 20661 SH DFND 1 20661 0 0 DONALDSON INC COM 257651109 1400 33273 SH SOLE 33273 0 0 DSP GROUP INC COM 23332B106 1454 111422 SH SOLE 111422 0 0 DSP GROUP INC COM 23332B106 343 26277 SH DFND 1 26277 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1854 25265 SH SOLE 25265 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 212 2729 SH SOLE 2729 0 0 ECOLAB INC COM 278865100 15338 130852 SH SOLE 125605 0 5247 EMERSON ELEC CO COM 291011104 977 17520 SH SOLE 17520 0 0 ENCORE WIRE CORP COM 292562105 9113 210226 SH SOLE 210226 0 0 ENCORE WIRE CORP COM 292562105 1387 32001 SH DFND 2 32001 0 0 ENOVA INTL INC COM 29357K103 2230 177690 SH SOLE 177690 0 0 ENOVA INTL INC COM 29357K103 522 41598 SH DFND 1 41598 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 302 11174 SH SOLE 11174 0 0 ENVESTNET INC COM 29404K106 8577 243326 SH SOLE 243326 0 0 ENVESTNET INC COM 29404K106 1339 37989 SH DFND 2 37989 0 0 EOG RES INC COM 26875P101 2728 26985 SH SOLE 23175 0 3810 EXACT SCIENCES CORP COM 30063P105 548 41054 SH SOLE 41054 0 0 EXXON MOBIL CORP COM 30231G102 3933 43573 SH SOLE 43573 0 0 FACEBOOK INC CL A 30303M102 20360 176967 SH SOLE 166794 0 10173 FARMER BROS CO COM 307675108 10101 275236 SH SOLE 275236 0 0 FARMER BROS CO COM 307675108 791 21549 SH DFND 1 21549 0 0 FARMER BROS CO COM 307675108 1015 27650 SH DFND 2 27650 0 0 FARMLAND PARTNERS INC COM 31154R109 1356 121499 SH SOLE 121499 0 0 FARMLAND PARTNERS INC COM 31154R109 310 27757 SH DFND 1 27757 0 0 FEDERAL SIGNAL CORP COM 313855108 7450 477269 SH SOLE 477269 0 0 FEDERAL SIGNAL CORP COM 313855108 1135 72722 SH DFND 2 72722 0 0 FERROGLOBE PLC SHS G33856108 9729 898345 SH SOLE 898345 0 0 FERROGLOBE PLC SHS G33856108 1465 135267 SH DFND 2 135267 0 0 FINANCIAL ENGINES INC COM 317485100 1102 29984 SH SOLE 29984 0 0 FIREEYE INC COM 31816Q101 896 75269 SH SOLE 75269 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 1223 28744 SH SOLE 28744 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 12957 140620 SH SOLE 130889 0 9731 FORTIVE CORP COM 34959J108 1436 26782 SH SOLE 26782 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 9181 417326 SH SOLE 417326 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 1257 57117 SH DFND 2 57117 0 0 FREIGHTCAR AMER INC COM 357023100 1307 87534 SH SOLE 87534 0 0 FREIGHTCAR AMER INC COM 357023100 309 20702 SH DFND 1 20702 0 0 FRESHPET INC COM 358039105 1197 117955 SH SOLE 117955 0 0 GENERAL ELECTRIC CO COM 369604103 4702 148786 SH SOLE 148786 0 0 GENERAL MLS INC COM 370334104 1163 18820 SH SOLE 18820 0 0 GRAHAM CORP COM 384556106 2494 112585 SH SOLE 112585 0 0 GRAHAM CORP COM 384556106 325 14664 SH DFND 1 14664 0 0 GRAINGER W W INC COM 384802104 2280 9815 SH SOLE 9815 0 0 GRAND CANYON ED INC COM 38526M106 1508 25808 SH SOLE 25808 0 0 GREEN PLAINS INC COM 393222104 8901 319609 SH SOLE 319609 0 0 GREEN PLAINS INC COM 393222104 1347 48368 SH DFND 2 48368 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 10944 470720 SH SOLE 470720 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 1531 65840 SH DFND 2 65840 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 2759 159928 SH SOLE 159928 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 434 25132 SH DFND 1 25132 0 0 HACKETT GROUP INC COM 404609109 1420 80396 SH SOLE 80396 0 0 HACKETT GROUP INC COM 404609109 332 18788 SH DFND 1 18788 0 0 HAWKINS INC COM 420261109 1732 32113 SH SOLE 32113 0 0 HAWKINS INC COM 420261109 404 7480 SH DFND 1 7480 0 0 HEALTHCARE SVCS GRP INC COM 421906108 1633 41701 SH SOLE 41701 0 0 HEALTHEQUITY INC COM 42226A107 11107 274121 SH SOLE 274121 0 0 HEALTHEQUITY INC COM 42226A107 1691 41723 SH DFND 2 41723 0 0 HEALTHSTREAM INC COM 42222N103 1009 40275 SH SOLE 40275 0 0 HENNESSY ADVISORS INC COM 425885100 1188 37433 SH SOLE 37433 0 0 HENNESSY ADVISORS INC COM 425885100 279 8774 SH DFND 1 8774 0 0 HMS HLDGS CORP COM 40425J101 985 54217 SH SOLE 54217 0 0 HOME DEPOT INC COM 437076102 2947 21976 SH SOLE 21976 0 0 HOOKER FURNITURE CORP COM 439038100 1766 46527 SH SOLE 46527 0 0 HOOKER FURNITURE CORP COM 439038100 408 10752 SH DFND 1 10752 0 0 HOST HOTELS & RESORTS INC COM 44107P104 2352 124845 SH SOLE 124845 0 0 HUBBELL INC COM 443510607 6461 55368 SH SOLE 50888 0 4480 INTERNATIONAL BUSINESS MACHS COM 459200101 1208 7275 SH SOLE 7275 0 0 ICAD INC COM NEW 44934S206 990 306149 SH SOLE 306149 0 0 ICAD INC COM NEW 44934S206 230 71137 SH DFND 1 71137 0 0 IDEXX LABS INC COM 45168D104 469 4000 SH SOLE 4000 0 0 ILLINOIS TOOL WKS INC COM 452308109 1134 9260 SH SOLE 9260 0 0 IMPRIMIS PHARMACEUTICALS INC COM NEW 45323A201 283 113367 SH SOLE 113367 0 0 IMPRIMIS PHARMACEUTICALS INC COM NEW 45323A201 72 28859 SH DFND 1 28859 0 0 INFINERA CORPORATION COM 45667G103 4473 526885 SH SOLE 526885 0 0 INFINERA CORPORATION COM 45667G103 712 83822 SH DFND 2 83822 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 8209 93395 SH SOLE 93395 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 1248 14197 SH DFND 2 14197 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 436 11900 SH SOLE 11900 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2517 23215 SH SOLE 23215 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1756 13075 SH SOLE 13075 0 0 ISHARES TR USA ESG SLCT ETF 464288802 1231 13172 SH SOLE 13172 0 0 INSULET CORP COM 45784P101 882 23398 SH SOLE 23398 0 0 INTEL CORP COM 458140100 9730 268268 SH SOLE 250929 0 17339 INTER PARFUMS INC COM 458334109 7348 224366 SH SOLE 224366 0 0 INTER PARFUMS INC COM 458334109 1114 34021 SH DFND 2 34021 0 0 INTERFACE INC COM 458665304 822 44338 SH SOLE 44338 0 0 INVUITY INC COM NEW 46187J205 672 116953 SH SOLE 116953 0 0 INVUITY INC COM NEW 46187J205 159 27643 SH DFND 1 27643 0 0 IRADIMED CORP COM 46266A109 1096 98771 SH SOLE 98771 0 0 IRADIMED CORP COM 46266A109 259 23307 SH DFND 1 23307 0 0 JPMORGAN CHASE & CO COM 46625H100 1427 16538 SH SOLE 16538 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 635 11144 SH SOLE 11144 0 0 JOHNSON & JOHNSON COM 478160104 10008 86870 SH SOLE 86870 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 7086 91211 SH SOLE 91211 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1079 13886 SH DFND 2 13886 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 860 10135 SH SOLE 10135 0 0 KELLOGG CO COM 487836108 346 4700 SH SOLE 4700 0 0 KEYW HLDG CORP COM 493723100 1202 101991 SH SOLE 101991 0 0 KEYW HLDG CORP COM 493723100 283 24018 SH DFND 1 24018 0 0 KILROY RLTY CORP COM 49427F108 1916 26172 SH SOLE 26172 0 0 KINDRED BIOSCIENCES INC COM 494577109 526 123741 SH SOLE 123741 0 0 KINDRED BIOSCIENCES INC COM 494577109 124 29218 SH DFND 1 29218 0 0 KNIGHT TRANSN INC COM 499064103 770 23290 SH SOLE 23290 0 0 KONA GRILL INC COM 50047H201 1347 107322 SH SOLE 107322 0 0 KONA GRILL INC COM 50047H201 319 25393 SH DFND 1 25393 0 0 KRAFT HEINZ CO COM 500754106 319 3658 SH SOLE 3658 0 0 LANDEC CORP COM 514766104 2990 216688 SH SOLE 216688 0 0 LANDEC CORP COM 514766104 701 50789 SH DFND 1 50789 0 0 LAUDER ESTEE COS INC CL A 518439104 6526 85320 SH SOLE 82445 0 2875 LIFEWAY FOODS INC COM 531914109 1550 134633 SH SOLE 134633 0 0 LIFEWAY FOODS INC COM 531914109 358 31140 SH DFND 1 31140 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 7171 70577 SH SOLE 70577 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 1091 10739 SH DFND 2 10739 0 0 LOCKHEED MARTIN CORP COM 539830109 6754 27024 SH SOLE 24043 0 2981 LOWES COS INC COM 548661107 942 13250 SH SOLE 13250 0 0 LYDALL INC DEL COM 550819106 4079 65956 SH SOLE 65956 0 0 LYDALL INC DEL COM 550819106 956 15463 SH DFND 1 15463 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 479 6330 SH SOLE 6330 0 0 MARRIOTT INTL INC NEW CL A 571903202 7198 87055 SH SOLE 81208 0 5847 MARTEN TRANS LTD COM 573075108 9502 407811 SH SOLE 407811 0 0 MARTEN TRANS LTD COM 573075108 1425 61155 SH DFND 2 61155 0 0 MARTIN MARIETTA MATLS INC COM 573284106 587 2651 SH SOLE 2651 0 0 MCDONALDS CORP COM 580135101 966 7934 SH SOLE 7934 0 0 MEDTRONIC PLC SHS G5960L103 9028 126742 SH SOLE 121887 0 4855 MERCK & CO INC COM 58933Y105 1405 23858 SH SOLE 23858 0 0 MERCURY SYS INC COM 589378108 11854 392248 SH SOLE 392248 0 0 MERCURY SYS INC COM 589378108 1586 52469 SH DFND 2 52469 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 662 1581 SH SOLE 1581 0 0 MICROSOFT CORP COM 594918104 21522 346349 SH SOLE 329085 0 17264 MITEK SYS INC COM NEW 606710200 2322 377505 SH SOLE 377505 0 0 MITEK SYS INC COM NEW 606710200 543 88303 SH DFND 1 88303 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 4087 107216 SH SOLE 102369 0 4847 MONDELEZ INTL INC CL A 609207105 1717 38721 SH SOLE 38721 0 0 MONRO MUFFLER BRAKE INC COM 610236101 9320 162933 SH SOLE 162933 0 0 MONRO MUFFLER BRAKE INC COM 610236101 1402 24505 SH DFND 2 24505 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1153 25998 SH SOLE 22559 0 3439 MOTORCAR PTS AMER INC COM 620071100 2877 106886 SH SOLE 106886 0 0 MOTORCAR PTS AMER INC COM 620071100 712 26450 SH DFND 1 26450 0 0 MRC GLOBAL INC COM 55345K103 11249 555223 SH SOLE 555223 0 0 MRC GLOBAL INC COM 55345K103 1744 86096 SH DFND 2 86096 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 1395 62537 SH SOLE 62537 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 329 14761 SH DFND 1 14761 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 2075 244122 SH SOLE 244122 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 438 51481 SH DFND 1 51481 0 0 NATURAL GAS SERVICES GROUP COM 63886Q109 1699 52843 SH SOLE 52843 0 0 NATURAL GAS SERVICES GROUP COM 63886Q109 396 12311 SH DFND 1 12311 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 1387 116628 SH SOLE 116628 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 326 27411 SH DFND 1 27411 0 0 NATURES SUNSHINE PRODUCTS IN COM 639027101 1271 84712 SH SOLE 84712 0 0 NATURES SUNSHINE PRODUCTS IN COM 639027101 296 19746 SH DFND 1 19746 0 0 NEOGENOMICS INC COM NEW 64049M209 8955 1044977 SH SOLE 1044977 0 0 NEOGENOMICS INC COM NEW 64049M209 650 75842 SH DFND 1 75842 0 0 NEOGENOMICS INC COM NEW 64049M209 953 111179 SH DFND 2 111179 0 0 NEW RELIC INC COM 64829B100 1303 46131 SH SOLE 46131 0 0 NIC INC COM 62914B100 1283 53674 SH SOLE 53674 0 0 NIKE INC CL B 654106103 8514 167495 SH SOLE 159278 0 8217 NOVADAQ TECHNOLOGIES INC COM 66987G102 1243 175284 SH SOLE 175284 0 0 NUTRI SYS INC NEW COM 67069D108 9411 271605 SH SOLE 271605 0 0 NUTRI SYS INC NEW COM 67069D108 1437 41458 SH DFND 2 41458 0 0 OLD DOMINION FGHT LINES INC COM 679580100 5853 68220 SH SOLE 62815 0 5405 ORACLE CORP COM 68389X105 2310 60075 SH SOLE 60075 0 0 ORBCOMM INC COM 68555P100 8886 1074433 SH SOLE 1074433 0 0 ORBCOMM INC COM 68555P100 623 75383 SH DFND 1 75383 0 0 ORBCOMM INC COM 68555P100 987 119308 SH DFND 2 119308 0 0 ORGANOVO HLDGS INC COM 68620A104 654 192834 SH SOLE 192834 0 0 ORGANOVO HLDGS INC COM 68620A104 154 45573 SH DFND 1 45573 0 0 OTONOMY INC COM 68906L105 1195 75160 SH SOLE 75160 0 0 OTONOMY INC COM 68906L105 283 17804 SH DFND 1 17804 0 0 PALO ALTO NETWORKS INC COM 697435105 3882 31040 SH SOLE 29659 0 1381 PARATEK PHARMACEUTICALS INC COM 699374302 892 57939 SH SOLE 57939 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 210 13638 SH DFND 1 13638 0 0 PAYCHEX INC COM 704326107 616 10125 SH SOLE 10125 0 0 PAYCOM SOFTWARE INC COM 70432V102 7301 160498 SH SOLE 160498 0 0 PAYCOM SOFTWARE INC COM 70432V102 1102 24221 SH DFND 2 24221 0 0 PAYPAL HLDGS INC COM 70450Y103 11641 294945 SH SOLE 272271 0 22674 PEPSICO INC COM 713448108 11631 111163 SH SOLE 111163 0 0 PFENEX INC COM 717071104 846 93325 SH SOLE 93325 0 0 PFENEX INC COM 717071104 196 21603 SH DFND 1 21603 0 0 PFIZER INC COM 717081103 635 19565 SH SOLE 19565 0 0 PFSWEB INC COM NEW 717098206 2535 298292 SH SOLE 298292 0 0 PFSWEB INC COM NEW 717098206 615 72363 SH DFND 1 72363 0 0 PHILIP MORRIS INTL INC COM 718172109 2608 28509 SH SOLE 28509 0 0 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 190 12108 SH SOLE 12108 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 207 8948 SH SOLE 8948 0 0 POPEYES LA KITCHEN INC COM 732872106 9449 156229 SH SOLE 156229 0 0 POPEYES LA KITCHEN INC COM 732872106 1389 22972 SH DFND 2 22972 0 0 PRAXAIR INC COM 74005P104 4928 42052 SH SOLE 42052 0 0 PRICE T ROWE GROUP INC COM 74144T108 603 8010 SH SOLE 8010 0 0 PRICELINE GRP INC COM NEW 741503403 556 379 SH SOLE 379 0 0 PRIMO WTR CORP COM 74165N105 1347 109674 SH SOLE 109674 0 0 PRIMO WTR CORP COM 74165N105 319 25998 SH DFND 1 25998 0 0 PROCTER AND GAMBLE CO COM 742718109 1565 18612 SH SOLE 18612 0 0 PROS HOLDINGS INC COM 74346Y103 1473 68464 SH SOLE 68464 0 0 PROS HOLDINGS INC COM 74346Y103 359 16676 SH DFND 1 16676 0 0 PSYCHEMEDICS CORP COM NEW 744375205 2259 91536 SH SOLE 91536 0 0 PSYCHEMEDICS CORP COM NEW 744375205 553 22388 SH DFND 1 22388 0 0 QAD INC CL A 74727D306 2739 90104 SH SOLE 90104 0 0 QAD INC CL A 74727D306 649 21362 SH DFND 1 21362 0 0 QUOTIENT TECHNOLOGY INC COM 749119103 12166 1131706 SH SOLE 1131706 0 0 QUOTIENT TECHNOLOGY INC COM 749119103 1799 167311 SH DFND 2 167311 0 0 RAVEN INDS INC COM 754212108 8127 322486 SH SOLE 322486 0 0 RAVEN INDS INC COM 754212108 1233 48924 SH DFND 2 48924 0 0 RAYTHEON CO COM NEW 755111507 6541 46063 SH SOLE 40656 0 5407 RE MAX HLDGS INC CL A 75524W108 10206 182252 SH SOLE 182252 0 0 RE MAX HLDGS INC CL A 75524W108 1550 27685 SH DFND 2 27685 0 0 RED HAT INC COM 756577102 6250 89665 SH SOLE 82074 0 7591 REEDS INC COM 758338107 952 232254 SH SOLE 232254 0 0 REEDS INC COM 758338107 219 53398 SH DFND 1 53398 0 0 REIS INC COM 75936P105 7297 327975 SH SOLE 327975 0 0 REIS INC COM 75936P105 388 17428 SH DFND 1 17428 0 0 REIS INC COM 75936P105 869 39072 SH DFND 2 39072 0 0 REPLIGEN CORP COM 759916109 4974 161399 SH SOLE 161399 0 0 REPLIGEN CORP COM 759916109 740 24003 SH DFND 2 24003 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 532 17314 SH SOLE 17314 0 0 REVANCE THERAPEUTICS INC COM 761330109 1244 60074 SH SOLE 60074 0 0 REVANCE THERAPEUTICS INC COM 761330109 293 14143 SH DFND 1 14143 0 0 REX AMERICAN RESOURCES CORP COM 761624105 2131 21583 SH SOLE 21583 0 0 REX AMERICAN RESOURCES CORP COM 761624105 518 5242 SH DFND 1 5242 0 0 RIGNET INC COM 766582100 1852 80019 SH SOLE 80019 0 0 RIGNET INC COM 766582100 429 18518 SH DFND 1 18518 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1001 29436 SH SOLE 29436 0 0 ROCKWELL AUTOMATION INC COM 773903109 1068 7947 SH SOLE 7947 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 403 7408 SH SOLE 7408 0 0 RUSH ENTERPRISES INC CL A 781846209 10730 336349 SH SOLE 336349 0 0 RUSH ENTERPRISES INC CL A 781846209 1498 46973 SH DFND 2 46973 0 0 SAIA INC COM 78709Y105 9331 211355 SH SOLE 211355 0 0 SAIA INC COM 78709Y105 1439 32600 SH DFND 2 32600 0 0 SALESFORCE COM INC COM 79466L302 7208 105290 SH SOLE 98244 0 7046 SCHLUMBERGER LTD COM 806857108 7181 85534 SH SOLE 85534 0 0 SCHWAB CHARLES CORP NEW COM 808513105 12115 306939 SH SOLE 288011 0 18928 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 763 13831 SH SOLE 13831 0 0 SERVICESOURCE INTL INC COM 81763U100 3296 580323 SH SOLE 580323 0 0 SERVICESOURCE INTL INC COM 81763U100 773 136098 SH DFND 1 136098 0 0 SHARPSPRING INC COM 820054104 936 177572 SH SOLE 177572 0 0 SHARPSPRING INC COM 820054104 221 41925 SH DFND 1 41925 0 0 SHERWIN WILLIAMS CO COM 824348106 4802 17868 SH SOLE 16268 0 1600 SILICON LABORATORIES INC COM 826919102 952 14642 SH SOLE 14642 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 1148 87275 SH SOLE 87275 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 274 20822 SH DFND 1 20822 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 1059 24214 SH SOLE 24214 0 0 SIMULATIONS PLUS INC COM 829214105 2390 247655 SH SOLE 247655 0 0 SIMULATIONS PLUS INC COM 829214105 536 55587 SH DFND 1 55587 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 5395 155329 SH SOLE 155329 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 856 24638 SH DFND 2 24638 0 0 SMART & FINAL STORES INC COM 83190B101 9231 654708 SH SOLE 654708 0 0 SMART & FINAL STORES INC COM 83190B101 1332 94451 SH DFND 2 94451 0 0 SNAP ON INC COM 833034101 6991 40820 SH SOLE 37124 0 3696 SPARTAN MTRS INC COM 846819100 1130 122163 SH SOLE 122163 0 0 SPARTAN MTRS INC COM 846819100 265 28674 SH DFND 1 28674 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 719 162233 SH SOLE 162233 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 177 39979 SH DFND 1 39979 0 0 SPROUTS FMRS MKT INC COM 85208M102 5943 314116 SH SOLE 302497 0 11619 STANDARD MTR PRODS INC COM 853666105 9358 175838 SH SOLE 175838 0 0 STANDARD MTR PRODS INC COM 853666105 1440 27062 SH DFND 2 27062 0 0 STARBUCKS CORP COM 855244109 8289 149305 SH SOLE 137345 0 11960 STEWART INFORMATION SVCS COR COM 860372101 7935 172211 SH SOLE 172211 0 0 STEWART INFORMATION SVCS COR COM 860372101 1191 25838 SH DFND 2 25838 0 0 SUN HYDRAULICS CORP COM 866942105 8154 204011 SH SOLE 204011 0 0 SUN HYDRAULICS CORP COM 866942105 1236 30925 SH DFND 2 30925 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 60 50147 SH SOLE 50147 0 0 SUPERIOR UNIFORM GP INC COM 868358102 1366 69645 SH SOLE 69645 0 0 SUPERIOR UNIFORM GP INC COM 868358102 334 17022 SH DFND 1 17022 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 9350 370278 SH SOLE 370278 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 1428 56554 SH DFND 2 56554 0 0 SYSCO CORP COM 871829107 1466 26475 SH SOLE 26475 0 0 S&P GLOBAL INC COM 78409V104 568 5286 SH SOLE 5286 0 0 TANDEM DIABETES CARE INC COM 875372104 743 345556 SH SOLE 345556 0 0 TEJON RANCH CO COM 879080109 1907 75000 SH SOLE 75000 0 0 TELIGENT INC NEW COM 87960W104 574 86767 SH SOLE 86767 0 0 TELIGENT INC NEW COM 87960W104 136 20540 SH DFND 1 20540 0 0 TESCO CORP COM 88157K101 1021 123720 SH SOLE 123720 0 0 TESCO CORP COM 88157K101 241 29175 SH DFND 1 29175 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 12726 90188 SH SOLE 85153 0 5035 THERMON GROUP HLDGS INC COM 88362T103 980 51324 SH SOLE 51324 0 0 TIME INC NEW COM 887228104 7880 441436 SH SOLE 441436 0 0 TIME INC NEW COM 887228104 1197 67040 SH DFND 2 67040 0 0 TIME WARNER INC COM NEW 887317303 14750 152800 SH SOLE 142528 0 10272 TITAN MACHY INC COM 88830R101 2345 160922 SH SOLE 160922 0 0 TITAN MACHY INC COM 88830R101 551 37850 SH DFND 1 37850 0 0 TOPBUILD CORP COM 89055F103 6220 174720 SH SOLE 174720 0 0 TOPBUILD CORP COM 89055F103 936 26306 SH DFND 2 26306 0 0 TPI COMPOSITES INC COM 87266J104 1411 87970 SH SOLE 87970 0 0 TPI COMPOSITES INC COM 87266J104 332 20726 SH DFND 1 20726 0 0 TWIN DISC INC COM 901476101 429 29365 SH SOLE 29365 0 0 TWIN DISC INC COM 901476101 97 6677 SH DFND 1 6677 0 0 U S CONCRETE INC COM NEW 90333L201 10751 164141 SH SOLE 164141 0 0 U S CONCRETE INC COM NEW 90333L201 1646 25131 SH DFND 2 25131 0 0 UNION PAC CORP COM 907818108 775 7475 SH SOLE 7475 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2221 19375 SH SOLE 19375 0 0 UNITED STATES LIME & MINERAL COM 911922102 1828 24133 SH SOLE 24133 0 0 UNITED STATES LIME & MINERAL COM 911922102 422 5566 SH DFND 1 5566 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1285 11720 SH SOLE 11720 0 0 UNITEDHEALTH GROUP INC COM 91324P102 16372 102298 SH SOLE 95621 0 6677 UNIVERSAL ELECTRS INC COM 913483103 9559 148081 SH SOLE 148081 0 0 UNIVERSAL ELECTRS INC COM 913483103 1434 22218 SH DFND 2 22218 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 213 2000 SH SOLE 2000 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 1774 412599 SH SOLE 412599 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 419 97344 SH DFND 1 97344 0 0 USA TRUCK INC COM 902925106 1153 132376 SH SOLE 132376 0 0 USA TRUCK INC COM 902925106 272 31190 SH DFND 1 31190 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1942 51350 SH SOLE 51350 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3987 74688 SH SOLE 74688 0 0 VISA INC COM CL A 92826C839 12614 161678 SH SOLE 149160 0 12518 VOCERA COMMUNICATIONS INC COM 92857F107 1723 93174 SH SOLE 93174 0 0 VOCERA COMMUNICATIONS INC COM 92857F107 401 21679 SH DFND 1 21679 0 0 WABCO HLDGS INC COM 92927K102 3906 36793 SH SOLE 34523 0 2270 WAGEWORKS INC COM 930427109 1312 18101 SH SOLE 18101 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 977 11811 SH SOLE 11811 0 0 WASTE MGMT INC DEL COM 94106L109 284 4008 SH SOLE 4008 0 0 WELLS FARGO & CO NEW COM 949746101 12313 223425 SH SOLE 223425 0 0 WESTERN ASSET INCOME FD COM 95766T100 645 45101 SH SOLE 45101 0 0 WEYERHAEUSER CO COM 962166104 5756 191282 SH SOLE 191282 0 0 WINTRUST FINL CORP COM 97650W108 1211 16691 SH SOLE 16691 0 0 WISDOMTREE INVTS INC COM 97717P104 5002 448973 SH SOLE 448973 0 0 WISDOMTREE INVTS INC COM 97717P104 796 71496 SH DFND 2 71496 0 0 WIX COM LTD SHS M98068105 10110 226947 SH SOLE 226947 0 0 WIX COM LTD SHS M98068105 1536 34472 SH DFND 2 34472 0 0 WRIGHT MED GROUP N V ORD SHS 0.03 PAR N96617118 7824 340459 SH SOLE 340459 0 0 WRIGHT MED GROUP N V ORD SHS 0.03 PAR N96617118 1174 51106 SH DFND 2 51106 0 0 YUM BRANDS INC COM 988498101 203 3200 SH SOLE 3200 0 0