0001398344-17-001203.txt : 20170201
0001398344-17-001203.hdr.sgml : 20170201
20170201161708
ACCESSION NUMBER: 0001398344-17-001203
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
EFFECTIVENESS DATE: 20170201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Partners, LLC
CENTRAL INDEX KEY: 0001542266
IRS NUMBER: 270225271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14862
FILM NUMBER: 17565114
BUSINESS ADDRESS:
STREET 1: 2321 ROSECRANS AVENUE, SUITE 4200
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-933-3199
MAIL ADDRESS:
STREET 1: 2321 ROSECRANS AVENUE, SUITE 4200
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001542266
XXXXXXXX
12-31-2016
12-31-2016
false
Granite Investment Partners, LLC
2321 Rosecrans Avenue, Suite 4200
El Segundo
CA
90245
13F COMBINATION REPORT
028-14862
028-12592
Bank of New York Mellon Corp
N
Robert Foran
Principal, CCO
310-933-3199
/s/ Robert Foran
Los Angeles
CA
02-01-2017
2
445
1358004
1
028-16577
Altair Advisers LLC
2
028-10487
Northern Trust Investments, Inc.
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COM CL A
40449J103
2759
159928
SH
SOLE
159928
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
434
25132
SH
DFND
1
25132
0
0
HACKETT GROUP INC
COM
404609109
1420
80396
SH
SOLE
80396
0
0
HACKETT GROUP INC
COM
404609109
332
18788
SH
DFND
1
18788
0
0
HAWKINS INC
COM
420261109
1732
32113
SH
SOLE
32113
0
0
HAWKINS INC
COM
420261109
404
7480
SH
DFND
1
7480
0
0
HEALTHCARE SVCS GRP INC
COM
421906108
1633
41701
SH
SOLE
41701
0
0
HEALTHEQUITY INC
COM
42226A107
11107
274121
SH
SOLE
274121
0
0
HEALTHEQUITY INC
COM
42226A107
1691
41723
SH
DFND
2
41723
0
0
HEALTHSTREAM INC
COM
42222N103
1009
40275
SH
SOLE
40275
0
0
HENNESSY ADVISORS INC
COM
425885100
1188
37433
SH
SOLE
37433
0
0
HENNESSY ADVISORS INC
COM
425885100
279
8774
SH
DFND
1
8774
0
0
HMS HLDGS CORP
COM
40425J101
985
54217
SH
SOLE
54217
0
0
HOME DEPOT INC
COM
437076102
2947
21976
SH
SOLE
21976
0
0
HOOKER FURNITURE CORP
COM
439038100
1766
46527
SH
SOLE
46527
0
0
HOOKER FURNITURE CORP
COM
439038100
408
10752
SH
DFND
1
10752
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
2352
124845
SH
SOLE
124845
0
0
HUBBELL INC
COM
443510607
6461
55368
SH
SOLE
50888
0
4480
INTERNATIONAL BUSINESS MACHS
COM
459200101
1208
7275
SH
SOLE
7275
0
0
ICAD INC
COM NEW
44934S206
990
306149
SH
SOLE
306149
0
0
ICAD INC
COM NEW
44934S206
230
71137
SH
DFND
1
71137
0
0
IDEXX LABS INC
COM
45168D104
469
4000
SH
SOLE
4000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1134
9260
SH
SOLE
9260
0
0
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
283
113367
SH
SOLE
113367
0
0
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
72
28859
SH
DFND
1
28859
0
0
INFINERA CORPORATION
COM
45667G103
4473
526885
SH
SOLE
526885
0
0
INFINERA CORPORATION
COM
45667G103
712
83822
SH
DFND
2
83822
0
0
INFINITY PPTY & CAS CORP
COM
45665Q103
8209
93395
SH
SOLE
93395
0
0
INFINITY PPTY & CAS CORP
COM
45665Q103
1248
14197
SH
DFND
2
14197
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
436
11900
SH
SOLE
11900
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
2517
23215
SH
SOLE
23215
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1756
13075
SH
SOLE
13075
0
0
ISHARES TR
USA ESG SLCT ETF
464288802
1231
13172
SH
SOLE
13172
0
0
INSULET CORP
COM
45784P101
882
23398
SH
SOLE
23398
0
0
INTEL CORP
COM
458140100
9730
268268
SH
SOLE
250929
0
17339
INTER PARFUMS INC
COM
458334109
7348
224366
SH
SOLE
224366
0
0
INTER PARFUMS INC
COM
458334109
1114
34021
SH
DFND
2
34021
0
0
INTERFACE INC
COM
458665304
822
44338
SH
SOLE
44338
0
0
INVUITY INC
COM NEW
46187J205
672
116953
SH
SOLE
116953
0
0
INVUITY INC
COM NEW
46187J205
159
27643
SH
DFND
1
27643
0
0
IRADIMED CORP
COM
46266A109
1096
98771
SH
SOLE
98771
0
0
IRADIMED CORP
COM
46266A109
259
23307
SH
DFND
1
23307
0
0
JPMORGAN CHASE & CO
COM
46625H100
1427
16538
SH
SOLE
16538
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
635
11144
SH
SOLE
11144
0
0
JOHNSON & JOHNSON
COM
478160104
10008
86870
SH
SOLE
86870
0
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
7086
91211
SH
SOLE
91211
0
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
1079
13886
SH
DFND
2
13886
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
860
10135
SH
SOLE
10135
0
0
KELLOGG CO
COM
487836108
346
4700
SH
SOLE
4700
0
0
KEYW HLDG CORP
COM
493723100
1202
101991
SH
SOLE
101991
0
0
KEYW HLDG CORP
COM
493723100
283
24018
SH
DFND
1
24018
0
0
KILROY RLTY CORP
COM
49427F108
1916
26172
SH
SOLE
26172
0
0
KINDRED BIOSCIENCES INC
COM
494577109
526
123741
SH
SOLE
123741
0
0
KINDRED BIOSCIENCES INC
COM
494577109
124
29218
SH
DFND
1
29218
0
0
KNIGHT TRANSN INC
COM
499064103
770
23290
SH
SOLE
23290
0
0
KONA GRILL INC
COM
50047H201
1347
107322
SH
SOLE
107322
0
0
KONA GRILL INC
COM
50047H201
319
25393
SH
DFND
1
25393
0
0
KRAFT HEINZ CO
COM
500754106
319
3658
SH
SOLE
3658
0
0
LANDEC CORP
COM
514766104
2990
216688
SH
SOLE
216688
0
0
LANDEC CORP
COM
514766104
701
50789
SH
DFND
1
50789
0
0
LAUDER ESTEE COS INC
CL A
518439104
6526
85320
SH
SOLE
82445
0
2875
LIFEWAY FOODS INC
COM
531914109
1550
134633
SH
SOLE
134633
0
0
LIFEWAY FOODS INC
COM
531914109
358
31140
SH
DFND
1
31140
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
7171
70577
SH
SOLE
70577
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
1091
10739
SH
DFND
2
10739
0
0
LOCKHEED MARTIN CORP
COM
539830109
6754
27024
SH
SOLE
24043
0
2981
LOWES COS INC
COM
548661107
942
13250
SH
SOLE
13250
0
0
LYDALL INC DEL
COM
550819106
4079
65956
SH
SOLE
65956
0
0
LYDALL INC DEL
COM
550819106
956
15463
SH
DFND
1
15463
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
479
6330
SH
SOLE
6330
0
0
MARRIOTT INTL INC NEW
CL A
571903202
7198
87055
SH
SOLE
81208
0
5847
MARTEN TRANS LTD
COM
573075108
9502
407811
SH
SOLE
407811
0
0
MARTEN TRANS LTD
COM
573075108
1425
61155
SH
DFND
2
61155
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
587
2651
SH
SOLE
2651
0
0
MCDONALDS CORP
COM
580135101
966
7934
SH
SOLE
7934
0
0
MEDTRONIC PLC
SHS
G5960L103
9028
126742
SH
SOLE
121887
0
4855
MERCK & CO INC
COM
58933Y105
1405
23858
SH
SOLE
23858
0
0
MERCURY SYS INC
COM
589378108
11854
392248
SH
SOLE
392248
0
0
MERCURY SYS INC
COM
589378108
1586
52469
SH
DFND
2
52469
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
662
1581
SH
SOLE
1581
0
0
MICROSOFT CORP
COM
594918104
21522
346349
SH
SOLE
329085
0
17264
MITEK SYS INC
COM NEW
606710200
2322
377505
SH
SOLE
377505
0
0
MITEK SYS INC
COM NEW
606710200
543
88303
SH
DFND
1
88303
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
4087
107216
SH
SOLE
102369
0
4847
MONDELEZ INTL INC
CL A
609207105
1717
38721
SH
SOLE
38721
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
9320
162933
SH
SOLE
162933
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
1402
24505
SH
DFND
2
24505
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1153
25998
SH
SOLE
22559
0
3439
MOTORCAR PTS AMER INC
COM
620071100
2877
106886
SH
SOLE
106886
0
0
MOTORCAR PTS AMER INC
COM
620071100
712
26450
SH
DFND
1
26450
0
0
MRC GLOBAL INC
COM
55345K103
11249
555223
SH
SOLE
555223
0
0
MRC GLOBAL INC
COM
55345K103
1744
86096
SH
DFND
2
86096
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
1395
62537
SH
SOLE
62537
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
329
14761
SH
DFND
1
14761
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
2075
244122
SH
SOLE
244122
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
438
51481
SH
DFND
1
51481
0
0
NATURAL GAS SERVICES GROUP
COM
63886Q109
1699
52843
SH
SOLE
52843
0
0
NATURAL GAS SERVICES GROUP
COM
63886Q109
396
12311
SH
DFND
1
12311
0
0
NATURAL GROCERS BY VITAMIN C
COM
63888U108
1387
116628
SH
SOLE
116628
0
0
NATURAL GROCERS BY VITAMIN C
COM
63888U108
326
27411
SH
DFND
1
27411
0
0
NATURES SUNSHINE PRODUCTS IN
COM
639027101
1271
84712
SH
SOLE
84712
0
0
NATURES SUNSHINE PRODUCTS IN
COM
639027101
296
19746
SH
DFND
1
19746
0
0
NEOGENOMICS INC
COM NEW
64049M209
8955
1044977
SH
SOLE
1044977
0
0
NEOGENOMICS INC
COM NEW
64049M209
650
75842
SH
DFND
1
75842
0
0
NEOGENOMICS INC
COM NEW
64049M209
953
111179
SH
DFND
2
111179
0
0
NEW RELIC INC
COM
64829B100
1303
46131
SH
SOLE
46131
0
0
NIC INC
COM
62914B100
1283
53674
SH
SOLE
53674
0
0
NIKE INC
CL B
654106103
8514
167495
SH
SOLE
159278
0
8217
NOVADAQ TECHNOLOGIES INC
COM
66987G102
1243
175284
SH
SOLE
175284
0
0
NUTRI SYS INC NEW
COM
67069D108
9411
271605
SH
SOLE
271605
0
0
NUTRI SYS INC NEW
COM
67069D108
1437
41458
SH
DFND
2
41458
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
5853
68220
SH
SOLE
62815
0
5405
ORACLE CORP
COM
68389X105
2310
60075
SH
SOLE
60075
0
0
ORBCOMM INC
COM
68555P100
8886
1074433
SH
SOLE
1074433
0
0
ORBCOMM INC
COM
68555P100
623
75383
SH
DFND
1
75383
0
0
ORBCOMM INC
COM
68555P100
987
119308
SH
DFND
2
119308
0
0
ORGANOVO HLDGS INC
COM
68620A104
654
192834
SH
SOLE
192834
0
0
ORGANOVO HLDGS INC
COM
68620A104
154
45573
SH
DFND
1
45573
0
0
OTONOMY INC
COM
68906L105
1195
75160
SH
SOLE
75160
0
0
OTONOMY INC
COM
68906L105
283
17804
SH
DFND
1
17804
0
0
PALO ALTO NETWORKS INC
COM
697435105
3882
31040
SH
SOLE
29659
0
1381
PARATEK PHARMACEUTICALS INC
COM
699374302
892
57939
SH
SOLE
57939
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
210
13638
SH
DFND
1
13638
0
0
PAYCHEX INC
COM
704326107
616
10125
SH
SOLE
10125
0
0
PAYCOM SOFTWARE INC
COM
70432V102
7301
160498
SH
SOLE
160498
0
0
PAYCOM SOFTWARE INC
COM
70432V102
1102
24221
SH
DFND
2
24221
0
0
PAYPAL HLDGS INC
COM
70450Y103
11641
294945
SH
SOLE
272271
0
22674
PEPSICO INC
COM
713448108
11631
111163
SH
SOLE
111163
0
0
PFENEX INC
COM
717071104
846
93325
SH
SOLE
93325
0
0
PFENEX INC
COM
717071104
196
21603
SH
DFND
1
21603
0
0
PFIZER INC
COM
717081103
635
19565
SH
SOLE
19565
0
0
PFSWEB INC
COM NEW
717098206
2535
298292
SH
SOLE
298292
0
0
PFSWEB INC
COM NEW
717098206
615
72363
SH
DFND
1
72363
0
0
PHILIP MORRIS INTL INC
COM
718172109
2608
28509
SH
SOLE
28509
0
0
PIMCO CA MUNICIPAL INCOME FD
COM
72200N106
190
12108
SH
SOLE
12108
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
207
8948
SH
SOLE
8948
0
0
POPEYES LA KITCHEN INC
COM
732872106
9449
156229
SH
SOLE
156229
0
0
POPEYES LA KITCHEN INC
COM
732872106
1389
22972
SH
DFND
2
22972
0
0
PRAXAIR INC
COM
74005P104
4928
42052
SH
SOLE
42052
0
0
PRICE T ROWE GROUP INC
COM
74144T108
603
8010
SH
SOLE
8010
0
0
PRICELINE GRP INC
COM NEW
741503403
556
379
SH
SOLE
379
0
0
PRIMO WTR CORP
COM
74165N105
1347
109674
SH
SOLE
109674
0
0
PRIMO WTR CORP
COM
74165N105
319
25998
SH
DFND
1
25998
0
0
PROCTER AND GAMBLE CO
COM
742718109
1565
18612
SH
SOLE
18612
0
0
PROS HOLDINGS INC
COM
74346Y103
1473
68464
SH
SOLE
68464
0
0
PROS HOLDINGS INC
COM
74346Y103
359
16676
SH
DFND
1
16676
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
2259
91536
SH
SOLE
91536
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
553
22388
SH
DFND
1
22388
0
0
QAD INC
CL A
74727D306
2739
90104
SH
SOLE
90104
0
0
QAD INC
CL A
74727D306
649
21362
SH
DFND
1
21362
0
0
QUOTIENT TECHNOLOGY INC
COM
749119103
12166
1131706
SH
SOLE
1131706
0
0
QUOTIENT TECHNOLOGY INC
COM
749119103
1799
167311
SH
DFND
2
167311
0
0
RAVEN INDS INC
COM
754212108
8127
322486
SH
SOLE
322486
0
0
RAVEN INDS INC
COM
754212108
1233
48924
SH
DFND
2
48924
0
0
RAYTHEON CO
COM NEW
755111507
6541
46063
SH
SOLE
40656
0
5407
RE MAX HLDGS INC
CL A
75524W108
10206
182252
SH
SOLE
182252
0
0
RE MAX HLDGS INC
CL A
75524W108
1550
27685
SH
DFND
2
27685
0
0
RED HAT INC
COM
756577102
6250
89665
SH
SOLE
82074
0
7591
REEDS INC
COM
758338107
952
232254
SH
SOLE
232254
0
0
REEDS INC
COM
758338107
219
53398
SH
DFND
1
53398
0
0
REIS INC
COM
75936P105
7297
327975
SH
SOLE
327975
0
0
REIS INC
COM
75936P105
388
17428
SH
DFND
1
17428
0
0
REIS INC
COM
75936P105
869
39072
SH
DFND
2
39072
0
0
REPLIGEN CORP
COM
759916109
4974
161399
SH
SOLE
161399
0
0
REPLIGEN CORP
COM
759916109
740
24003
SH
DFND
2
24003
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
532
17314
SH
SOLE
17314
0
0
REVANCE THERAPEUTICS INC
COM
761330109
1244
60074
SH
SOLE
60074
0
0
REVANCE THERAPEUTICS INC
COM
761330109
293
14143
SH
DFND
1
14143
0
0
REX AMERICAN RESOURCES CORP
COM
761624105
2131
21583
SH
SOLE
21583
0
0
REX AMERICAN RESOURCES CORP
COM
761624105
518
5242
SH
DFND
1
5242
0
0
RIGNET INC
COM
766582100
1852
80019
SH
SOLE
80019
0
0
RIGNET INC
COM
766582100
429
18518
SH
DFND
1
18518
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
1001
29436
SH
SOLE
29436
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1068
7947
SH
SOLE
7947
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
403
7408
SH
SOLE
7408
0
0
RUSH ENTERPRISES INC
CL A
781846209
10730
336349
SH
SOLE
336349
0
0
RUSH ENTERPRISES INC
CL A
781846209
1498
46973
SH
DFND
2
46973
0
0
SAIA INC
COM
78709Y105
9331
211355
SH
SOLE
211355
0
0
SAIA INC
COM
78709Y105
1439
32600
SH
DFND
2
32600
0
0
SALESFORCE COM INC
COM
79466L302
7208
105290
SH
SOLE
98244
0
7046
SCHLUMBERGER LTD
COM
806857108
7181
85534
SH
SOLE
85534
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
12115
306939
SH
SOLE
288011
0
18928
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
763
13831
SH
SOLE
13831
0
0
SERVICESOURCE INTL INC
COM
81763U100
3296
580323
SH
SOLE
580323
0
0
SERVICESOURCE INTL INC
COM
81763U100
773
136098
SH
DFND
1
136098
0
0
SHARPSPRING INC
COM
820054104
936
177572
SH
SOLE
177572
0
0
SHARPSPRING INC
COM
820054104
221
41925
SH
DFND
1
41925
0
0
SHERWIN WILLIAMS CO
COM
824348106
4802
17868
SH
SOLE
16268
0
1600
SILICON LABORATORIES INC
COM
826919102
952
14642
SH
SOLE
14642
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
1148
87275
SH
SOLE
87275
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
274
20822
SH
DFND
1
20822
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
1059
24214
SH
SOLE
24214
0
0
SIMULATIONS PLUS INC
COM
829214105
2390
247655
SH
SOLE
247655
0
0
SIMULATIONS PLUS INC
COM
829214105
536
55587
SH
DFND
1
55587
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
5395
155329
SH
SOLE
155329
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
856
24638
SH
DFND
2
24638
0
0
SMART & FINAL STORES INC
COM
83190B101
9231
654708
SH
SOLE
654708
0
0
SMART & FINAL STORES INC
COM
83190B101
1332
94451
SH
DFND
2
94451
0
0
SNAP ON INC
COM
833034101
6991
40820
SH
SOLE
37124
0
3696
SPARTAN MTRS INC
COM
846819100
1130
122163
SH
SOLE
122163
0
0
SPARTAN MTRS INC
COM
846819100
265
28674
SH
DFND
1
28674
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
719
162233
SH
SOLE
162233
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
177
39979
SH
DFND
1
39979
0
0
SPROUTS FMRS MKT INC
COM
85208M102
5943
314116
SH
SOLE
302497
0
11619
STANDARD MTR PRODS INC
COM
853666105
9358
175838
SH
SOLE
175838
0
0
STANDARD MTR PRODS INC
COM
853666105
1440
27062
SH
DFND
2
27062
0
0
STARBUCKS CORP
COM
855244109
8289
149305
SH
SOLE
137345
0
11960
STEWART INFORMATION SVCS COR
COM
860372101
7935
172211
SH
SOLE
172211
0
0
STEWART INFORMATION SVCS COR
COM
860372101
1191
25838
SH
DFND
2
25838
0
0
SUN HYDRAULICS CORP
COM
866942105
8154
204011
SH
SOLE
204011
0
0
SUN HYDRAULICS CORP
COM
866942105
1236
30925
SH
DFND
2
30925
0
0
SUNLINK HEALTH SYSTEMS INC
COM
86737U102
60
50147
SH
SOLE
50147
0
0
SUPERIOR UNIFORM GP INC
COM
868358102
1366
69645
SH
SOLE
69645
0
0
SUPERIOR UNIFORM GP INC
COM
868358102
334
17022
SH
DFND
1
17022
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
9350
370278
SH
SOLE
370278
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
1428
56554
SH
DFND
2
56554
0
0
SYSCO CORP
COM
871829107
1466
26475
SH
SOLE
26475
0
0
S&P GLOBAL INC
COM
78409V104
568
5286
SH
SOLE
5286
0
0
TANDEM DIABETES CARE INC
COM
875372104
743
345556
SH
SOLE
345556
0
0
TEJON RANCH CO
COM
879080109
1907
75000
SH
SOLE
75000
0
0
TELIGENT INC NEW
COM
87960W104
574
86767
SH
SOLE
86767
0
0
TELIGENT INC NEW
COM
87960W104
136
20540
SH
DFND
1
20540
0
0
TESCO CORP
COM
88157K101
1021
123720
SH
SOLE
123720
0
0
TESCO CORP
COM
88157K101
241
29175
SH
DFND
1
29175
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
12726
90188
SH
SOLE
85153
0
5035
THERMON GROUP HLDGS INC
COM
88362T103
980
51324
SH
SOLE
51324
0
0
TIME INC NEW
COM
887228104
7880
441436
SH
SOLE
441436
0
0
TIME INC NEW
COM
887228104
1197
67040
SH
DFND
2
67040
0
0
TIME WARNER INC
COM NEW
887317303
14750
152800
SH
SOLE
142528
0
10272
TITAN MACHY INC
COM
88830R101
2345
160922
SH
SOLE
160922
0
0
TITAN MACHY INC
COM
88830R101
551
37850
SH
DFND
1
37850
0
0
TOPBUILD CORP
COM
89055F103
6220
174720
SH
SOLE
174720
0
0
TOPBUILD CORP
COM
89055F103
936
26306
SH
DFND
2
26306
0
0
TPI COMPOSITES INC
COM
87266J104
1411
87970
SH
SOLE
87970
0
0
TPI COMPOSITES INC
COM
87266J104
332
20726
SH
DFND
1
20726
0
0
TWIN DISC INC
COM
901476101
429
29365
SH
SOLE
29365
0
0
TWIN DISC INC
COM
901476101
97
6677
SH
DFND
1
6677
0
0
U S CONCRETE INC
COM NEW
90333L201
10751
164141
SH
SOLE
164141
0
0
U S CONCRETE INC
COM NEW
90333L201
1646
25131
SH
DFND
2
25131
0
0
UNION PAC CORP
COM
907818108
775
7475
SH
SOLE
7475
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2221
19375
SH
SOLE
19375
0
0
UNITED STATES LIME & MINERAL
COM
911922102
1828
24133
SH
SOLE
24133
0
0
UNITED STATES LIME & MINERAL
COM
911922102
422
5566
SH
DFND
1
5566
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1285
11720
SH
SOLE
11720
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
16372
102298
SH
SOLE
95621
0
6677
UNIVERSAL ELECTRS INC
COM
913483103
9559
148081
SH
SOLE
148081
0
0
UNIVERSAL ELECTRS INC
COM
913483103
1434
22218
SH
DFND
2
22218
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
213
2000
SH
SOLE
2000
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
1774
412599
SH
SOLE
412599
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
419
97344
SH
DFND
1
97344
0
0
USA TRUCK INC
COM
902925106
1153
132376
SH
SOLE
132376
0
0
USA TRUCK INC
COM
902925106
272
31190
SH
DFND
1
31190
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1942
51350
SH
SOLE
51350
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3987
74688
SH
SOLE
74688
0
0
VISA INC
COM CL A
92826C839
12614
161678
SH
SOLE
149160
0
12518
VOCERA COMMUNICATIONS INC
COM
92857F107
1723
93174
SH
SOLE
93174
0
0
VOCERA COMMUNICATIONS INC
COM
92857F107
401
21679
SH
DFND
1
21679
0
0
WABCO HLDGS INC
COM
92927K102
3906
36793
SH
SOLE
34523
0
2270
WAGEWORKS INC
COM
930427109
1312
18101
SH
SOLE
18101
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
977
11811
SH
SOLE
11811
0
0
WASTE MGMT INC DEL
COM
94106L109
284
4008
SH
SOLE
4008
0
0
WELLS FARGO & CO NEW
COM
949746101
12313
223425
SH
SOLE
223425
0
0
WESTERN ASSET INCOME FD
COM
95766T100
645
45101
SH
SOLE
45101
0
0
WEYERHAEUSER CO
COM
962166104
5756
191282
SH
SOLE
191282
0
0
WINTRUST FINL CORP
COM
97650W108
1211
16691
SH
SOLE
16691
0
0
WISDOMTREE INVTS INC
COM
97717P104
5002
448973
SH
SOLE
448973
0
0
WISDOMTREE INVTS INC
COM
97717P104
796
71496
SH
DFND
2
71496
0
0
WIX COM LTD
SHS
M98068105
10110
226947
SH
SOLE
226947
0
0
WIX COM LTD
SHS
M98068105
1536
34472
SH
DFND
2
34472
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
7824
340459
SH
SOLE
340459
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
1174
51106
SH
DFND
2
51106
0
0
YUM BRANDS INC
COM
988498101
203
3200
SH
SOLE
3200
0
0