0001398344-15-007565.txt : 20151112
0001398344-15-007565.hdr.sgml : 20151112
20151112094113
ACCESSION NUMBER: 0001398344-15-007565
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Partners, LLC
CENTRAL INDEX KEY: 0001542266
IRS NUMBER: 270225271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14862
FILM NUMBER: 151222064
BUSINESS ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE, SUITE 2360
CITY: LOS ANGELES
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-933-3199
MAIL ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE, SUITE 2360
CITY: LOS ANGELES
STATE: CA
ZIP: 90245
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001542266
XXXXXXXX
09-30-2015
09-30-2015
false
Granite Investment Partners, LLC
2121 Rosecrans Avenue, Suite 2360
Los Angeles
CA
90245
13F COMBINATION REPORT
028-14862
0001390777
028-12592
Bank of New York Mellon Corp
N
Robert Foran
Principal, CCO
310-933-3199
/s/ Robert Foran
Los Angeles
CA
11-02-2015
1
376
1040379
1
0001624489
028-16577
Altair Advisers LLC
INFORMATION TABLE
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fp0016617_13fhr-table.xml
13F INFORMATION TABLE
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COM
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26581
SH
DFND
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0
ABBOTT LABS
COM
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2234
55538
SH
SOLE
55538
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0
ABBVIE INC
COM
00287Y109
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39414
SH
SOLE
39414
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0
ABIOMED INC
COM
003654100
6947
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SOLE
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ACME UTD CORP
COM
004816104
1059
61457
SH
SOLE
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ACME UTD CORP
COM
004816104
268
15608
SH
DFND
1
15608
0
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ACXIOM CORP
COM
005125109
10180
515181
SH
SOLE
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5431
ADDUS HOMECARE CORP
COM
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1222
39220
SH
SOLE
39220
0
0
ADDUS HOMECARE CORP
COM
006739106
314
10084
SH
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1
10084
0
0
ALBANY MOLECULAR RESH INC
COM
012423109
6487
372367
SH
SOLE
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ALLERGAN PLC
PFD CONV SER A
G0177J116
950
1007
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SOLE
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0
ALLERGAN PLC
SHS
G0177J108
5939
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COM
020772109
897
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SOLE
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0
ALPHA PRO TECH LTD
COM
020772109
219
110399
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110399
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ALTRIA GROUP INC
COM
02209S103
857
15750
SH
SOLE
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0
AMAZON COM INC
COM
023135106
18049
35259
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SOLE
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AMERICAN AIRLS GROUP INC
COM
02376R102
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AMERICAN EXPRESS CO
COM
025816109
615
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AMERICAN SOFTWARE INC
CL A
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AMERICAN SOFTWARE INC
CL A
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AMERICAN STS WTR CO
COM
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AMERICAN VANGUARD CORP
COM
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COM
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AMERIPRISE FINL INC
COM
03076C106
1989
18225
SH
SOLE
18225
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AMGEN INC
COM
031162100
900
6510
SH
SOLE
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ANADARKO PETE CORP
COM
032511107
519
8600
SH
SOLE
8600
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ANGIODYNAMICS INC
COM
03475V101
5844
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SH
SOLE
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AON PLC
SHS CL A
G0408V102
6074
68550
SH
SOLE
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APOGEE ENTERPRISES INC
COM
037598109
8810
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SH
SOLE
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APPLE INC
COM
037833100
20306
184101
SH
SOLE
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ASPEN AEROGELS INC
COM
04523Y105
1175
156655
SH
SOLE
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ASPEN AEROGELS INC
COM
04523Y105
304
40577
SH
DFND
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AUTOMATIC DATA PROCESSING IN
COM
053015103
7107
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AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
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BANCFIRST CORP
COM
05945F103
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BBCN BANCORP INC
COM
073295107
7188
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SH
SOLE
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BECTON DICKINSON & CO
COM
075887109
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39725
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CL A
G1154H107
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71344
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SOLE
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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2703
20725
SH
SOLE
20725
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BIO TECHNE CORP
COM
09073M104
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SH
SOLE
14506
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BLACKROCK INC
COM
09247X101
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5935
SH
SOLE
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0
BOFI HLDG INC
COM
05566U108
13151
102082
SH
SOLE
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BOINGO WIRELESS INC
COM
09739C102
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117759
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SOLE
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0
BOINGO WIRELESS INC
COM
09739C102
253
30566
SH
DFND
1
30566
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BORGWARNER INC
COM
099724106
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SH
SOLE
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BOSTON PRIVATE FINL HLDGS IN
COM
101119105
6459
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BP PLC
SPONSORED ADR
055622104
381
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BRISTOL MYERS SQUIBB CO
COM
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CALLIDUS SOFTWARE INC
COM
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CALLIDUS SOFTWARE INC
COM
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CANCER GENETICS INC
COM
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CANCER GENETICS INC
COM
13739U104
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CARBO CERAMICS INC
COM
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CAVCO INDS INC DEL
COM
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CAVCO INDS INC DEL
COM
149568107
408
5995
SH
DFND
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0
0
CDK GLOBAL INC
COM
12508E101
1264
26463
SH
SOLE
26463
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0
CELGENE CORP
COM
151020104
4525
41833
SH
SOLE
38853
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2980
CENTRAL PAC FINL CORP
COM NEW
154760409
6456
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SH
SOLE
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CERNER CORP
COM
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CHEGG INC
COM
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SH
SOLE
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CHEVRON CORP NEW
COM
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SH
SOLE
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CHUYS HLDGS INC
COM
171604101
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SH
SOLE
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CHUYS HLDGS INC
COM
171604101
515
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SH
DFND
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CIRCOR INTL INC
COM
17273K109
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SH
SOLE
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CISCO SYS INC
COM
17275R102
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SH
SOLE
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CITIGROUP INC
COM NEW
172967424
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SH
SOLE
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CLARCOR INC
COM
179895107
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SH
SOLE
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COCA COLA CO
COM
191216100
284
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SH
SOLE
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CODEXIS INC
COM
192005106
857
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SH
SOLE
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CODEXIS INC
COM
192005106
221
65260
SH
DFND
1
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COLGATE PALMOLIVE CO
COM
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SH
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CONOCOPHILLIPS
COM
20825C104
547
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SH
SOLE
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CONTAINER STORE GROUP INC
COM
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SH
SOLE
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CORE MARK HOLDING CO INC
COM
218681104
12363
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SH
SOLE
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COSTCO WHSL CORP NEW
COM
22160K105
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SH
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DANAHER CORP DEL
COM
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COM
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DAWSON GEOPHYSICAL CO NEW
COM
239360100
213
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SH
DFND
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DELPHI AUTOMOTIVE PLC
SHS
G27823106
1248
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SH
SOLE
16411
0
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DESCARTES SYS GROUP INC
COM
249906108
8902
503227
SH
SOLE
497634
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DIGIMARC CORP NEW
COM
25381B101
1350
44174
SH
SOLE
44174
0
0
DIGIMARC CORP NEW
COM
25381B101
336
11026
SH
DFND
1
11026
0
0
DIGIRAD CORP
COM
253827109
1050
280834
SH
SOLE
280834
0
0
DIGIRAD CORP
COM
253827109
261
69985
SH
DFND
1
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0
0
DIPLOMAT PHARMACY INC
COM
25456K101
5518
192079
SH
SOLE
189640
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DISNEY WALT CO
COM DISNEY
254687106
4945
48381
SH
SOLE
48381
0
0
DIXIE GROUP INC
CL A
255519100
947
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SH
SOLE
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0
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DIXIE GROUP INC
CL A
255519100
242
29022
SH
DFND
1
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0
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DONALDSON INC
COM
257651109
1050
37397
SH
SOLE
37397
0
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DU PONT E I DE NEMOURS & CO
COM
263534109
1148
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SH
SOLE
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0
DYNAMIC MATLS CORP
COM
267888105
1033
108281
SH
SOLE
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0
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DYNAMIC MATLS CORP
COM
267888105
264
27705
SH
DFND
1
27705
0
0
E M C CORP MASS
COM
268648102
300
12400
SH
SOLE
12400
0
0
ECOLAB INC
COM
278865100
8697
79267
SH
SOLE
79267
0
0
EHEALTH INC
COM
28238P109
940
73382
SH
SOLE
73382
0
0
EHEALTH INC
COM
28238P109
244
19073
SH
DFND
1
19073
0
0
EMERSON ELEC CO
COM
291011104
972
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SH
SOLE
21995
0
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ENCORE WIRE CORP
COM
292562105
5867
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SH
SOLE
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ENTERPRISE PRODS PARTNERS L
COM
293792107
343
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SH
SOLE
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EOG RES INC
COM
26875P101
204
2800
SH
SOLE
2800
0
0
EXACT SCIENCES CORP
COM
30063P105
813
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SH
SOLE
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EXXON MOBIL CORP
COM
30231G102
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SH
SOLE
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0
FABRINET
SHS
G3323L100
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FACEBOOK INC
CL A
30303M102
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SH
SOLE
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FARMER BROS CO
COM
307675108
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SH
SOLE
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0
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FARMER BROS CO
COM
307675108
555
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SH
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0
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FARMLAND PARTNERS INC
COM
31154R109
1102
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SH
SOLE
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FARMLAND PARTNERS INC
COM
31154R109
283
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SH
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0
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FEDEX CORP
COM
31428X106
274
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SH
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FINANCIAL ENGINES INC
COM
317485100
738
25033
SH
SOLE
25033
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FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1297
46599
SH
SOLE
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0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
7402
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SH
SOLE
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FTI CONSULTING INC
COM
302941109
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SH
SOLE
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GENERAL ELECTRIC CO
COM
369604103
549
21773
SH
SOLE
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GENERAL MLS INC
COM
370334104
1056
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SH
SOLE
18820
0
0
GILEAD SCIENCES INC
COM
375558103
461
4700
SH
SOLE
4700
0
0
GOOGLE INC
CL A
38259P508
5156
8077
SH
SOLE
7827
0
250
GOOGLE INC
CL C
38259P706
11376
18698
SH
SOLE
17838
0
860
GRAHAM CORP
COM
384556106
862
48852
SH
SOLE
48852
0
0
GRAINGER W W INC
COM
384802104
2350
10930
SH
SOLE
10930
0
0
GRAND CANYON ED INC
COM
38526M106
1239
32605
SH
SOLE
32605
0
0
HACKETT GROUP INC
COM
404609109
1879
136619
SH
SOLE
136619
0
0
HACKETT GROUP INC
COM
404609109
469
34159
SH
DFND
1
34159
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
205
3964
SH
SOLE
3964
0
0
HALLIBURTON CO
COM
406216101
709
20050
SH
SOLE
20050
0
0
HAWKINS INC
COM
420261109
1061
27552
SH
SOLE
27552
0
0
HAWKINS INC
COM
420261109
265
6889
SH
DFND
1
6889
0
0
HCA HOLDINGS INC
COM
40412C101
6046
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SH
SOLE
70373
0
7785
HEALTHCARE SVCS GRP INC
COM
421906108
1617
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SH
SOLE
47977
0
0
HEALTHSTREAM INC
COM
42222N103
1146
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SH
SOLE
52534
0
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HENNESSY ADVISORS INC
COM
425885100
1345
56608
SH
SOLE
56608
0
0
HENNESSY ADVISORS INC
COM
425885100
335
14130
SH
DFND
1
14130
0
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HESS CORP
COM
42809H107
200
4000
SH
SOLE
4000
0
0
HMS HLDGS CORP
COM
40425J101
1080
123124
SH
SOLE
123124
0
0
HOME DEPOT INC
COM
437076102
2337
20237
SH
SOLE
20237
0
0
HOOKER FURNITURE CORP
COM
439038100
1355
57546
SH
SOLE
57546
0
0
HOOKER FURNITURE CORP
COM
439038100
348
14796
SH
DFND
1
14796
0
0
HORTONWORKS INC
COM
440894103
5377
245655
SH
SOLE
242614
0
3041
HOST HOTELS & RESORTS INC
COM
44107P104
2231
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SH
SOLE
141125
0
0
HUBBELL INC
CL B
443510201
6710
78993
SH
SOLE
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0
5211
INTERNATIONAL BUSINESS MACHS
COM
459200101
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SH
SOLE
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0
0
ICAD INC
COM NEW
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1453
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SH
SOLE
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0
0
ICAD INC
COM NEW
44934S206
379
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SH
DFND
1
111605
0
0
IDEXX LABS INC
COM
45168D104
297
4000
SH
SOLE
4000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
762
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SH
SOLE
9260
0
0
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
929
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SH
SOLE
144663
0
0
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
231
36105
SH
DFND
1
36105
0
0
INFINITY PPTY & CAS CORP
COM
45665Q103
4546
56448
SH
SOLE
55741
0
707
INFOBLOX INC
COM
45672H104
1126
70437
SH
SOLE
70437
0
0
INSULET CORP
COM
45784P101
7627
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SH
SOLE
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0
3101
INTEL CORP
COM
458140100
1978
65642
SH
SOLE
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0
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INTER PARFUMS INC
COM
458334109
5037
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SH
SOLE
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2349
INTERACTIVE INTELLIGENCE GRO
COM
45841V109
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SH
SOLE
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0
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INTERFACE INC
COM
458665304
737
32845
SH
SOLE
32845
0
0
INTRALINKS HLDGS INC
COM
46118H104
6197
747473
SH
SOLE
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INTRAWEST RESORTS HLDGS INC
COM
46090K109
5301
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SH
SOLE
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INVENTURE FOODS INC
COM
461212102
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SH
SOLE
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0
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INVENTURE FOODS INC
COM
461212102
328
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SH
DFND
1
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0
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ISHARES TR
RUSSELL 2000 ETF
464287655
656
6009
SH
SOLE
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0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
455
11900
SH
SOLE
11900
0
0
JPMORGAN CHASE & CO
COM
46625H100
807
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SH
SOLE
13236
0
0
JOHNSON & JOHNSON
COM
478160104
8549
91577
SH
SOLE
91577
0
0
K2M GROUP HLDGS INC
COM
48273J107
6478
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SH
SOLE
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0
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KAISER ALUMINUM CORP
COM PAR $0.01
483007704
6608
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SH
SOLE
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993
KANSAS CITY SOUTHERN
COM NEW
485170302
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COM
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COM
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KIMBALL INTL INC
CL B
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SH
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CL B
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COM
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KONA GRILL INC
COM
50047H201
1537
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SH
SOLE
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0
0
KONA GRILL INC
COM
50047H201
389
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SH
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0
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KORNIT DIGITAL LTD
SHS
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SH
SOLE
82695
0
0
KORNIT DIGITAL LTD
SHS
M6372Q113
267
21402
SH
DFND
1
21402
0
0
LAKELAND INDS INC
COM
511795106
1604
115487
SH
SOLE
115487
0
0
LAKELAND INDS INC
COM
511795106
415
29937
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DFND
1
29937
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0
LANDEC CORP
COM
514766104
1821
156001
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SOLE
156001
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0
LANDEC CORP
COM
514766104
466
40011
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DFND
1
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0
LAUDER ESTEE COS INC
CL A
518439104
7603
94231
SH
SOLE
89919
0
4312
LENNAR CORP
CL A
526057104
260
5400
SH
SOLE
5400
0
0
LIFEPOINT HEALTH INC
COM
53219L109
1380
19470
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SOLE
19470
0
0
LIFEWAY FOODS INC
COM
531914109
570
54427
SH
SOLE
54427
0
0
LIFEWAY FOODS INC
COM
531914109
145
13858
SH
DFND
1
13858
0
0
LINKEDIN CORP
COM CL A
53578A108
4524
23793
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SOLE
22220
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LOCKHEED MARTIN CORP
COM
539830109
3945
19028
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SOLE
17310
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1718
LOWES COS INC
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548661107
810
11750
SH
SOLE
11750
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0
LSB INDS INC
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502160104
2756
179891
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SOLE
177674
0
2217
LYDALL INC DEL
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550819106
1626
57072
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SOLE
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0
0
LYDALL INC DEL
COM
550819106
416
14616
SH
DFND
1
14616
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
265
4150
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SOLE
4150
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
879
149445
SH
SOLE
149445
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
225
38359
SH
DFND
1
38359
0
0
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COM
566324109
6520
141776
SH
SOLE
140030
0
1746
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567908108
6723
475784
SH
SOLE
471122
0
4662
MARINEMAX INC
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567908108
344
24410
SH
DFND
1
24410
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
365
8500
SH
SOLE
8500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
9294
136271
SH
SOLE
131739
0
4532
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573075108
5182
320493
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SOLE
316548
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3945
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COM
577097108
548
71021
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SOLE
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0
0
MATTERSIGHT CORP
COM
577097108
141
18403
SH
DFND
1
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0
0
MAXLINEAR INC
CL A
57776J100
1439
115675
SH
SOLE
115675
0
0
MAZOR ROBOTICS LTD
SPONSORED ADS
57886P103
1210
109682
SH
SOLE
109682
0
0
MAZOR ROBOTICS LTD
SPONSORED ADS
57886P103
299
27142
SH
DFND
1
27142
0
0
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COM
580135101
784
7959
SH
SOLE
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0
0
MCGRAW HILL FINL INC
COM
580645109
777
8986
SH
SOLE
8986
0
0
MCKESSON CORP
COM
58155Q103
8053
43524
SH
SOLE
41254
0
2270
MDC PARTNERS INC
CL A SUB VTG
552697104
7225
392049
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SOLE
387274
0
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MEAD JOHNSON NUTRITION CO
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582839106
206
2929
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SOLE
2929
0
0
MERCK & CO INC NEW
COM
58933Y105
1478
29918
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SOLE
29918
0
0
MERCURY SYS INC
COM
589378108
8572
538783
SH
SOLE
533423
0
5360
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COM
594918104
6559
148198
SH
SOLE
148198
0
0
MITCHAM INDS INC
COM
606501104
410
108405
SH
SOLE
108405
0
0
MITCHAM INDS INC
COM
606501104
105
27894
SH
DFND
1
27894
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
592
13018
SH
SOLE
13018
0
0
MODEL N INC
COM
607525102
922
92065
SH
SOLE
92065
0
0
MODEL N INC
COM
607525102
235
23490
SH
DFND
1
23490
0
0
MONDELEZ INTL INC
CL A
609207105
1635
39040
SH
SOLE
39040
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
10446
154647
SH
SOLE
152740
0
1907
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COM
620071100
2011
64160
SH
SOLE
64160
0
0
MOTORCAR PTS AMER INC
COM
620071100
520
16622
SH
DFND
1
16622
0
0
MRC GLOBAL INC
COM
55345K103
5459
489564
SH
SOLE
483527
0
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COM
630402105
1172
193765
SH
SOLE
193765
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
270
44741
SH
DFND
1
44741
0
0
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63886Q109
1056
54696
SH
SOLE
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0
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63886Q109
269
13950
SH
DFND
1
13950
0
0
NEOGENOMICS INC
COM NEW
64049M209
1975
344723
SH
SOLE
344723
0
0
NEOGENOMICS INC
COM NEW
64049M209
513
89563
SH
DFND
1
89563
0
0
NIC INC
COM
62914B100
1187
67022
SH
SOLE
67022
0
0
NIKE INC
CL B
654106103
10192
82883
SH
SOLE
79742
0
3141
NOVADAQ TECHNOLOGIES INC
COM
66987G102
1087
104174
SH
SOLE
104174
0
0
NUVASIVE INC
COM
670704105
11223
232753
SH
SOLE
229937
0
2816
ORACLE CORP
COM
68389X105
2756
76304
SH
SOLE
76304
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
681
153432
SH
SOLE
153432
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
174
39240
SH
DFND
1
39240
0
0
ORBCOMM INC
COM
68555P100
1037
185766
SH
SOLE
185766
0
0
ORBCOMM INC
COM
68555P100
258
46298
SH
DFND
1
46298
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
1078
79861
SH
SOLE
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0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
274
20334
SH
DFND
1
20334
0
0
PALO ALTO NETWORKS INC
COM
697435105
1575
9156
SH
SOLE
9156
0
0
PAYCHEX INC
COM
704326107
482
10125
SH
SOLE
10125
0
0
PAYCOM SOFTWARE INC
COM
70432V102
7930
220836
SH
SOLE
218111
0
2725
PAYPAL HLDGS INC
COM
70450Y103
5175
166725
SH
SOLE
156422
0
10303
PEPSICO INC
COM
713448108
10530
111668
SH
SOLE
111668
0
0
PFENEX INC
COM
717071104
1210
80601
SH
SOLE
80601
0
0
PFENEX INC
COM
717071104
306
20444
SH
DFND
1
20444
0
0
PFIZER INC
COM
717081103
368
11726
SH
SOLE
11726
0
0
PFSWEB INC
COM NEW
717098206
3168
222756
SH
SOLE
222756
0
0
PFSWEB INC
COM NEW
717098206
815
57324
SH
DFND
1
57324
0
0
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COM
718172109
2765
34859
SH
SOLE
34859
0
0
PIEDMONT NAT GAS INC
COM
720186105
297
7400
SH
SOLE
7400
0
0
PIMCO CA MUNICIPAL INCOME FD
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72200N106
184
12108
SH
SOLE
12108
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
232
10161
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SOLE
10161
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0
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729251108
853
21590
SH
SOLE
21590
0
0
POPEYES LA KITCHEN INC
COM
732872106
8257
146499
SH
SOLE
144712
0
1787
PRAXAIR INC
COM
74005P104
4989
48982
SH
SOLE
48982
0
0
PRICE T ROWE GROUP INC
COM
74144T108
665
9575
SH
SOLE
9575
0
0
PRIMO WTR CORP
COM
74165N105
1054
139613
SH
SOLE
139613
0
0
PRIMO WTR CORP
COM
74165N105
273
36238
SH
DFND
1
36238
0
0
PROCTER & GAMBLE CO
COM
742718109
1591
22110
SH
SOLE
22110
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
944
93979
SH
SOLE
93979
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
245
24410
SH
DFND
1
24410
0
0
QAD INC
CL A
74727D306
2296
89670
SH
SOLE
89670
0
0
QAD INC
CL A
74727D306
580
22678
SH
DFND
1
22678
0
0
RAVEN INDS INC
COM
754212108
4948
291922
SH
SOLE
288135
0
3787
RAYTHEON CO
COM NEW
755111507
553
5059
SH
SOLE
5059
0
0
RE MAX HLDGS INC
CL A
75524W108
9935
276118
SH
SOLE
272966
0
3152
RED HAT INC
COM
756577102
6298
87614
SH
SOLE
81780
0
5834
RED LION HOTELS CORP
COM
756764106
1293
152093
SH
SOLE
152093
0
0
RED LION HOTELS CORP
COM
756764106
333
39211
SH
DFND
1
39211
0
0
REEDS INC
COM
758338107
921
201470
SH
SOLE
201470
0
0
REEDS INC
COM
758338107
228
50029
SH
DFND
1
50029
0
0
REIS INC
COM
75936P105
7530
332466
SH
SOLE
329428
0
3038
REIS INC
COM
75936P105
372
16435
SH
DFND
1
16435
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
3300
398518
SH
SOLE
393489
0
5029
RENTRAK CORP
COM
760174102
6243
115470
SH
SOLE
114053
0
1417
REPLIGEN CORP
COM
759916109
4199
150756
SH
SOLE
148900
0
1856
RESOURCES CONNECTION INC
COM
76122Q105
7147
474239
SH
SOLE
468911
0
5328
RESTORATION HARDWARE HLDGS I
COM
761283100
6768
72528
SH
SOLE
68568
0
3960
RITCHIE BROS AUCTIONEERS
COM
767744105
901
34809
SH
SOLE
34809
0
0
ROCKWELL AUTOMATION INC
COM
773903109
699
6892
SH
SOLE
6892
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
275
5808
SH
SOLE
5808
0
0
RUBY TUESDAY INC
COM
781182100
1435
231035
SH
SOLE
231035
0
0
RUBY TUESDAY INC
COM
781182100
369
59454
SH
DFND
1
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0
0
RUSH ENTERPRISES INC
CL A
781846209
5905
244000
SH
SOLE
241019
0
2981
SALESFORCE COM INC
COM
79466L302
9243
133129
SH
SOLE
125495
0
7634
SCHLUMBERGER LTD
COM
806857108
5285
76625
SH
SOLE
76625
0
0
SCHOLASTIC CORP
COM
807066105
8292
212834
SH
SOLE
210234
0
2600
SCHWAB CHARLES CORP NEW
COM
808513105
10223
357961
SH
SOLE
339018
0
18943
SECOND SIGHT MED PRODS INC
COM
81362J100
463
78036
SH
SOLE
78036
0
0
SECOND SIGHT MED PRODS INC
COM
81362J100
120
20245
SH
DFND
1
20245
0
0
SERVICESOURCE INTL LLC
COM
81763U100
964
241115
SH
SOLE
241115
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SERVICESOURCE INTL LLC
COM
81763U100
249
62436
SH
DFND
1
62436
0
0
SHERWIN WILLIAMS CO
COM
824348106
5111
22941
SH
SOLE
21313
0
1628
SHUTTERFLY INC
COM
82568P304
7070
197756
SH
SOLE
195325
0
2431
SILICON LABORATORIES INC
COM
826919102
671
16158
SH
SOLE
16158
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
831
76860
SH
SOLE
76860
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
210
19466
SH
DFND
1
19466
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
1126
33617
SH
SOLE
33617
0
0
SIMULATIONS PLUS INC
COM
829214105
1981
209841
SH
SOLE
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0
0
SIMULATIONS PLUS INC
COM
829214105
498
52779
SH
DFND
1
52779
0
0
SKULLCANDY INC
COM
83083J104
749
135393
SH
SOLE
135393
0
0
SKULLCANDY INC
COM
83083J104
183
33210
SH
DFND
1
33210
0
0
SMTP INC
COM NEW
784589202
464
99047
SH
SOLE
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0
SMTP INC
COM NEW
784589202
117
25173
SH
DFND
1
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0
0
SNAP ON INC
COM
833034101
5184
34346
SH
SOLE
31900
0
2446
SONUS NETWORKS INC
COM NEW
835916503
815
142524
SH
SOLE
142524
0
0
SONUS NETWORKS INC
COM NEW
835916503
208
36379
SH
DFND
1
36379
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
413
49268
SH
SOLE
49268
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
104
12457
SH
DFND
1
12457
0
0
SPROUTS FMRS MKT INC
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85208M102
1499
71055
SH
SOLE
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0
0
STARBUCKS CORP
COM
855244109
8506
149656
SH
SOLE
140480
0
9176
STEELCASE INC
CL A
858155203
7092
385241
SH
SOLE
380561
0
4680
STEWART INFORMATION SVCS COR
COM
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8101
198015
SH
SOLE
195597
0
2418
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
1400
79517
SH
SOLE
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0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
348
19812
SH
DFND
1
19812
0
0
SUNLINK HEALTH SYSTEMS INC
COM
86737U102
84
50147
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SOLE
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0
0
SUPERIOR UNIFORM GP INC
COM
868358102
1057
58932
SH
SOLE
58932
0
0
SUPERIOR UNIFORM GP INC
COM
868358102
270
15096
SH
DFND
1
15096
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
821
58544
SH
SOLE
58544
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
213
15190
SH
DFND
1
15190
0
0
SYSCO CORP
COM
871829107
1032
26475
SH
SOLE
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0
0
TEJON RANCH CO
COM
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1745
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SH
SOLE
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0
TEJON RANCH CO
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2
11817
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SOLE
11817
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
314
8500
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SOLE
8500
0
0
TESLA MTRS INC
COM
88160R101
3081
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SOLE
11639
0
766
TEXTURA CORP
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883211104
6345
245558
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SOLE
242471
0
3087
THERMO FISHER SCIENTIFIC INC
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883556102
7872
64373
SH
SOLE
60436
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3937
THESTREET INC
COM
88368Q103
802
480369
SH
SOLE
480369
0
0
THESTREET INC
COM
88368Q103
202
121509
SH
DFND
1
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0
0
TIME WARNER INC
COM NEW
887317303
8349
121439
SH
SOLE
115469
0
5970
TRANSAMERICA INCOME SHS INC
COM
893506105
731
33748
SH
SOLE
33748
0
0
TRANSENTERIX INC
COM NEW
89366M201
418
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SH
SOLE
185144
0
0
TRANSENTERIX INC
COM NEW
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105
46822
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DFND
1
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0
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TRAVELCENTERS AMER LLC
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708
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SOLE
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TRAVELCENTERS AMER LLC
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179
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DFND
1
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0
0
TRINITY BIOTECH PLC
SPON ADR NEW
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5502
480986
SH
SOLE
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0
4115
TRINITY BIOTECH PLC
SPON ADR NEW
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360
31477
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1
31477
0
0
TRIPADVISOR INC
COM
896945201
3966
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SOLE
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4403
U S CONCRETE INC
COM NEW
90333L201
9633
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SH
SOLE
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1944
U S CONCRETE INC
COM NEW
90333L201
567
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DFND
1
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0
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UNION PAC CORP
COM
907818108
705
7970
SH
SOLE
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0
UNIQURE NV
SHS
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5028
245846
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SOLE
243665
0
2181
UNIQURE NV
SHS
N90064101
351
17165
SH
DFND
1
17165
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1952
19775
SH
SOLE
19775
0
0
UNITED STATES LIME & MINERAL
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911922102
930
20362
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SOLE
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0
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UNITED STATES LIME & MINERAL
COM
911922102
236
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DFND
1
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UNITED TECHNOLOGIES CORP
COM
913017109
4077
45809
SH
SOLE
45809
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9570
82491
SH
SOLE
77334
0
5157
UNIVERSAL ELECTRS INC
COM
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6645
158098
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SOLE
156172
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1926
UNIVERSAL HLTH SVCS INC
CL B
913903100
250
2000
SH
SOLE
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0
0
VANGUARD INTL EQUITY INDEX F
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2193
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SOLE
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VERACYTE INC
COM
92337F107
276
58940
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SOLE
58940
0
0
VERACYTE INC
COM
92337F107
72
15465
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DFND
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15465
0
0
VERIZON COMMUNICATIONS INC
COM
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3216
73922
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SOLE
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0
VIRTUS INVT PARTNERS INC
COM
92828Q109
5552
55245
SH
SOLE
54562
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683
VISA INC
COM CL A
92826C839
11110
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SOLE
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10692
VOCERA COMMUNICATIONS INC
COM
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2347
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SOLE
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0
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VOCERA COMMUNICATIONS INC
COM
92857F107
295
25883
SH
DFND
1
25883
0
0
WABCO HLDGS INC
COM
92927K102
4507
42998
SH
SOLE
40645
0
2353
WAGEWORKS INC
COM
930427109
1114
24720
SH
SOLE
24720
0
0
WAL-MART STORES INC
COM
931142103
228
3513
SH
SOLE
3513
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
966
11629
SH
SOLE
11629
0
0
WELLS FARGO & CO NEW
COM
949746101
12024
234161
SH
SOLE
234161
0
0
WESTERN ASSET INCOME FD
COM
95766T100
529
40097
SH
SOLE
40097
0
0
WESTWOOD HLDGS GROUP INC
COM
961765104
1073
19737
SH
SOLE
19737
0
0
WESTWOOD HLDGS GROUP INC
COM
961765104
267
4923
SH
DFND
1
4923
0
0
WEYERHAEUSER CO
COM
962166104
3910
143024
SH
SOLE
143024
0
0
WHOLE FOODS MKT INC
COM
966837106
4789
151323
SH
SOLE
142872
0
8451
WINTRUST FINL CORP
COM
97650W108
1364
25520
SH
SOLE
25520
0
0
XACTLY CORP
COM
98386L101
1017
130403
SH
SOLE
130403
0
0
XACTLY CORP
COM
98386L101
264
33847
SH
DFND
1
33847
0
0
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
1216
229340
SH
SOLE
229340
0
0
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
323
61112
SH
DFND
1
61112
0
0
YUM BRANDS INC
COM
988498101
336
4200
SH
SOLE
4200
0
0