Chief Operating Officer

0001172661-16-003214.txt : 20160510 0001172661-16-003214.hdr.sgml : 20160510 20160510153601 ACCESSION NUMBER: 0001172661-16-003214 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spruce Investment Advisors LLC CENTRAL INDEX KEY: 0001542179 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14739 FILM NUMBER: 161635495 BUSINESS ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-428-2600 MAIL ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Spruce Private Investors, LLC DATE OF NAME CHANGE: 20120213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542179 XXXXXXXX 03-31-2016 03-31-2016 false Spruce Investment Advisors LLC

C/o Spruce Capital Management, Llc 263 Tresser Boulevard, 15th Floor Stamford CT 06901

13F HOLDINGS REPORT 028-14739 N Robert Bastone Chief Operating Officer 203-428-2600 /s/ Robert Bastone Stamford CT 05-10-2016 0 38 162150 INFORMATION TABLE 2 infotable.xml DBX ETF TR DB XTR MSCI EUR 233051853 19981 809916 SH SOLE 0 0 809916 ISHARES MSCI JAPAN ETF 464286848 310 27200 SH OTR 0 0 27200 ISHARES TR NATIONAL MUN ETF 464288414 15912 142518 SH SOLE 55294 0 87224 ISHARES TR US HLTHCR PR ETF 464288828 4681 38373 SH SOLE 0 0 38373 ISHARES TR MSCI UTD KNGDM 46434V548 159 10160 SH SOLE 0 0 10160 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 290 2652 SH SOLE 0 0 2652 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1821 40635 SH SOLE 0 0 40635 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 3764 55530 SH SOLE 0 0 55530 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6899 130017 SH SOLE 0 0 130017 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 516 8344 SH SOLE 0 0 8344 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1722 76521 SH SOLE 0 0 76521 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 6246 112600 SH SOLE 0 0 112600 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1341 30230 SH OTR 0 0 30230 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 13647 307647 SH SOLE 0 0 307647 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 227 6824 SH SOLE 0 0 6824 SPDR S&P 500 ETF TR TR UNIT 78462F103 3174 15442 SH OTR 0 0 15442 SPDR S&P 500 ETF TR TR UNIT 78462F103 568 2763 SH SOLE 0 0 2763 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 7207 87040 SH SOLE 55890 0 31150 VANGUARD INDEX FDS TOTAL STK MKT 922908769 831 7929 SH SOLE 0 0 7929 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 9216 159758 SH SOLE 0 0 159758 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 482 11159 SH SOLE 0 0 11159 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15183 439083 SH SOLE 0 0 439083 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 4015 82756 SH OTR 0 0 82756 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3211 66181 SH SOLE 0 0 66181 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3067 44421 SH SOLE 0 0 44421 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1332 10737 SH OTR 0 0 10737 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 8552 68935 SH SOLE 0 0 68935 VANGUARD WORLD FDS ENERGY ETF 92204A306 3626 42251 SH SOLE 0 0 42251 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 8557 184577 SH SOLE 0 0 184577 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 793 6434 SH SOLE 0 0 6434 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1218 9876 SH OTR 0 0 9876 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 676 6426 SH SOLE 0 0 6426 VANGUARD WORLD FDS MATERIALS ETF 92204A801 313 3189 SH SOLE 0 0 3189 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1896 17631 SH SOLE 0 0 17631 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2370 54214 SH OTR 0 0 54214 WISDOMTREE TR JAPN HEDGE EQT 97717W851 7093 162274 SH SOLE 0 0 162274 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 754 14513 SH SOLE 0 0 14513 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 500 9639 SH OTR 0 0 9639