0001172661-13-001361.txt : 20131022 0001172661-13-001361.hdr.sgml : 20131022 20131022131751 ACCESSION NUMBER: 0001172661-13-001361 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 EFFECTIVENESS DATE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spruce Private Investors, LLC CENTRAL INDEX KEY: 0001542179 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14739 FILM NUMBER: 131163234 BUSINESS ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-428-2600 MAIL ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542179 XXXXXXXX 09-30-2013 09-30-2013 false Spruce Private Investors, LLC

C/o Spruce Capital Management, Llc 263 Tresser Boulevard, 15th Floor Stamford CT 06901

13F HOLDINGS REPORT 028-14739 N Robert Bastone 203-428-2600 /s/ Robert Bastone Stamford CT 10-22-2013 0 20 138986 INFORMATION TABLE 2 infotable.xml BARCLAYS BK PLC IPATH DYNM VIX 06741l609 1003 25840 SH SOLE 18307 0 7533 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542d795 489 18235 SH SOLE 13042 0 5193 ISHARES MSCI GERMANY ETF 464286806 15408 554059 SH SOLE 206635 0 347424 ISHARES 1-3 YR TR BD ETF 464287457 482 5711 SH SOLE 0 0 5711 ISHARES MSCI ACWI ETF 464288257 905 16781 SH SOLE 0 0 16781 ISHARES 3-7 YR TR BD ETF 464288661 1551 12784 SH SOLE 8119 0 4665 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 397 5038 SH SOLE 0 0 5038 SPDR GOLD TRUST GOLD SHS 78463V107 560 4372 SH SOLE 0 0 4372 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 1909 25784 SH SOLE 0 0 25784 SPDR INDEX SHS FDS S&P INTL ETF 78463x772 556 11917 SH SOLE 0 0 11917 SPDR S&P 500 ETF TR TR UNIT 78462F103 11038 65697 SH SOLE 0 0 65697 SPDR SERIES TRUST S&P DIVID ETF 78464a763 801 11613 SH SOLE 0 0 11613 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1309 23396 SH SOLE 0 0 23396 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 16647 205824 SH SOLE 0 0 205824 VANGUARD INDEX FDS SMALL CP ETF 922908751 3775 36830 SH SOLE 0 0 36830 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15235 173811 SH SOLE 0 0 173811 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 670 13776 SH SOLE 0 0 13776 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3777 94097 SH SOLE 0 0 94097 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3931 72130 SH SOLE 0 0 72130 WISDOMTREE TR JAPN HEDGE EQT 97717W851 58543 1221436 SH SOLE 435317 0 786119