0001172661-12-000993.txt : 20121005
0001172661-12-000993.hdr.sgml : 20121005
20121005142055
ACCESSION NUMBER: 0001172661-12-000993
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
EFFECTIVENESS DATE: 20121005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spruce Private Investors, LLC
CENTRAL INDEX KEY: 0001542179
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14739
FILM NUMBER: 121131947
BUSINESS ADDRESS:
STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC
STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-428-2600
MAIL ADDRESS:
STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC
STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
13F-HR
1
spruceinvestors3q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Spruce Private Investors, LLC
Address: One Stamford Plaza
263 Tresser Boulevard, 15th Floor
Stamford, CT 06901
13F File Number: 028-14739
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Bastone
Title: Chief Operating Officer
Phone: 203 428-2600
Signature, Place, and Date of Signing:
/s/ Robert Bastone Stamford, CT October 05, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 16
Form 13F Information Table Value Total: $547,729 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ISHARES TR BARCLYS 20+ YR 464287432 27892 230892 SH SOLE 118768 0 112124
ISHARES TR BARCLYS 7-10 YR 464287440 75697 720444 SH SOLE 224440 0 496004
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1964 57683 SH SOLE 0 0 57683
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 86569 1649239 SH SOLE 698906 0 950333
SPDR GOLD TRUST GOLD SHS 78463v107 3520 22272 SH SOLE 0 0 22272
SPDR INDEX SHS FDS S&P INTL ETF 78463x772 303 6811 SH SOLE 0 0 6811
SPDR S&P 500 ETF TR TR UNIT 78462f103 83089 734328 SH SOLE 331455 0 402873
SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 120225 3322057 SH SOLE 1671028 0 1651029
SPDR SERIES TRUST S&P DIVID ETF 78464a763 2343 48262 SH SOLE 0 0 48262
UBS AG JERSEY BRH LNG SHT VIX 902641596 2129 95685 SH SOLE 73156 0 22529
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 99748 1191158 SH SOLE 493352 0 697806
VANGUARD INDEX FDS TOTAL STK MKT 922908769 4279 74127 SH SOLE 0 0 74127
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 36168 934078 SH SOLE 456440 0 477638
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1271 35472 SH SOLE 0 0 35472
WISDOMTREE TR EM LCL DEBT FD 97717x867 529 10986 SH SOLE 0 0 10986
WISDOMTREE TRUST FUTRE STRAT FD 97717w125 2003 42055 SH SOLE 31815 0 10240