0001172661-12-000990.txt : 20121005
0001172661-12-000990.hdr.sgml : 20121005
20121005140532
ACCESSION NUMBER: 0001172661-12-000990
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20101231
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
EFFECTIVENESS DATE: 20121005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spruce Private Investors, LLC
CENTRAL INDEX KEY: 0001542179
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14739
FILM NUMBER: 121131886
BUSINESS ADDRESS:
STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC
STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-428-2600
MAIL ADDRESS:
STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC
STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
13F-HR
1
spruceprivate4q10.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2010
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Spruce Private Investors, LLC
Address: One Stamford Plaza
263 Tresser Boulevard, 15th Floor
Stamford, CT 06901
13F File Number: 028-14739
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Bastone
Title: Chief Operating Officer
Phone: 203 428-2600
Signature, Place, and Date of Signing:
/s/ Robert Bastone Stamford, CT October 05, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 19
Form 13F Information Table Value Total: $354,833 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
BARCLAYS BK PLC IPATH S&P MT ETN 06740c519 960 14593 SH SOLE 4401 0 10192
ETFS PALLADIUM TR SH BEN INT 26923a106 538 6735 SH SOLE 0 0 6735
ISHARES INC MSCI GERMAN 464286806 291 12135 SH SOLE 0 0 12135
ISHARES SILVER TRUST ISHARES 46428q109 624 20671 SH SOLE 0 0 20671
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 24215 666154 SH SOLE 162291 0 503863
POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935y102 1794 75549 SH SOLE 24154 0 51395
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 110884 2036063 SH SOLE 354159 0 1681904
PROSHARES TR ULTSHT CHINA 25 74347x567 6889 229036 SH SOLE 45273 0 183763
PROSHARES TR FTSE CHINA 25 74347x658 1344 31000 SH SOLE 0 0 31000
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 274 8700 SH SOLE 0 0 8700
SPDR GOLD TRUST GOLD SHS 78463v107 2010 14493 SH SOLE 0 0 14493
SPDR INDEX SHS FDS S&P INTL ETF 78463x772 392 7000 SH SOLE 0 0 7000
SPDR SERIES TRUST S&P DIVID ETF 78464a763 3336 64169 SH SOLE 0 0 64169
UBS AG JERSEY BRH LNG SHT VIX 902641596 1862 73495 SH SOLE 23199 0 50296
UBS AG JERSEY BRH CMCI ETN 38 902641778 1464 62001 SH SOLE 0 0 62001
UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1463 22690 SH SOLE 0 0 22690
VANGUARD INDEX FDS TOTAL STK MKT 922908769 109413 1685095 SH SOLE 298406 0 1386689
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 86110 1788363 SH SOLE 313837 0 1474526
WISDOMTREE TRUST DRYFS CURR ETF 97717w133 970 42990 SH SOLE 0 0 42990