0001172661-12-000985.txt : 20121005 0001172661-12-000985.hdr.sgml : 20121005 20121005073745 ACCESSION NUMBER: 0001172661-12-000985 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20121005 DATE AS OF CHANGE: 20121005 EFFECTIVENESS DATE: 20121005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spruce Private Investors, LLC CENTRAL INDEX KEY: 0001542179 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14739 FILM NUMBER: 121130798 BUSINESS ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-428-2600 MAIL ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR/A 1 spruceprivate1q12a1.txt FORM 13F AMENDMENT FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spruce Private Investors, LLC Address: One Stamford Plaza 263 Tresser Boulevard, 15th Floor Stamford, CT 06901 13F File Number: 028-14739 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Bastone Title: Chief Operating Officer Phone: 203 428-2600 Signature, Place, and Date of Signing: /s/ Robert Bastone Stamford, CT October 05, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: $412,203 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ISHARES INC MSCI GERMAN 464286806 19446 835312 SH SOLE 387110 0 448202 ISHARES TR BARCLYS 7-10 YR 464287440 4509 43660 SH SOLE 19176 0 24484 ISHARES TR HIGH YLD CORP 464288513 11860 130730 SH SOLE 70807 0 59923 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2455 62718 SH SOLE 0 0 62718 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 77037 1140445 SH SOLE 526349 0 614096 SPDR GOLD TRUST GOLD SHS 78463v107 1926 11879 SH SOLE 0 0 11879 SPDR INDEX SHS FDS S&P INTL ETF 78463x772 340 6811 SH SOLE 0 0 6811 SPDR S&P 500 ETF TR TR UNIT 78462f103 135225 960338 SH SOLE 444573 0 515765 SPDR SERIES TRUST S&P DIVID ETF 78464a763 6042 106678 SH SOLE 0 0 106678 UBS AG JERSEY BRH LNG SHT VIX 902641596 2443 101924 SH SOLE 84844 0 17080 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 2357 38443 SH SOLE 0 0 38443 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 20076 241069 SH SOLE 0 0 241069 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5921 81934 SH SOLE 0 0 81934 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 319 7224 SH SOLE 0 0 7224 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 42137 969329 SH SOLE 408884 0 560445 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 78665 1706778 SH SOLE 769963 0 936815 WISDOMTREE TRUST FUTRE STRAT FD 97717w125 1445 33411 SH SOLE 27897 0 5514