0001725547-19-000065.txt : 20191112 0001725547-19-000065.hdr.sgml : 20191112 20191112113010 ACCESSION NUMBER: 0001725547-19-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Modera Wealth Management, LLC CENTRAL INDEX KEY: 0001542143 IRS NUMBER: 273774197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14860 FILM NUMBER: 191207478 BUSINESS ADDRESS: STREET 1: 56 JEFFERSON AVENUE STREET 2: 2ND FLOOR CITY: WESTWOOD STATE: NJ ZIP: 07675 BUSINESS PHONE: (201)768-4600 MAIL ADDRESS: STREET 1: 56 JEFFERSON AVENUE STREET 2: 2ND FLOOR CITY: WESTWOOD STATE: NJ ZIP: 07675 13F-HR 1 primary_doc.xml 13F-HR LIVE false false 0001542143 XXXXXXXX 09-30-2019 09-30-2019 false Modera Wealth Management, LLC

56 JEFFERSON AVENUE 2ND FLOOR WESTWOOD NJ 07675

13F HOLDINGS REPORT 028-14860 N Theresa Apruzzese Days 617-247-0518 /s/ Theresa Apruzzese Days Boston MA 11-12-2019 0 144 601855 false INFORMATION TABLE 2 Form13fInfoTable.xml AFLAC INC COM 001055102 1087 20772 SH SOLE 20084 0 688 AGCO CORP COM 001084102 1063 14041 SH SOLE 14041 0 0 AT&T INC COM 00206R102 1313 34703 SH SOLE 33416 0 1287 ABBOTT LABS COM 002824100 417 4980 SH SOLE 4264 0 716 ABBVIE INC COM 00287Y109 270 3562 SH SOLE 3474 0 88 ADOBE INC COM 00724F101 733 2654 SH SOLE 2654 0 0 ALPHABET INC CAP STK CL C 02079K107 722 592 SH SOLE 542 0 50 ALPHABET INC CAP STK CL A 02079K305 851 697 SH SOLE 647 0 50 ALTRIA GROUP INC COM 02209S103 547 13365 SH SOLE 12698 0 666 AMAZON COM INC COM 023135106 680 392 SH SOLE 214 0 178 AMERICAN EXPRESS CO COM 025816109 1510 12770 SH SOLE 12770 0 0 AMERICAN TOWER CORP NEW COM 03027X100 211 953 SH SOLE 953 0 0 AMETEK INC NEW COM 031100100 211 2294 SH SOLE 2294 0 0 AMGEN INC COM 031162100 288 1489 SH SOLE 1246 0 243 APPLE INC COM 037833100 4254 18994 SH SOLE 17807 0 1186 AUTOMATIC DATA PROCESSING IN COM 053015103 525 3251 SH SOLE 2937 0 314 BB&T CORP COM 054937107 1056 19784 SH SOLE 15037 0 4747 BANK AMER CORP COM 060505104 1488 51023 SH SOLE 47091 0 3932 BANK NEW YORK MELLON CORP COM 064058100 254 5612 SH SOLE 2280 0 3332 BECTON DICKINSON & CO COM 075887109 293 1159 SH SOLE 1095 0 64 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1433 6890 SH SOLE 6311 0 579 BLACKROCK INC COM 09247X101 310 696 SH SOLE 652 0 43 BOEING CO COM 097023105 1158 3043 SH SOLE 2220 0 823 BOULDER GROWTH & INCOME FD I COM 101507101 188 16769 SH SOLE 16769 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 466 9185 SH SOLE 6825 0 2360 CSX CORP COM 126408103 245 3530 SH SOLE 3267 0 263 CENTENE CORP DEL COM 15135B101 223 5150 SH SOLE 5150 0 0 CENTERSTATE BK CORP COM 15201P109 254 10579 SH SOLE 0 0 10579 CHEVRON CORP NEW COM 166764100 597 5034 SH SOLE 4916 0 118 CISCO SYS INC COM 17275R102 500 10117 SH SOLE 9158 0 959 CITIZENS FINL GROUP INC COM 174610105 229 6484 SH SOLE 6484 0 0 COCA COLA CO COM 191216100 493 9052 SH SOLE 6886 0 2166 COLGATE PALMOLIVE CO COM 194162103 319 4342 SH SOLE 4342 0 0 COMCAST CORP NEW CL A 20030N101 707 15678 SH SOLE 14399 0 1279 COSTCO WHSL CORP NEW COM 22160K105 305 1059 SH SOLE 1059 0 0 DEERE & CO COM 244199105 268 1590 SH SOLE 896 0 694 DISNEY WALT CO COM DISNEY 254687106 461 3538 SH SOLE 2165 0 1373 DOMINION ENERGY INC COM 25746U109 245 3026 SH SOLE 3026 0 0 EATON VANCE CORP COM NON VTG 278265103 4829 107488 SH SOLE 107488 0 0 EXXON MOBIL CORP COM 30231G102 2183 30914 SH SOLE 25117 0 5797 FACEBOOK INC CL A 30303M102 239 1340 SH SOLE 1222 0 118 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 204 1651 SH SOLE 1651 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 314 5737 SH SOLE 4737 0 1000 FRANKLIN COVEY CO COM 353469109 280 7991 SH SOLE 0 0 7991 GENERAL ELECTRIC CO COM 369604103 336 37543 SH SOLE 37543 0 0 HERSHEY CO COM 427866108 451 2911 SH SOLE 2911 0 0 HINGHAM INSTN SVGS MASS COM 433323102 208 1102 SH SOLE 1102 0 0 HOME DEPOT INC COM 437076102 1145 4935 SH SOLE 3038 0 1897 HONEYWELL INTL INC COM 438516106 1131 6686 SH SOLE 5760 0 926 ILLINOIS TOOL WKS INC COM 452308109 395 2523 SH SOLE 2420 0 103 INTEL CORP COM 458140100 1138 22090 SH SOLE 20718 0 1372 INTERNATIONAL BUSINESS MACHS COM 459200101 1372 9435 SH SOLE 8912 0 523 INVESCO QQQ TR UNIT SER 1 46090E103 420 2222 SH SOLE 873 0 1349 ISHARES GOLD TRUST ISHARES 464285105 949 67303 SH SOLE 62654 0 4649 ISHARES TR TIPS BD ETF 464287176 200 1720 SH SOLE 1399 0 321 ISHARES TR CORE S&P500 ETF 464287200 13192 44190 SH SOLE 38841 0 5349 ISHARES TR S&P 500 GRWT ETF 464287309 366 2032 SH SOLE 2032 0 0 ISHARES TR S&P 500 VAL ETF 464287408 215 1805 SH SOLE 1805 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 288 3392 SH SOLE 3392 0 0 ISHARES TR MSCI EAFE ETF 464287465 441 6757 SH SOLE 4870 0 1887 ISHARES TR RUS MID CAP ETF 464287499 540 9656 SH SOLE 1200 0 8456 ISHARES TR CORE S&P MCP ETF 464287507 44355 229547 SH SOLE 200158 0 29389 ISHARES TR NASDAQ BIOTECH 464287556 602 6048 SH SOLE 5686 0 362 ISHARES TR RUS 1000 VAL ETF 464287598 1135 8848 SH SOLE 8848 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3024 18947 SH SOLE 18282 0 665 ISHARES TR RUS 1000 ETF 464287622 15508 94252 SH SOLE 86647 0 7605 ISHARES TR RUS 2000 VAL ETF 464287630 12049 100904 SH SOLE 90091 0 10814 ISHARES TR RUSSELL 2000 ETF 464287655 301 1991 SH SOLE 1465 0 526 ISHARES TR S&P MC 400VL ETF 464287705 437 2736 SH SOLE 2736 0 0 ISHARES TR US HLTHCARE ETF 464287762 239 1263 SH SOLE 1173 0 90 ISHARES TR CORE S&P SCP ETF 464287804 451 5796 SH SOLE 5796 0 0 ISHARES TR S&P SML 600 GWT 464287887 959 5377 SH SOLE 3523 0 1855 ISHARES TR MSCI ACWI EX US 464288240 641 13909 SH SOLE 13909 0 0 ISHARES TR EAFE SML CP ETF 464288273 32134 561487 SH SOLE 537175 0 24311 ISHARES TR JPMORGAN USD EMG 464288281 42808 377666 SH SOLE 329522 0 48144 ISHARES TR MSCI USA ESG SLC 464288802 227 1838 SH SOLE 1838 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 116660 1164624 SH SOLE 1016448 0 148176 ISHARES TR CORE MSCI EAFE 46432F842 15156 248170 SH SOLE 231177 0 16993 ISHARES INC CORE MSCI EMKT 46434G103 44759 913075 SH SOLE 852147 0 60927 JPMORGAN CHASE & CO COM 46625H100 574 4880 SH SOLE 4880 0 0 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 58381 768979 SH SOLE 610601 0 158378 JOHNSON & JOHNSON COM 478160104 1914 14797 SH SOLE 11764 0 3033 JUST ENERGY GROUP INC COM 48213W101 47 20000 SH SOLE 20000 0 0 KIMBERLY CLARK CORP COM 494368103 283 1993 SH SOLE 1993 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 286 1370 SH SOLE 1370 0 0 LILLY ELI & CO COM 532457108 299 2670 SH SOLE 2635 0 35 LOCKHEED MARTIN CORP COM 539830109 1635 4193 SH SOLE 3978 0 215 LOEWS CORP COM 540424108 772 15000 SH SOLE 15000 0 0 LOWES COS INC COM 548661107 410 3731 SH SOLE 3395 0 336 MASTERCARD INC CL A 57636Q104 219 805 SH SOLE 805 0 0 MCDONALDS CORP COM 580135101 303 1412 SH SOLE 1321 0 91 MERCK & CO INC COM 58933Y105 1870 22219 SH SOLE 21838 0 381 MICROSOFT CORP COM 594918104 4688 33716 SH SOLE 31508 0 2208 MONDELEZ INTL INC CL A 609207105 445 8046 SH SOLE 8046 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 277 1628 SH SOLE 1587 0 41 NORFOLK SOUTHERN CORP COM 655844108 579 3220 SH SOLE 3220 0 0 NORTHROP GRUMMAN CORP COM 666807102 523 1395 SH SOLE 1395 0 0 ONEOK INC NEW COM 682680103 290 3937 SH SOLE 3937 0 0 ORACLE CORP COM 68389X105 344 6259 SH SOLE 5340 0 919 PEPSICO INC COM 713448108 1952 14235 SH SOLE 14021 0 214 PFIZER INC COM 717081103 1088 30286 SH SOLE 29710 0 576 PHILIP MORRIS INTL INC COM 718172109 254 3341 SH SOLE 2695 0 645 PHILLIPS 66 COM 718546104 227 2219 SH SOLE 2049 0 170 PITNEY BOWES INC COM 724479100 58 12656 SH SOLE 12656 0 0 PROCTER & GAMBLE CO COM 742718109 1393 11198 SH SOLE 9510 0 1688 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 454 7317 SH SOLE 7317 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 283 4810 SH SOLE 4810 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2532 8533 SH SOLE 7328 0 1205 SPDR GOLD TRUST GOLD SHS 78463V107 856 6164 SH SOLE 6164 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 4842 93359 SH SOLE 93358 0 1 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 576 14570 SH SOLE 13728 0 842 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 4810 78513 SH SOLE 72196 0 6317 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1754 33440 SH SOLE 33202 0 238 SPDR SERIES TRUST S&P BIOTECH 78464A870 214 2812 SH SOLE 2812 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4772 13538 SH SOLE 13538 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 230 4686 SH SOLE 4686 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 224 2665 SH SOLE 60 0 2605 SOUTHERN CO COM 842587107 201 3258 SH SOLE 2442 0 816 STERLING BANCORP DEL COM 85917A100 241 12024 SH SOLE 12024 0 0 TEXAS INSTRS INC COM 882508104 397 3068 SH SOLE 2837 0 231 THERMO FISHER SCIENTIFIC INC COM 883556102 260 894 SH SOLE 851 0 43 3M CO COM 88579Y101 2350 14293 SH SOLE 13680 0 613 UNION PACIFIC CORP COM 907818108 1152 7115 SH SOLE 7115 0 0 UNITED TECHNOLOGIES CORP COM 913017109 965 7072 SH SOLE 5261 0 1811 VANGUARD GROUP DIV APP ETF 921908844 9095 76054 SH SOLE 71784 0 4270 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 311 3683 SH SOLE 3683 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 271 6607 SH SOLE 6607 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 663 7475 SH SOLE 7475 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 3849 47752 SH SOLE 44928 0 2824 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 24892 507485 SH SOLE 481492 0 25993 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 248 3311 SH SOLE 360 0 2951 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 17343 430777 SH SOLE 409165 0 21612 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 240 4474 SH SOLE 4474 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 679 2492 SH SOLE 2492 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 422 4526 SH SOLE 4425 0 101 VANGUARD INDEX FDS SML CP GRW ETF 922908595 322 1767 SH SOLE 1767 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 16844 130727 SH SOLE 126580 0 4147 VANGUARD INDEX FDS MID CAP ETF 922908629 1736 10359 SH SOLE 9959 0 400 VANGUARD INDEX FDS LARGE CAP ETF 922908637 722 5297 SH SOLE 5297 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 25676 230035 SH SOLE 219959 0 10076 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1553 10285 SH SOLE 9778 0 507 VERIZON COMMUNICATIONS INC COM 92343V104 1293 21429 SH SOLE 20254 0 1175 WALMART INC COM 931142103 303 2554 SH SOLE 508 0 2046 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 714 3712 SH SOLE 2018 0 1694