0001541666-12-000008.txt : 20121106 0001541666-12-000008.hdr.sgml : 20121106 20121106114634 ACCESSION NUMBER: 0001541666-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121106 DATE AS OF CHANGE: 20121106 EFFECTIVENESS DATE: 20121106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Visionary Asset Management, Inc. CENTRAL INDEX KEY: 0001541666 IRS NUMBER: 262588427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14671 FILM NUMBER: 121182261 BUSINESS ADDRESS: STREET 1: 25OO WILCREST DRIVE STREET 2: SUITE 640 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 866-940-4932 MAIL ADDRESS: STREET 1: 25OO WILCREST DRIVE STREET 2: SUITE 640 CITY: HOUSTON STATE: TX ZIP: 77042 13F-HR 1 vam13f3q12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2012 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: VISIONARY ASSET MANAGEMENT, INC. ----------------------------------------------------- Address: 2500 WILCREST DRIVE, SUITE 640, HOUSTON, TX 77042 ----------------------------------------------------- Form 13F File Number: 028-14671 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: RITA DEFLORIO ------------------------- Title: CHIEF COMPLIANCE OFFICER ------------------------- Phone: 866-940-4932 ------------------------- Signature, Place, and Date of Signing: /s/ RITA C. DEFLORIO HOUSTON, TX 11/06/12 --------------------- -------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ------------ Form 13F Information Table Entry Total: 35 ------------ Form 13F Information Table Value Total: 198,649 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 028-14672 NEXT FINANCIAL HOLDINGS 2 028-14673 WE2, INC. 3 028-11107 Placemark Investments, Inc. 4 028-13751 Argentus Capital Management, LLC
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x $1000) RN AMT PRN CALL DSCRETN MANAGERS NONE --------------------------- --------------------- ---------- --------- ------- --- ---- ------- ----------- ---------------- SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 179 11767 SH DEFINED 01 02 04 11767 ISHARES TR BARCLY USAGG B 464287226 5128 45607 SH DEFINED 01 02 03 04 45607 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2410 32818 SH DEFINED 01 02 03 04 32818 ISHARES TR BARCLYS 1-3YR CR 464288646 2759 26087 SH DEFINED 01 02 04 26087 ISHARES INC MSCI SWITZERLD 464286749 433 17600 SH DEFINED 01 02 04 17600 ISHARES TR DJ US TELECOMM 464287713 1624 63599 SH DEFINED 01 02 04 63599 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1376 37816 SH DEFINED 01 02 03 04 37816 ISHARES TR DJ US ENERGY 464287796 791 18762 SH DEFINED 01 02 04 18762 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 878 40055 SH DEFINED 01 02 03 04 40055 ISHARES TR RUSSELL1000VAL 464287598 971 13449 SH DEFINED 01 02 04 13449 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 322 10940 SH DEFINED 01 02 04 10940 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1140 24370 SH DEFINED 01 02 03 04 24370 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1983 127217 SH DEFINED 01 02 03 04 127217 ISHARES TR BARCLYS 1-3 YR 464287457 3176 37584 SH DEFINED 01 02 03 04 37584 ISHARES TR MSCI EMERG MKT 464287234 597 14452 SH DEFINED 01 02 04 14452 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1099 27381 SH DEFINED 01 02 04 27381 ISHARES TR S&P MIDCAP 400 464287507 51742 524337 SH DEFINED 01 02 03 04 524337 SPDR SERIES TRUST S&P DIVID ETF 78464A763 932 16037 SH DEFINED 01 02 03 04 16037 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2343 76011 SH DEFINED 01 02 03 04 76011 SPDR SERIES TRUST S&P PHARMAC 78464A722 704 11788 SH DEFINED 01 02 03 04 11788 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 748 20885 SH DEFINED 01 02 04 20885 ISHARES TR HGH DIV EQT FD 46429B663 1337 21938 SH DEFINED 01 02 03 04 21938 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 669 12814 SH DEFINED 01 02 03 04 12814 PROSHARES TR PSHS ULT MCAP400 74347R404 27046 388768 SH DEFINED 01 02 03 04 388768 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 765 20801 SH DEFINED 01 02 04 20801 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 752 26204 SH DEFINED 01 02 04 26204 ISHARES TR RUSSELL 2000 464287655 52373 627672 SH DEFINED 01 02 03 04 627672 ISHARES INC MSCI GERMAN 464286806 443 19620 SH DEFINED 01 02 04 19620 PROSHARES TR PSHS ULTRUSS2000 74347R842 27647 627041 SH DEFINED 01 02 03 04 627041 ISHARES TR BARCLYS 7-10 YR 464287440 2933 27038 SH DEFINED 01 02 04 27038 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 569 14057 SH DEFINED 01 02 04 14057 ISHARES TR DJ US INDUSTRL 464287754 764 10814 SH DEFINED 01 02 04 10814 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 503 23341 SH DEFINED 01 02 04 23341 PROSHARES TR PSHS ULTRUSS2000 74347R842 523 11869 SH DEFINED 01 02 04 11869 ISHARES TR RUSSELL 2000 464287655 990 11862 SH DEFINED 01 02 04 11862