0001541596-18-000004.txt : 20181113
0001541596-18-000004.hdr.sgml : 20181113
20181113092743
ACCESSION NUMBER: 0001541596-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aspen Investment Management Inc
CENTRAL INDEX KEY: 0001541596
IRS NUMBER: 383114625
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14711
FILM NUMBER: 181175653
BUSINESS ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
BUSINESS PHONE: 616-361-2500
MAIL ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
13F-HR
1
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0001541596
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09-30-2018
09-30-2018
Aspen Investment Management Inc
4020 E BELTLINE NE SUITE 103
GRAND RAPIDS
MI
49525
13F HOLDINGS REPORT
028-14711
N
Bill Alphenaar
CCO
6163612500
Bill Alphenaar
Grand Rapids
MI
11-13-2018
0
148
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INFORMATION TABLE
2
3rdQ2018Aspen.xml
3RD Q ASPEN 13F
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TR UNIT
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5887
55113
SH
SOLE
0
0
55113
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BULSHS 2019 CB
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4416
209464
SH
SOLE
0
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PFD SECS INC ETF
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4052
212143
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SOLE
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FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
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80298
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SOLE
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0
80298
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COM
594918104
3103
27133
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SOLE
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0
27133
ISHARES TR
CORE MSCI EAFE
46432F842
2920
45563
SH
SOLE
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REAL ESTATE ETF
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PIMCO ETF TR
0-5 HIGH YIELD
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2432
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MID CAP ETF
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US QTLY DIV GRT
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48261
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INTL EQTY ETF
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JOHNSON & JOHNSON
COM
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SOLE
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PAYPAL HLDGS INC
COM
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JPMORGAN CHASE & CO
COM
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15738
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CORE S&P500 ETF
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1760
6013
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6013
EXXON MOBIL CORP
COM
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20281
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20281
CSX CORP
COM
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SH TR CRPORT ETF
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WISDOMTREE TR
US SMALLCAP DIVD
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AMGEN INC
COM
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7180
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US MIDCAP DIVID
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1465
39724
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MSCI EAFE ETF
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INTEL CORP
COM
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VISA INC
COM CL A
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9097
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ISHARES TR
INTRM TR CRP ETF
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1355
25510
SH
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DOWDUPONT INC
COM
26078J100
1353
21038
SH
SOLE
0
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21038
AMAZON COM INC
COM
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1298
648
SH
SOLE
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648
WALMART INC
COM
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1277
13593
SH
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13593
HOME DEPOT INC
COM
437076102
1272
6140
SH
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6140
PFIZER INC
COM
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1231
27931
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BULSHS 2019 HY
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CHEVRON CORP NEW
COM
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1186
9695
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PEPSICO INC
COM
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1158
10357
SH
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1146
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FTSE EMR MKT ETF
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FACEBOOK INC
CL A
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1124
6835
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APPLE INC
COM
037833100
1123
4974
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SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1082
15549
SH
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0
15549
SPDR SERIES TRUST
S&P REGL BKG
78464A698
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17639
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ISHARES TR
NASDAQ BIOTECH
464287556
1031
8454
SH
SOLE
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ILLINOIS TOOL WKS INC
COM
452308109
1023
7250
SH
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7250
BANK AMER CORP
COM
060505104
971
32968
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AETNA INC NEW
COM
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AUTOMATIC DATA PROCESSING IN
COM
053015103
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SH
SOLE
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CITIGROUP INC
COM NEW
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917
12786
SH
SOLE
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12786
YUM BRANDS INC
COM
988498101
913
10047
SH
SOLE
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SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
909
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SH
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ISHARES INC
CORE MSCI EMKT
46434G103
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17482
SH
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SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
904
11868
SH
SOLE
0
0
11868
CISCO SYS INC
COM
17275R102
903
18558
SH
SOLE
0
0
18558
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
892
36688
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SOLE
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0
36688
LOCKHEED MARTIN CORP
COM
539830109
892
2579
SH
SOLE
0
0
2579
WELLS FARGO CO NEW
COM
949746101
890
16927
SH
SOLE
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VERIZON COMMUNICATIONS INC
COM
92343V104
851
15947
SH
SOLE
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MONDELEZ INTL INC
CL A
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826
19223
SH
SOLE
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CHEMICAL FINL CORP
COM
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824
15428
SH
SOLE
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15428
WASTE MGMT INC DEL
COM
94106L109
794
8789
SH
SOLE
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SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
767
29830
SH
SOLE
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0
29830
EDWARDS LIFESCIENCES CORP
COM
28176E108
753
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MEDTRONIC PLC
SHS
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749
7617
SH
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BRISTOL MYERS SQUIBB CO
COM
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731
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SH
SOLE
0
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CATERPILLAR INC DEL
COM
149123101
728
4774
SH
SOLE
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4774
ADOBE SYS INC
COM
00724F101
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2659
SH
SOLE
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ISHARES TR
INTL SEL DIV ETF
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21762
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INTERCONTINENTAL EXCHANGE IN
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SOLE
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GOLDMAN SACHS GROUP INC
COM
38141G104
689
3074
SH
SOLE
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ISHARES TR
RUS 1000 GRW ETF
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688
4409
SH
SOLE
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FAIR ISAAC CORP
COM
303250104
675
2955
SH
SOLE
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
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629
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SH
SOLE
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25376
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
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617
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HSBC HLDGS PLC
SPON ADR NEW
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616
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SH
SOLE
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14000
STRYKER CORP
COM
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613
3450
SH
SOLE
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PROCTER AND GAMBLE CO
COM
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597
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SH
SOLE
0
0
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NEXTERA ENERGY INC
COM
65339F101
592
3535
SH
SOLE
0
0
3535
GENERAL ELECTRIC CO
COM
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577
51083
SH
SOLE
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SCHWAB CHARLES CORP NEW
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574
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SH
SOLE
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DISNEY WALT CO
COM DISNEY
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553
4727
SH
SOLE
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ABBVIE INC
COM
00287Y109
534
5645
SH
SOLE
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DUKE ENERGY CORP NEW
COM NEW
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530
6625
SH
SOLE
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0
6625
CONOCOPHILLIPS
COM
20825C104
516
6665
SH
SOLE
0
0
6665
SCHWAB STRATEGIC TR
US MID-CAP ETF
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514
8887
SH
SOLE
0
0
8887
COCA COLA CO
COM
191216100
506
10946
SH
SOLE
0
0
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ISHARES TR
RUS 1000 ETF
464287622
495
3062
SH
SOLE
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0
3062
ABBOTT LABS
COM
002824100
495
6745
SH
SOLE
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SEMTECH CORP
COM
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SH
SOLE
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MARATHON OIL CORP
COM
565849106
476
20445
SH
SOLE
0
0
20445
TEXAS INSTRS INC
COM
882508104
468
4361
SH
SOLE
0
0
4361
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
451
14600
SH
SOLE
0
0
14600
SCHWAB STRATEGIC TR
1000 INDEX ETF
808524722
447
15620
SH
SOLE
0
0
15620
MERCK & CO INC
COM
58933Y105
442
6229
SH
SOLE
0
0
6229
WILLIAMS COS INC DEL
COM
969457100
437
16078
SH
SOLE
0
0
16078
UNITED TECHNOLOGIES CORP
COM
913017109
428
3060
SH
SOLE
0
0
3060
INTERNATIONAL BUSINESS MACHS
COM
459200101
426
2820
SH
SOLE
0
0
2820
ALTRIA GROUP INC
COM
02209S103
413
6840
SH
SOLE
0
0
6840
AMERICAN EXPRESS CO
COM
025816109
407
3825
SH
SOLE
0
0
3825
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
406
5768
SH
SOLE
0
0
5768
ORACLE CORP
COM
68389X105
393
7614
SH
SOLE
0
0
7614
THERMO FISHER SCIENTIFIC INC
COM
883556102
391
1600
SH
SOLE
0
0
1600
INGERSOLL-RAND PLC
SHS
G47791101
382
3735
SH
SOLE
0
0
3735
METLIFE INC
COM
59156R108
381
8153
SH
SOLE
0
0
8153
ISHARES TR
MSCI EMG MKT ETF
464287234
377
8780
SH
SOLE
0
0
8780
AT&T INC
COM
00206R102
371
11051
SH
SOLE
0
0
11051
ISHARES TR
MSCI INDIA ETF
46429B598
363
11184
SH
SOLE
0
0
11184
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
351
14970
SH
SOLE
0
0
14970
JOHNSON CTLS INTL PLC
SHS
G51502105
336
9604
SH
SOLE
0
0
9604
ISHARES TR
CHINA LG-CAP ETF
464287184
332
7753
SH
SOLE
0
0
7753
WISDOMTREE INVTS INC
COM
97717P104
314
36970
SH
SOLE
0
0
36970
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
313
11349
SH
SOLE
0
0
11349
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
310
15317
SH
SOLE
0
0
15317
3M CO
COM
88579Y101
308
1461
SH
SOLE
0
0
1461
VANGUARD GROUP
DIV APP ETF
921908844
303
2739
SH
SOLE
0
0
2739
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
295
20735
SH
SOLE
0
0
20735
ISHARES TR
RUS MID CAP ETF
464287499
295
1340
SH
SOLE
0
0
1340
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
290
5515
SH
SOLE
0
0
5515
YUM CHINA HLDGS INC
COM
98850P109
272
7746
SH
SOLE
0
0
7746
ISHARES S&P GSCI COMMODITY I
UNIT BEN INT
46428R107
272
15000
SH
SOLE
0
0
15000
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
271
10985
SH
SOLE
0
0
10985
UMPQUA HLDGS CORP
COM
904214103
266
12800
SH
SOLE
0
0
12800
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
266
5300
SH
SOLE
0
0
5300
SPDR GOLD TRUST
GOLD SHS
78463V107
257
2280
SH
SOLE
0
0
2280
CHUBB LIMITED
COM
H1467J104
252
1884
SH
SOLE
0
0
1884
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
249
2544
SH
SOLE
0
0
2544
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
247
7700
SH
SOLE
0
0
7700
CORNING INC
COM
219350105
247
6997
SH
SOLE
0
0
6997
SELECT SECTOR SPDR TR
ENERGY
81369Y506
243
3209
SH
SOLE
0
0
3209
HUNTINGTON BANCSHARES INC
COM
446150104
238
15933
SH
SOLE
0
0
15933
DTE ENERGY CO
COM
233331107
236
2163
SH
SOLE
0
0
2163
COSTCO WHSL CORP NEW
COM
22160K105
230
980
SH
SOLE
0
0
980
SHERWIN WILLIAMS CO
COM
824348106
228
500
SH
SOLE
0
0
500
ALPHABET INC
CAP STK CL A
02079K305
228
189
SH
SOLE
0
0
189
TRAVELERS COMPANIES INC
COM
89417E109
225
1733
SH
SOLE
0
0
1733
ISHARES TR
S&P 100 ETF
464287101
220
1700
SH
SOLE
0
0
1700
UNITEDHEALTH GROUP INC
COM
91324P102
219
823
SH
SOLE
0
0
823
BP PLC
SPONSORED ADR
055622104
215
4666
SH
SOLE
0
0
4666
BANK NEW YORK MELLON CORP
COM
064058100
212
4154
SH
SOLE
0
0
4154
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
207
2745
SH
SOLE
0
0
2745
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
206
2160
SH
SOLE
0
0
2160
GILEAD SCIENCES INC
COM
375558103
203
2625
SH
SOLE
0
0
2625
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
200
8650
SH
SOLE
0
0
8650
MACATAWA BK CORP
COM
554225102
118
10095
SH
SOLE
0
0
10095
FORD MTR CO DEL
COM PAR $0.01
345370860
93
10091
SH
SOLE
0
0
10091
ZYNGA INC
CL A
98986T108
40
10000
SH
SOLE
0
0
10000
CVR PARTNERS LP
COM
126633106
38
10000
SH
SOLE
0
0
10000