President

0001541596-18-000003.txt : 20180814 0001541596-18-000003.hdr.sgml : 20180814 20180814152454 ACCESSION NUMBER: 0001541596-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aspen Investment Management Inc CENTRAL INDEX KEY: 0001541596 IRS NUMBER: 383114625 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14711 FILM NUMBER: 181016838 BUSINESS ADDRESS: STREET 1: 4020 E BELTLINE NE SUITE 103 CITY: GRAND RAPIDS STATE: MI ZIP: 49525 BUSINESS PHONE: 616-361-2500 MAIL ADDRESS: STREET 1: 4020 E BELTLINE NE SUITE 103 CITY: GRAND RAPIDS STATE: MI ZIP: 49525 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001541596 XXXXXXXX 06-30-2018 06-30-2018 Aspen Investment Management Inc

4020 E BELTLINE NE SUITE 103 GRAND RAPIDS MI 49525

13F HOLDINGS REPORT 028-14711 N William J. Alphenaar President 616-361-2500 William J. Alphenaar Grand Rapids MI 08-14-2018 0 148 144696 false INFORMATION TABLE 2 aspen2q2018.xml 2018 2ND Q 13F AIM REPORT 3M CO COM 88579Y101 287 1461 SH SOLE 0 0 0 1461 ABBOTT LABS COM 002824100 411 6745 SH SOLE 0 0 0 6745 ABBVIE INC COM 00287Y109 523 5645 SH SOLE 0 0 0 5645 ADOBE SYS INC COM 00724F101 648 2659 SH SOLE 0 0 0 2659 AETNA INC NEW COM 00817Y108 876 4776 SH SOLE 0 0 0 4776 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 249 20735 SH SOLE 0 0 0 20735 ALPHABET INC CAP STK CL A 02079K305 213 189 SH SOLE 0 0 0 189 ALTRIA GROUP INC COM 02209S103 388 6840 SH SOLE 0 0 0 6840 AMAZON COM INC COM 023135106 1435 844 SH SOLE 0 0 0 844 AMERICAN EXPRESS CO COM 025816109 375 3825 SH SOLE 0 0 0 3825 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 159 15600 SH SOLE 0 0 0 15600 AMGEN INC COM 031162100 1312 7110 SH SOLE 0 0 0 7110 APPLE INC COM 037833100 943 5094 SH SOLE 0 0 0 5094 AT&T INC COM 00206R102 360 11218 SH SOLE 0 0 0 11218 AUTOMATIC DATA PROCESSING IN COM 053015103 843 6288 SH SOLE 0 0 0 6288 BANK AMER CORP COM 060505104 915 32468 SH SOLE 0 0 0 32468 BANK NEW YORK MELLON CORP COM 064058100 224 4154 SH SOLE 0 0 0 4154 BP PLC SPONSORED ADR 055622104 214 4691 SH SOLE 0 0 0 4691 BRISTOL MYERS SQUIBB CO COM 110122108 650 11751 SH SOLE 0 0 0 11751 CA INC COM 12673P105 477 13370 SH SOLE 0 0 0 13370 CATERPILLAR INC DEL COM 149123101 641 4724 SH SOLE 0 0 0 4724 CDK GLOBAL INC COM 12508E101 576 8860 SH SOLE 0 0 0 8860 CHEMICAL FINL CORP COM 163731102 869 15603 SH SOLE 0 0 0 15603 CHEVRON CORP NEW COM 166764100 1217 9622 SH SOLE 0 0 0 9622 CHUBB LIMITED COM H1467J104 239 1884 SH SOLE 0 0 0 1884 CISCO SYS INC COM 17275R102 777 18058 SH SOLE 0 0 0 18058 CITIGROUP INC COM NEW 172967424 842 12576 SH SOLE 0 0 0 12576 COCA COLA CO COM 191216100 480 10946 SH SOLE 0 0 0 10946 CONOCOPHILLIPS COM 20825C104 454 6515 SH SOLE 0 0 0 6515 COSTCO WHSL CORP NEW COM 22160K105 205 980 SH SOLE 0 0 0 980 CSX CORP COM 126408103 1430 22415 SH SOLE 0 0 0 22415 CVR PARTNERS LP COM 126633106 40 12000 SH SOLE 0 0 0 12000 DISNEY WALT CO COM DISNEY 254687106 495 4727 SH SOLE 0 0 0 4727 DOWDUPONT INC COM 26078J100 1387 21038 SH SOLE 0 0 0 21038 DTE ENERGY CO COM 233331107 224 2163 SH SOLE 0 0 0 2163 DUKE ENERGY CORP NEW COM NEW 26441C204 524 6625 SH SOLE 0 0 0 6625 EDWARDS LIFESCIENCES CORP COM 28176E108 613 4213 SH SOLE 0 0 0 4213 EXXON MOBIL CORP COM 30231G102 1708 20649 SH SOLE 0 0 0 20649 FACEBOOK INC CL A 30303M102 1313 6755 SH SOLE 0 0 0 6755 FAIR ISAAC CORP COM 303250104 639 3305 SH SOLE 0 0 0 3305 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 3637 76133 SH SOLE 0 0 0 76133 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 430 14600 SH SOLE 0 0 0 14600 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 348 14970 SH SOLE 0 0 0 14970 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 4091 214654 SH SOLE 0 0 0 214654 FORD MTR CO DEL COM PAR $0.01 345370860 116 10468 SH SOLE 0 0 0 10468 GENERAL ELECTRIC CO COM 369604103 700 51403 SH SOLE 0 0 0 51403 GOLDMAN SACHS GROUP INC COM 38141G104 663 3004 SH SOLE 0 0 0 3004 HALLIBURTON CO COM 406216101 209 4636 SH SOLE 0 0 0 4636 HOME DEPOT INC COM 437076102 1204 6170 SH SOLE 0 0 0 6170 HSBC HLDGS PLC SPON ADR NEW 404280406 679 14400 SH SOLE 0 0 0 14400 HUNTINGTON BANCSHARES INC COM 446150104 235 15933 SH SOLE 0 0 0 15933 ILLINOIS TOOL WKS INC COM 452308109 1007 7267 SH SOLE 0 0 0 7267 INGERSOLL-RAND PLC SHS G47791101 335 3735 SH SOLE 0 0 0 3735 INTEL CORP COM 458140100 1468 29534 SH SOLE 0 0 0 29534 INTERCONTINENTAL EXCHANGE IN COM 45866F104 665 9035 SH SOLE 0 0 0 9035 INTERNATIONAL BUSINESS MACHS COM 459200101 396 2835 SH SOLE 0 0 0 2835 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 4246 202257 SH SOLE 0 0 0 202257 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 2475 117531 SH SOLE 0 0 0 117531 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 1182 48889 SH SOLE 0 0 0 48889 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1156 55699 SH SOLE 0 0 0 55699 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 873 35980 SH SOLE 0 0 0 35980 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 635 25824 SH SOLE 0 0 0 25824 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 621 30083 SH SOLE 0 0 0 30083 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 309 15317 SH SOLE 0 0 0 15317 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 280 11433 SH SOLE 0 0 0 11433 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 5445 53443 SH SOLE 0 0 0 53443 ISHARES INC CORE MSCI EMKT 46434G103 899 17127 SH SOLE 0 0 0 17127 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 269 15000 SH SOLE 0 0 0 15000 ISHARES SILVER TRUST ISHARES 46428Q109 237 15673 SH SOLE 0 0 0 15673 ISHARES TR RUSSELL 2000 ETF 464287655 5005 30562 SH SOLE 0 0 0 30562 ISHARES TR CORE MSCI EAFE 46432F842 2741 43252 SH SOLE 0 0 0 43252 ISHARES TR RUS 1000 VAL ETF 464287598 1702 14022 SH SOLE 0 0 0 14022 ISHARES TR CORE S&P500 ETF 464287200 1642 6013 SH SOLE 0 0 0 6013 ISHARES TR 1 3 YR CR BD ETF 464288646 1632 15740 SH SOLE 0 0 0 15740 ISHARES TR MSCI EAFE ETF 464287465 1420 21210 SH SOLE 0 0 0 21210 ISHARES TR INTRMD CR BD ETF 464288638 1326 12485 SH SOLE 0 0 0 12485 ISHARES TR NASDAQ BIOTECH 464287556 950 8653 SH SOLE 0 0 0 8653 ISHARES TR INTL SEL DIV ETF 464288448 697 21762 SH SOLE 0 0 0 21762 ISHARES TR RUS 1000 GRW ETF 464287614 511 3552 SH SOLE 0 0 0 3552 ISHARES TR RUS 1000 ETF 464287622 465 3062 SH SOLE 0 0 0 3062 ISHARES TR MSCI INDIA ETF 46429B598 430 12928 SH SOLE 0 0 0 12928 ISHARES TR MSCI EMG MKT ETF 464287234 384 8860 SH SOLE 0 0 0 8860 ISHARES TR RUS MID CAP ETF 464287499 350 1651 SH SOLE 0 0 0 1651 ISHARES TR CHINA LG-CAP ETF 464287184 333 7753 SH SOLE 0 0 0 7753 ISHARES TR S&P 100 ETF 464287101 203 1700 SH SOLE 0 0 0 1700 ISHARES US ETF TR SHT MAT BD ETF 46431W507 316 6300 SH SOLE 0 0 0 6300 JOHNSON & JOHNSON COM 478160104 1638 13496 SH SOLE 0 0 0 13496 JOHNSON CTLS INTL PLC SHS G51502105 323 9652 SH SOLE 0 0 0 9652 JPMORGAN CHASE & CO COM 46625H100 1622 15568 SH SOLE 0 0 0 15568 KRAFT HEINZ CO COM 500754106 214 3399 SH SOLE 0 0 0 3399 LOCKHEED MARTIN CORP COM 539830109 753 2549 SH SOLE 0 0 0 2549 MACATAWA BK CORP COM 554225102 123 10095 SH SOLE 0 0 0 10095 MARATHON OIL CORP COM 565849106 413 19805 SH SOLE 0 0 0 19805 MEDTRONIC PLC SHS G5960L103 654 7637 SH SOLE 0 0 0 7637 MERCK & CO INC COM 58933Y105 370 6089 SH SOLE 0 0 0 6089 METLIFE INC COM 59156R108 355 8153 SH SOLE 0 0 0 8153 MICROSOFT CORP COM 594918104 2662 26998 SH SOLE 0 0 0 26998 MONDELEZ INTL INC CL A 609207105 788 19223 SH SOLE 0 0 0 19223 NEXTERA ENERGY INC COM 65339F101 590 3535 SH SOLE 0 0 0 3535 ORACLE CORP COM 68389X105 335 7614 SH SOLE 0 0 0 7614 PAYPAL HLDGS INC COM 70450Y103 1731 20790 SH SOLE 0 0 0 20790 PEPSICO INC COM 713448108 1128 10357 SH SOLE 0 0 0 10357 PFIZER INC COM 717081103 1013 27931 SH SOLE 0 0 0 27931 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2398 24095 SH SOLE 0 0 0 24095 PROCTER AND GAMBLE CO COM 742718109 560 7175 SH SOLE 0 0 0 7175 SCHWAB CHARLES CORP NEW COM 808513105 582 11393 SH SOLE 0 0 0 11393 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1616 48884 SH SOLE 0 0 0 48884 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1478 57085 SH SOLE 0 0 0 57085 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 956 14707 SH SOLE 0 0 0 14707 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 919 25485 SH SOLE 0 0 0 25485 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 819 11136 SH SOLE 0 0 0 11136 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 437 7955 SH SOLE 0 0 0 7955 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 257 3894 SH SOLE 0 0 0 3894 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 207 7734 SH SOLE 0 0 0 7734 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 384 14424 SH SOLE 0 0 0 14424 SELECT SECTOR SPDR TR ENERGY 81369Y506 247 3259 SH SOLE 0 0 0 3259 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 229 4415 SH SOLE 0 0 0 4415 SEMTECH CORP COM 816850101 394 8374 SH SOLE 0 0 0 8374 SHERWIN WILLIAMS CO COM 824348106 204 500 SH SOLE 0 0 0 500 SPDR GOLD TRUST GOLD SHS 78463V107 271 2280 SH SOLE 0 0 0 2280 SPDR S&P 500 ETF TR TR UNIT 78462F103 14312 52756 SH SOLE 0 0 0 52756 SPDR SERIES TRUST S&P REGL BKG 78464A698 1027 16836 SH SOLE 0 0 0 16836 SPDR SERIES TRUST S&P DIVID ETF 78464A763 254 2744 SH SOLE 0 0 0 2744 STRYKER CORP COM 863667101 578 3425 SH SOLE 0 0 0 3425 TEXAS INSTRS INC COM 882508104 486 4411 SH SOLE 0 0 0 4411 THERMO FISHER SCIENTIFIC INC COM 883556102 331 1600 SH SOLE 0 0 0 1600 TRAVELERS COMPANIES INC COM 89417E109 212 1733 SH SOLE 0 0 0 1733 UMPQUA HLDGS CORP COM 904214103 289 12800 SH SOLE 0 0 0 12800 UNITED TECHNOLOGIES CORP COM 913017109 383 3060 SH SOLE 0 0 0 3060 UNITEDHEALTH GROUP INC COM 91324P102 310 1263 SH SOLE 0 0 0 1263 VANGUARD GROUP DIV APP ETF 921908844 278 2738 SH SOLE 0 0 0 2738 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2822 34653 SH SOLE 0 0 0 34653 VANGUARD INDEX FDS MID CAP ETF 922908629 2137 13558 SH SOLE 0 0 0 13558 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1189 28164 SH SOLE 0 0 0 28164 VERIZON COMMUNICATIONS INC COM 92343V104 802 15947 SH SOLE 0 0 0 15947 VISA INC COM CL A 92826C839 1223 9237 SH SOLE 0 0 0 9237 WALMART INC COM 931142103 1164 13593 SH SOLE 0 0 0 13593 WASTE MGMT INC DEL COM 94106L109 706 8679 SH SOLE 0 0 0 8679 WELLS FARGO CO NEW COM 949746101 951 17150 SH SOLE 0 0 0 17150 WILLIAMS COS INC DEL COM 969457100 438 16168 SH SOLE 0 0 0 16168 WISDOMTREE INVTS INC COM 97717P104 338 37220 SH SOLE 0 0 0 37220 WISDOMTREE TR US QTLY DIV GRT 97717X669 2287 55768 SH SOLE 0 0 0 55768 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1613 54394 SH SOLE 0 0 0 54394 WISDOMTREE TR US MIDCAP DIVID 97717W505 1436 40114 SH SOLE 0 0 0 40114 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 245 7700 SH SOLE 0 0 0 7700 YUM BRANDS INC COM 988498101 773 9887 SH SOLE 0 0 0 9887 YUM CHINA HLDGS INC COM 98850P109 309 8027 SH SOLE 0 0 0 8027 ZYNGA INC CL A 98986T108 41 10000 SH SOLE 0 0 0 10000