0001541596-18-000002.txt : 20180516 0001541596-18-000002.hdr.sgml : 20180516 20180516103659 ACCESSION NUMBER: 0001541596-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180516 DATE AS OF CHANGE: 20180516 EFFECTIVENESS DATE: 20180516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aspen Investment Management Inc CENTRAL INDEX KEY: 0001541596 IRS NUMBER: 383114625 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14711 FILM NUMBER: 18839119 BUSINESS ADDRESS: STREET 1: 4020 E BELTLINE NE SUITE 103 CITY: GRAND RAPIDS STATE: MI ZIP: 49525 BUSINESS PHONE: 616-361-2500 MAIL ADDRESS: STREET 1: 4020 E BELTLINE NE SUITE 103 CITY: GRAND RAPIDS STATE: MI ZIP: 49525 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001541596 XXXXXXXX 03-31-2018 03-31-2018 Aspen Investment Management Inc

4020 E BELTLINE NE SUITE 103 GRAND RAPIDS MI 49525

13F HOLDINGS REPORT 028-14711 N William Alphenaar 616-361-2500 William Alphenaar Grand Rapids MI 05-15-2018 0 140 139498 false INFORMATION TABLE 2 aspn1stq2018.xml 3M CO COM 88579Y101 321 1461 SH SOLE 0 0 0 1461 ABBOTT LABS COM 002824100 404 6745 SH SOLE 0 0 0 6745 ABBVIE INC COM 00287Y109 525 5545 SH SOLE 0 0 0 5545 ADOBE SYS INC COM 00724F101 607 2809 SH SOLE 0 0 0 2809 AETNA INC NEW COM 00817Y108 832 4926 SH SOLE 0 0 0 4926 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 256 20735 SH SOLE 0 0 0 20735 ALTRIA GROUP INC COM 02209S103 426 6840 SH SOLE 0 0 0 6840 AMAZON COM INC COM 023135106 1233 852 SH SOLE 0 0 0 852 AMERICAN EXPRESS CO COM 025816109 357 3825 SH SOLE 0 0 0 3825 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 166 15400 SH SOLE 0 0 0 15400 AMGEN INC COM 031162100 1220 7155 SH SOLE 0 0 0 7155 APPLE INC COM 037833100 835 4977 SH SOLE 0 0 0 4977 AT&T INC COM 00206R102 398 11171 SH SOLE 0 0 0 11171 AUTOMATIC DATA PROCESSING IN COM 053015103 731 6438 SH SOLE 0 0 0 6438 BANK AMER CORP COM 060505104 945 31518 SH SOLE 0 0 0 31518 BANK NEW YORK MELLON CORP COM 064058100 223 4329 SH SOLE 0 0 0 4329 BLACKROCK INC COM 09247X101 209 385 SH SOLE 0 0 0 385 BRISTOL MYERS SQUIBB CO COM 110122108 743 11751 SH SOLE 0 0 0 11751 CA INC COM 12673P105 453 13370 SH SOLE 0 0 0 13370 CATERPILLAR INC DEL COM 149123101 696 4724 SH SOLE 0 0 0 4724 CDK GLOBAL INC COM 12508E101 568 8960 SH SOLE 0 0 0 8960 CHEMICAL FINL CORP COM 163731102 853 15603 SH SOLE 0 0 0 15603 CHEVRON CORP NEW COM 166764100 1083 9498 SH SOLE 0 0 0 9498 CHUBB LIMITED COM H1467J104 258 1884 SH SOLE 0 0 0 1884 CISCO SYS INC COM 17275R102 766 17858 SH SOLE 0 0 0 17858 CITIGROUP INC COM NEW 172967424 821 12163 SH SOLE 0 0 0 12163 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 3742 178374 SH SOLE 0 0 0 178374 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 2410 114415 SH SOLE 0 0 0 114415 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 1073 44135 SH SOLE 0 0 0 44135 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 879 36115 SH SOLE 0 0 0 36115 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 676 32551 SH SOLE 0 0 0 32551 CLAYMORE EXCHANGE TRD FD TR 2021 HG YLD CB 18383M225 635 25757 SH SOLE 0 0 0 25757 CLAYMORE EXCHANGE TRD FD TR 2023 CORP BOND 18383M241 322 15803 SH SOLE 0 0 0 15803 CLAYMORE EXCHANGE TRD FD TR 2022 HG YLD CB 18383M217 278 11328 SH SOLE 0 0 0 11328 COCA COLA CO COM 191216100 475 10946 SH SOLE 0 0 0 10946 CONOCOPHILLIPS COM 20825C104 374 6315 SH SOLE 0 0 0 6315 CSX CORP COM 126408103 1239 22240 SH SOLE 0 0 0 22240 DISNEY WALT CO COM DISNEY 254687106 497 4952 SH SOLE 0 0 0 4952 DOWDUPONT INC COM 26078J100 1340 21038 SH SOLE 0 0 0 21038 DTE ENERGY CO COM 233331107 226 2163 SH SOLE 0 0 0 2163 DUKE ENERGY CORP NEW COM NEW 26441C204 523 6750 SH SOLE 0 0 0 6750 EDWARDS LIFESCIENCES CORP COM 28176E108 603 4323 SH SOLE 0 0 0 4323 EXXON MOBIL CORP COM 30231G102 1163 15582 SH SOLE 0 0 0 15582 FACEBOOK INC CL A 30303M102 1071 6705 SH SOLE 0 0 0 6705 FAIR ISAAC CORP COM 303250104 560 3305 SH SOLE 0 0 0 3305 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 2885 59957 SH SOLE 0 0 0 59957 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 419 14600 SH SOLE 0 0 0 14600 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 328 14970 SH SOLE 0 0 0 14970 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 4153 213409 SH SOLE 0 0 0 213409 FORD MTR CO DEL COM PAR $0.01 345370860 120 10868 SH SOLE 0 0 0 10868 GENERAL ELECTRIC CO COM 369604103 686 50880 SH SOLE 0 0 0 50880 GILEAD SCIENCES INC COM 375558103 207 2750 SH SOLE 0 0 0 2750 GOLDMAN SACHS GROUP INC COM 38141G104 757 3004 SH SOLE 0 0 0 3004 HALLIBURTON CO COM 406216101 227 4836 SH SOLE 0 0 0 4836 HOME DEPOT INC COM 437076102 1100 6170 SH SOLE 0 0 0 6170 HSBC HLDGS PLC SPON ADR NEW 404280406 686 14400 SH SOLE 0 0 0 14400 HUNTINGTON BANCSHARES INC COM 446150104 241 15933 SH SOLE 0 0 0 15933 ILLINOIS TOOL WKS INC COM 452308109 1138 7267 SH SOLE 0 0 0 7267 INGERSOLL-RAND PLC SHS G47791101 304 3560 SH SOLE 0 0 0 3560 INTEL CORP COM 458140100 1450 27834 SH SOLE 0 0 0 27834 INTERCONTINENTAL EXCHANGE IN COM 45866F104 650 8960 SH SOLE 0 0 0 8960 INTERNATIONAL BUSINESS MACHS COM 459200101 439 2860 SH SOLE 0 0 0 2860 ISHARES INC CORE MSCI EMKT 46434G103 1047 17933 SH SOLE 0 0 0 17933 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 250 15000 SH SOLE 0 0 0 15000 ISHARES SILVER TRUST ISHARES 46428Q109 238 15473 SH SOLE 0 0 0 15473 ISHARES TR RUSSELL 2000 ETF 464287655 4557 30017 SH SOLE 0 0 0 30017 ISHARES TR CORE MSCI EAFE 46432F842 3584 54399 SH SOLE 0 0 0 54399 ISHARES TR RUS 1000 VAL ETF 464287598 1682 14022 SH SOLE 0 0 0 14022 ISHARES TR 1 3 YR CR BD ETF 464288646 1634 15740 SH SOLE 0 0 0 15740 ISHARES TR CORE S&P500 ETF 464287200 1559 5876 SH SOLE 0 0 0 5876 ISHARES TR MSCI EAFE ETF 464287465 1498 21494 SH SOLE 0 0 0 21494 ISHARES TR INTRMD CR BD ETF 464288638 1311 12226 SH SOLE 0 0 0 12226 ISHARES TR INTL SEL DIV ETF 464288448 955 28938 SH SOLE 0 0 0 28938 ISHARES TR NASDAQ BIOTECH 464287556 874 8191 SH SOLE 0 0 0 8191 ISHARES TR RUS 1000 GRW ETF 464287614 564 4141 SH SOLE 0 0 0 4141 ISHARES TR RUS 1000 ETF 464287622 450 3062 SH SOLE 0 0 0 3062 ISHARES TR MSCI EMG MKT ETF 464287234 434 8980 SH SOLE 0 0 0 8980 ISHARES TR CHINA LG-CAP ETF 464287184 371 7852 SH SOLE 0 0 0 7852 ISHARES TR MSCI INDIA ETF 46429B598 356 10420 SH SOLE 0 0 0 10420 ISHARES TR RUS MID CAP ETF 464287499 341 1651 SH SOLE 0 0 0 1651 ISHARES US ETF TR SHT MAT BD ETF 46431W507 316 6300 SH SOLE 0 0 0 6300 JOHNSON & JOHNSON COM 478160104 1729 13496 SH SOLE 0 0 0 13496 JOHNSON CTLS INTL PLC SHS G51502105 321 9121 SH SOLE 0 0 0 9121 JPMORGAN CHASE & CO COM 46625H100 1723 15668 SH SOLE 0 0 0 15668 KRAFT HEINZ CO COM 500754106 217 3483 SH SOLE 0 0 0 3483 LOCKHEED MARTIN CORP COM 539830109 861 2549 SH SOLE 0 0 0 2549 MACATAWA BK CORP COM 554225102 104 10095 SH SOLE 0 0 0 10095 MARATHON OIL CORP COM 565849106 324 20105 SH SOLE 0 0 0 20105 MEDTRONIC PLC SHS G5960L103 574 7152 SH SOLE 0 0 0 7152 MERCK & CO INC COM 58933Y105 338 6212 SH SOLE 0 0 0 6212 METLIFE INC COM 59156R108 379 8253 SH SOLE 0 0 0 8253 MICROSOFT CORP COM 594918104 2473 27098 SH SOLE 0 0 0 27098 MONDELEZ INTL INC CL A 609207105 809 19398 SH SOLE 0 0 0 19398 NEXTERA ENERGY INC COM 65339F101 594 3635 SH SOLE 0 0 0 3635 ORACLE CORP COM 68389X105 355 7764 SH SOLE 0 0 0 7764 PAYPAL HLDGS INC COM 70450Y103 1590 20955 SH SOLE 0 0 0 20955 PEPSICO INC COM 713448108 1141 10457 SH SOLE 0 0 0 10457 PFIZER INC COM 717081103 997 28100 SH SOLE 0 0 0 28100 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2376 23845 SH SOLE 0 0 0 23845 PROCTER AND GAMBLE CO COM 742718109 578 7285 SH SOLE 0 0 0 7285 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 4615 46391 SH SOLE 0 0 0 46391 SCHWAB CHARLES CORP NEW COM 808513105 582 11143 SH SOLE 0 0 0 11143 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3622 107454 SH SOLE 0 0 0 107454 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1536 53508 SH SOLE 0 0 0 53508 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 930 25485 SH SOLE 0 0 0 25485 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 883 14003 SH SOLE 0 0 0 14003 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 713 10312 SH SOLE 0 0 0 10312 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 384 7260 SH SOLE 0 0 0 7260 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 234 3670 SH SOLE 0 0 0 3670 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 420 15236 SH SOLE 0 0 0 15236 SELECT SECTOR SPDR TR ENERGY 81369Y506 213 3159 SH SOLE 0 0 0 3159 SEMTECH CORP COM 816850101 360 9220 SH SOLE 0 0 0 9220 SPDR GOLD TRUST GOLD SHS 78463V107 262 2080 SH SOLE 0 0 0 2080 SPDR S&P 500 ETF TR TR UNIT 78462F103 13337 50683 SH SOLE 0 0 0 50683 SPDR SERIES TRUST S&P REGL BKG 78464A698 1063 17606 SH SOLE 0 0 0 17606 STRYKER CORP COM 863667101 551 3425 SH SOLE 0 0 0 3425 TEXAS INSTRS INC COM 882508104 458 4411 SH SOLE 0 0 0 4411 THERMO FISHER SCIENTIFIC INC COM 883556102 330 1600 SH SOLE 0 0 0 1600 TRAVELERS COMPANIES INC COM 89417E109 241 1733 SH SOLE 0 0 0 1733 UMPQUA HLDGS CORP COM 904214103 274 12800 SH SOLE 0 0 0 12800 UNITED TECHNOLOGIES CORP COM 913017109 385 3060 SH SOLE 0 0 0 3060 UNITEDHEALTH GROUP INC COM 91324P102 264 1235 SH SOLE 0 0 0 1235 VANGUARD GROUP DIV APP ETF 921908844 253 2500 SH SOLE 0 0 0 2500 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2620 34713 SH SOLE 0 0 0 34713 VANGUARD INDEX FDS MID CAP ETF 922908629 1955 12678 SH SOLE 0 0 0 12678 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1323 28164 SH SOLE 0 0 0 28164 VERIZON COMMUNICATIONS INC COM 92343V104 771 16115 SH SOLE 0 0 0 16115 VISA INC COM CL A 92826C839 1105 9237 SH SOLE 0 0 0 9237 WALMART INC COM 931142103 1254 14093 SH SOLE 0 0 0 14093 WASTE MGMT INC DEL COM 94106L109 743 8829 SH SOLE 0 0 0 8829 WELLS FARGO CO NEW COM 949746101 899 17150 SH SOLE 0 0 0 17150 WILLIAMS COS INC DEL COM 969457100 402 16168 SH SOLE 0 0 0 16168 WISDOMTREE INVTS INC COM 97717P104 352 38350 SH SOLE 0 0 0 38350 WISDOMTREE TR US QTLY DIV GRT 97717X669 2534 62795 SH SOLE 0 0 0 62795 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1463 53394 SH SOLE 0 0 0 53394 WISDOMTREE TR US MIDCAP DIVID 97717W505 1430 41914 SH SOLE 0 0 0 41914 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 204 6600 SH SOLE 0 0 0 6600 YUM BRANDS INC COM 988498101 850 9987 SH SOLE 0 0 0 9987 YUM CHINA HLDGS INC COM 98850P109 337 8127 SH SOLE 0 0 0 8127 ZYNGA INC CL A 98986T108 37 10000 SH SOLE 0 0 0 10000