0001541596-17-000004.txt : 20170503
0001541596-17-000004.hdr.sgml : 20170503
20170503171426
ACCESSION NUMBER: 0001541596-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
EFFECTIVENESS DATE: 20170503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aspen Investment Management Inc
CENTRAL INDEX KEY: 0001541596
IRS NUMBER: 383114625
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14711
FILM NUMBER: 17810422
BUSINESS ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
BUSINESS PHONE: 616-361-2500
MAIL ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001541596
XXXXXXXX
03-31-2017
03-31-2017
Aspen Investment Management Inc
4020 E BELTLINE NE SUITE 103
GRAND RAPIDS
MI
49525
13F HOLDINGS REPORT
028-14711
N
Bill Alphenaar
CCO
616-361-2500
Bill Alphenaar
Grand Rapids
MI
05-03-2017
0
129
135029
false
INFORMATION TABLE
2
1stq201713faspen.xml
1ST Q 13F ASPEN
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12822
54392
SH
SOLE
0
0
54392
EXXON MOBIL CORP
COM
30231G102
11727
143000
SH
SOLE
0
0
143000
ISHARES TR
INTERM CR BD ETF
464288638
5713
52430
SH
SOLE
0
0
52430
WASTE MGMT INC DEL
COM
94106L109
5327
73056
SH
SOLE
0
0
73056
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
4604
50690
SH
SOLE
0
0
50690
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
4090
40469
SH
SOLE
0
0
40469
ISHARES TR
RUSSELL 2000 ETF
464287655
3161
22990
SH
SOLE
0
0
22990
FIRST TR EXCHANGE-TRADED
PFD SECS INC ETF
33739E108
2776
142193
SH
SOLE
0
0
142193
VANGUARD INDEX FDS
REIT ETF
922908553
2615
31668
SH
SOLE
0
0
31668
CLAYMORE EXCHANGE TRD FD
GUG BULL2019 E
18383M522
2505
118000
SH
SOLE
0
0
118000
ISHARES TR
CORE MSCI EAFE
46432F842
2196
37902
SH
SOLE
0
0
37902
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2114
70775
SH
SOLE
0
0
70775
MICROSOFT CORP
COM
594918104
2113
32088
SH
SOLE
0
0
32088
ISHARES TR
1-3 YR CR BD ETF
464288646
2046
19443
SH
SOLE
0
0
19443
VANGUARD INDEX FDS
MID CAP ETF
922908629
2035
14614
SH
SOLE
0
0
14614
WISDOMTREE TR
SMALLCAP DIVID
97717W604
1830
22703
SH
SOLE
0
0
22703
GENERAL ELECTRIC CO
COM
369604103
1799
60361
SH
SOLE
0
0
60361
JOHNSON & JOHNSON
COM
478160104
1760
14133
SH
SOLE
0
0
14133
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
1657
71255
SH
SOLE
0
0
71255
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
1500
15384
SH
SOLE
0
0
15384
CLAYMORE EXCHANGE TRD FD
GUG BULL2020 E
18383M514
1421
66450
SH
SOLE
0
0
66450
ISHARES TR
CORE S&P500 ETF
464287200
1394
5876
SH
SOLE
0
0
5876
ISHARES TR
MSCI EAFE ETF
464287465
1345
21594
SH
SOLE
0
0
21594
JPMORGAN CHASE & CO
COM
46625H100
1333
15178
SH
SOLE
0
0
15178
AMGEN INC
COM
031162100
1174
7155
SH
SOLE
0
0
7155
PEPSICO INC
COM
713448108
1170
10457
SH
SOLE
0
0
10457
ILLINOIS TOOL WKS INC
COM
452308109
1162
8772
SH
SOLE
0
0
8772
HOME DEPOT INC
COM
437076102
1157
7880
SH
SOLE
0
0
7880
CSX CORP
COM
126408103
1102
23666
SH
SOLE
0
0
23666
DU PONT E I DE NEMOURS &
COM
263534109
1099
13686
SH
SOLE
0
0
13686
WAL-MART STORES INC
COM
931142103
1016
14093
SH
SOLE
0
0
14093
INTEL CORP
COM
458140100
1011
28034
SH
SOLE
0
0
28034
VANGUARD INTL EQUITY IND
FTSE EMR MKT ETF
922042858
988
24864
SH
SOLE
0
0
24864
WELLS FARGO & CO NEW
COM
949746101
984
17674
SH
SOLE
0
0
17674
PFIZER INC
COM
717081103
983
28747
SH
SOLE
0
0
28747
FACEBOOK INC
CL A
30303M102
978
6885
SH
SOLE
0
0
6885
CHEVRON CORP NEW
COM
166764100
967
9003
SH
SOLE
0
0
9003
VERIZON COMMUNICATIONS I
COM
92343V104
887
18190
SH
SOLE
0
0
18190
PAYPAL HLDGS INC
COM
70450Y103
876
20365
SH
SOLE
0
0
20365
MONDELEZ INTL INC
CL A
609207105
834
19358
SH
SOLE
0
0
19358
VISA INC
COM CL A
92826C839
824
9272
SH
SOLE
0
0
9272
CHEMICAL FINL CORP
COM
163731102
812
15872
SH
SOLE
0
0
15872
FOOT LOCKER INC
COM
344849104
779
10416
SH
SOLE
0
0
10416
BANK AMER CORP
COM
060505104
761
32243
SH
SOLE
0
0
32243
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
758
24185
SH
SOLE
0
0
24185
AETNA INC NEW
COM
00817Y108
720
5647
SH
SOLE
0
0
5647
ISHARES TR
INTL SEL DIV ETF
464288448
718
22838
SH
SOLE
0
0
22838
GOLDMAN SACHS GROUP INC
COM
38141G104
690
3004
SH
SOLE
0
0
3004
LOCKHEED MARTIN CORP
COM
539830109
689
2574
SH
SOLE
0
0
2574
BRISTOL MYERS SQUIBB CO
COM
110122108
683
12551
SH
SOLE
0
0
12551
AUTOMATIC DATA PROCESSIN
COM
053015103
680
6638
SH
SOLE
0
0
6638
APPLE INC
COM
037833100
679
4727
SH
SOLE
0
0
4727
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
673
28069
SH
SOLE
0
0
28069
AMAZON COM INC
COM
023135106
659
743
SH
SOLE
0
0
743
PROCTER AND GAMBLE CO
COM
742718109
655
7285
SH
SOLE
0
0
7285
ISHARES TR
U.S. PFD STK ETF
464288687
641
16556
SH
SOLE
0
0
16556
ISHARES TR
NASDQ BIOTEC ETF
464287556
631
2152
SH
SOLE
0
0
2152
YUM BRANDS INC
COM
988498101
619
9682
SH
SOLE
0
0
9682
CDK GLOBAL INC
COM
12508E101
615
9463
SH
SOLE
0
0
9463
DISNEY WALT CO
COM DISNEY
254687106
588
5190
SH
SOLE
0
0
5190
ISHARES TR
RUS 1000 GRW ETF
464287614
581
5106
SH
SOLE
0
0
5106
MEDTRONIC PLC
SHS
G5960L103
576
7152
SH
SOLE
0
0
7152
DUKE ENERGY CORP NEW
COM NEW
26441C204
575
7008
SH
SOLE
0
0
7008
CAPITAL ONE FINL CORP
COM
14040H105
572
6598
SH
SOLE
0
0
6598
CISCO SYS INC
COM
17275R102
565
16708
SH
SOLE
0
0
16708
STRYKER CORP
COM
863667101
545
4140
SH
SOLE
0
0
4140
BLUE BUFFALO PET PRODS I
COM
09531U102
544
23660
SH
SOLE
0
0
23660
AT&T INC
COM
00206R102
528
12706
SH
SOLE
0
0
12706
INTERCONTINENTAL EXCHANG
COM
45866F104
525
8770
SH
SOLE
0
0
8770
WISDOMTREE TR
US QTLY DIV GRT
97717X669
522
14715
SH
SOLE
0
0
14715
INTERNATIONAL BUSINESS M
COM
459200101
502
2885
SH
SOLE
0
0
2885
ALTRIA GROUP INC
COM
02209S103
492
6891
SH
SOLE
0
0
6891
JOHNSON CTLS INTL PLC
SHS
G51502105
470
11165
SH
SOLE
0
0
11165
MERCK & CO INC
COM
58933Y105
468
7362
SH
SOLE
0
0
7362
FAIR ISAAC CORP
COM
303250104
468
3630
SH
SOLE
0
0
3630
COCA COLA CO
COM
191216100
465
10946
SH
SOLE
0
0
10946
NEXTERA ENERGY INC
COM
65339F101
463
3610
SH
SOLE
0
0
3610
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
456
8097
SH
SOLE
0
0
8097
CATERPILLAR INC DEL
COM
149123101
438
4724
SH
SOLE
0
0
4724
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
429
6810
SH
SOLE
0
0
6810
SCHWAB CHARLES CORP NEW
COM
808513105
426
10443
SH
SOLE
0
0
10443
CA INC
COM
12673P105
424
13370
SH
SOLE
0
0
13370
ADOBE SYS INC
COM
00724F101
419
3221
SH
SOLE
0
0
3221
WISDOMTREE INVTS INC
COM
97717P104
418
46023
SH
SOLE
0
0
46023
ISHARES TR
RUS 1000 ETF
464287622
418
3187
SH
SOLE
0
0
3187
WILLIAMS COS INC DEL
COM
969457100
417
14083
SH
SOLE
0
0
14083
ISHARES INC
CORE MSCI EMKT
46434G103
415
8675
SH
SOLE
0
0
8675
ORACLE CORP
COM
68389X105
402
9014
SH
SOLE
0
0
9014
METLIFE INC
COM
59156R108
377
7128
SH
SOLE
0
0
7128
TEXAS INSTRS INC
COM
882508104
373
4628
SH
SOLE
0
0
4628
FIRST TR EXCHANGE TRADED
NO AMER ENERGY
33738D101
361
14270
SH
SOLE
0
0
14270
3M CO
COM
88579Y101
356
1861
SH
SOLE
0
0
1861
ISHARES TR
MSCI EMG MKT ETF
464287234
354
8980
SH
SOLE
0
0
8980
EDWARDS LIFESCIENCES COR
COM
28176E108
345
3663
SH
SOLE
0
0
3663
UNITED TECHNOLOGIES CORP
COM
913017109
343
3060
SH
SOLE
0
0
3060
ABBVIE INC
COM
00287Y109
337
5170
SH
SOLE
0
0
5170
ISHARES TR
RUS MID CAP ETF
464287499
336
1794
SH
SOLE
0
0
1794
KRAFT HEINZ CO
COM
500754106
335
3684
SH
SOLE
0
0
3684
FIRST TR EXCHANGE TRADED
DORSEY WRT 5 ETF
33738R605
333
13850
SH
SOLE
0
0
13850
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
331
6993
SH
SOLE
0
0
6993
BRUNSWICK CORP
COM
117043109
329
5370
SH
SOLE
0
0
5370
CONOCOPHILLIPS
COM
20825C104
320
6415
SH
SOLE
0
0
6415
MARATHON OIL CORP
COM
565849106
318
20105
SH
SOLE
0
0
20105
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
317
6300
SH
SOLE
0
0
6300
FIRST TR EXCHANGE TRADED
SENIOR LN FD
33738D309
317
6560
SH
SOLE
0
0
6560
THERMO FISHER SCIENTIFIC
COM
883556102
307
2000
SH
SOLE
0
0
2000
AMERICAN EXPRESS CO
COM
025816109
303
3825
SH
SOLE
0
0
3825
ISHARES TR
CHINA LG-CAP ETF
464287184
302
7852
SH
SOLE
0
0
7852
ABBOTT LABS
COM
002824100
300
6745
SH
SOLE
0
0
6745
VANGUARD SPECIALIZED POR
DIV APP ETF
921908844
297
3300
SH
SOLE
0
0
3300
SEMTECH CORP
COM
816850101
292
8645
SH
SOLE
0
0
8645
UNITEDHEALTH GROUP INC
COM
91324P102
276
1680
SH
SOLE
0
0
1680
DOW CHEM CO
COM
260543103
265
4174
SH
SOLE
0
0
4174
DTE ENERGY CO
COM
233331107
264
2588
SH
SOLE
0
0
2588
CHUBB LIMITED
COM
H1467J104
257
1884
SH
SOLE
0
0
1884
ALLSCRIPTS HEALTHCARE SO
COM
01988P108
250
19735
SH
SOLE
0
0
19735
SPDR GOLD TRUST
GOLD SHS
78463V107
247
2080
SH
SOLE
0
0
2080
HALLIBURTON CO
COM
406216101
238
4836
SH
SOLE
0
0
4836
YUM CHINA HLDGS INC
COM
98850P109
235
8652
SH
SOLE
0
0
8652
UMPQUA HLDGS CORP
COM
904214103
224
12650
SH
SOLE
0
0
12650
ISHARES S&P GSCI COMMODI
UNIT BEN INT
46428R107
222
15000
SH
SOLE
0
0
15000
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
220
4250
SH
SOLE
0
0
4250
BANK NEW YORK MELLON COR
COM
064058100
215
4554
SH
SOLE
0
0
4554
TRAVELERS COMPANIES INC
COM
89417E109
209
1733
SH
SOLE
0
0
1733
WALGREENS BOOTS ALLIANCE
COM
931427108
202
2435
SH
SOLE
0
0
2435
FORD MTR CO DEL
COM PAR $0.01
345370860
172
14782
SH
SOLE
0
0
14782
HUNTINGTON BANCSHARES IN
COM
446150104
153
11409
SH
SOLE
0
0
11409
MACATAWA BK CORP
COM
554225102
100
10095
SH
SOLE
0
0
10095
ZYNGA INC
CL A
98986T108
29
10000
SH
SOLE
0
0
10000