0000905729-16-000523.txt : 20160429
0000905729-16-000523.hdr.sgml : 20160429
20160429113749
ACCESSION NUMBER: 0000905729-16-000523
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160429
DATE AS OF CHANGE: 20160429
EFFECTIVENESS DATE: 20160429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aspen Investment Management Inc
CENTRAL INDEX KEY: 0001541596
IRS NUMBER: 383114625
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14711
FILM NUMBER: 161603934
BUSINESS ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
BUSINESS PHONE: 616-361-2500
MAIL ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001541596
XXXXXXXX
03-31-2016
03-31-2016
false
Aspen Investment Management Inc
4020 E Beltline NE Suite 103
Grand Rapids
MI
49525
13F HOLDINGS REPORT
028-14711
N
William John Alphenaar
President
616-361-2500
/s/ William John Alphenaar
Grand Rapids
MI
04-27-2016
0
117
109181
INFORMATION TABLE
2
infotable.xml
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12035
58557
SH
SOLE
0
0
58557
INTEROIL CORP
COM
460951106
10132
318319
SH
SOLE
0
0
319769
ISHARES TR
INTERM CR BD ETF
464288638
5800
52873
SH
SOLE
0
0
52873
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
3637
39126
SH
SOLE
0
0
39126
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
2980
37949
SH
SOLE
0
0
37949
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
2714
66792
SH
SOLE
0
0
66792
VANGUARD INDEX FDS
REIT ETF
922908553
2485
29651
SH
SOLE
0
0
29651
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
2415
129344
SH
SOLE
0
0
129344
ISHARES TR
RUSSELL 2000 ETF
464287655
2413
21813
SH
SOLE
0
0
21813
GENERAL ELECTRIC CO
COM
369604103
1975
62131
SH
SOLE
0
0
62131
VANGUARD INDEX FDS
MID CAP ETF
922908629
1850
15261
SH
SOLE
0
0
15261
ISHARES TR
CORE MSCI EAFE
46432F842
1840
34623
SH
SOLE
0
0
34623
MICROSOFT CORP
COM
594918104
1838
33280
SH
SOLE
0
0
33280
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
1655
72855
SH
SOLE
0
0
72855
JOHNSON & JOHNSON
COM
478160104
1521
14058
SH
SOLE
0
0
14058
ISHARES TR
MSCI EAFE ETF
464287465
1456
25464
SH
SOLE
0
0
25464
WISDOMTREE TR
SMALLCAP DIVID
97717W604
1455
21177
SH
SOLE
0
0
21177
EXXON MOBIL CORP
COM
30231G102
1345
16092
SH
SOLE
0
0
16092
ISHARES TR
1-3 YR CR BD ETF
464288646
1329
12609
SH
SOLE
0
0
12609
ISHARES TR
CORE S&P500 ETF
464287200
1214
5876
SH
SOLE
0
0
5876
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
1205
13992
SH
SOLE
0
0
13992
HOME DEPOT INC
COM
437076102
1127
8445
SH
SOLE
0
0
8445
PEPSICO INC
COM
713448108
1080
10534
SH
SOLE
0
0
10534
AMGEN INC
COM
031162100
1056
7040
SH
SOLE
0
0
7040
VERIZON COMMUNICATIONS INC
COM
92343V104
1045
19314
SH
SOLE
0
0
19314
FACEBOOK INC
CL A
30303M102
1006
8815
SH
SOLE
0
0
8815
INTEL CORP
COM
458140100
946
29253
SH
SOLE
0
0
29253
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
933
26976
SH
SOLE
0
0
26976
ISHARES TR
INTL SEL DIV ETF
464288448
927
31967
SH
SOLE
0
0
31967
ILLINOIS TOOL WKS INC
COM
452308109
899
8772
SH
SOLE
0
0
8772
PFIZER INC
COM
717081103
884
29837
SH
SOLE
0
0
29837
WELLS FARGO & CO NEW
COM
949746101
875
18099
SH
SOLE
0
0
18099
JPMORGAN CHASE & CO
COM
46625H100
860
14528
SH
SOLE
0
0
14528
DU PONT E I DE NEMOURS & CO
COM
263534109
859
13561
SH
SOLE
0
0
13561
CHEVRON CORP NEW
COM
166764100
851
8963
SH
SOLE
0
0
9003
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
843
29131
SH
SOLE
0
0
29131
YUM BRANDS INC
COM
988498101
827
10107
SH
SOLE
0
0
10107
MONDELEZ INTL INC
CL A
609207105
797
19868
SH
SOLE
0
0
19868
PAYPAL HLDGS INC
COM
70450Y103
784
20305
SH
SOLE
0
0
20305
BRISTOL MYERS SQUIBB CO
COM
110122108
759
11876
SH
SOLE
0
0
11876
VISA INC
COM CL A
92826C839
706
9232
SH
SOLE
0
0
9232
FOOT LOCKER INC
COM
344849104
696
10791
SH
SOLE
0
0
10791
ISHARES TR
U.S. PFD STK ETF
464288687
681
17455
SH
SOLE
0
0
17455
PROCTER & GAMBLE CO
COM
742718109
653
7935
SH
SOLE
0
0
7935
AETNA INC NEW
COM
00817Y108
649
5777
SH
SOLE
0
0
5777
APPLE INC
COM
037833100
641
5878
SH
SOLE
0
0
5878
AUTOMATIC DATA PROCESSING IN
COM
053015103
627
6988
SH
SOLE
0
0
6988
CSX CORP
COM
126408103
609
23646
SH
SOLE
0
0
23646
LOCKHEED MARTIN CORP
COM
539830109
580
2619
SH
SOLE
0
0
2619
DUKE ENERGY CORP NEW
COM NEW
26441C204
579
7174
SH
SOLE
0
0
7174
WISDOMTREE INVTS INC
COM
97717P104
559
48898
SH
SOLE
0
0
48898
COCA COLA CO
COM
191216100
552
11896
SH
SOLE
0
0
11896
DISNEY WALT CO
COM DISNEY
254687106
552
5560
SH
SOLE
0
0
5560
CAPITAL ONE FINL CORP
COM
14040H105
543
7836
SH
SOLE
0
0
7836
WASTE MGMT INC DEL
COM
94106L109
534
9054
SH
SOLE
0
0
73281
AT&T INC
COM
00206R102
506
12906
SH
SOLE
0
0
12906
AMAZON COM INC
COM
023135106
489
823
SH
SOLE
0
0
823
INTERNATIONAL BUSINESS MACHS
COM
459200101
484
3195
SH
SOLE
0
0
3195
CISCO SYS INC
COM
17275R102
481
16908
SH
SOLE
0
0
16908
GOLDMAN SACHS GROUP INC
COM
38141G104
472
3004
SH
SOLE
0
0
3004
MEDTRONIC PLC
SHS
G5960L103
451
6011
SH
SOLE
0
0
6011
NEXTERA ENERGY INC
COM
65339F101
439
3710
SH
SOLE
0
0
3710
ALTRIA GROUP INC
COM
02209S103
426
6791
SH
SOLE
0
0
6791
STRYKER CORP
COM
863667101
411
3830
SH
SOLE
0
0
4290
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
407
18850
SH
SOLE
0
0
18850
TYCO INTL PLC
SHS
G91442106
403
10968
SH
SOLE
0
0
10968
MERCK & CO INC NEW
COM
58933Y105
391
7392
SH
SOLE
0
0
7392
FAIR ISAAC CORP
COM
303250104
382
3600
SH
SOLE
0
0
3600
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
380
1615
SH
SOLE
0
0
1615
CATERPILLAR INC DEL
COM
149123101
377
4924
SH
SOLE
0
0
4924
BANK AMER CORP
COM
060505104
367
27093
SH
SOLE
0
0
28593
ISHARES TR
CHINA LG-CAP ETF
464287184
367
10872
SH
SOLE
0
0
10872
ISHARES TR
RUS 1000 ETF
464287622
364
3187
SH
SOLE
0
0
3187
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R886
346
20200
SH
SOLE
0
0
20200
CA INC
COM
12673P105
325
10570
SH
SOLE
0
0
10570
EDWARDS LIFESCIENCES CORP
COM
28176E108
325
3680
SH
SOLE
0
0
3680
ISHARES INC
CORE MSCI EMKT
46434G103
322
7725
SH
SOLE
0
0
7725
WAL-MART STORES INC
COM
931142103
321
4693
SH
SOLE
0
0
14193
STERICYCLE INC
COM
858912108
317
2515
SH
SOLE
0
0
2515
ADOBE SYS INC
COM
00724F101
316
3371
SH
SOLE
0
0
3371
METLIFE INC
COM
59156R108
316
7203
SH
SOLE
0
0
7203
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
315
6300
SH
SOLE
0
0
6300
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
312
6560
SH
SOLE
0
0
6560
3M CO
COM
88579Y101
310
1861
SH
SOLE
0
0
1861
UNITED TECHNOLOGIES CORP
COM
913017109
306
3060
SH
SOLE
0
0
3060
ORACLE CORP
COM
68389X105
302
7370
SH
SOLE
0
0
7370
SCHWAB CHARLES CORP NEW
COM
808513105
301
10743
SH
SOLE
0
0
10743
GILEAD SCIENCES INC
COM
375558103
299
3260
SH
SOLE
0
0
3260
ABBVIE INC
COM
00287Y109
296
5175
SH
SOLE
0
0
5175
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
292
5615
SH
SOLE
0
0
5615
THERMO FISHER SCIENTIFIC INC
COM
883556102
283
2000
SH
SOLE
0
0
2000
TEXAS INSTRS INC
COM
882508104
277
4831
SH
SOLE
0
0
4831
CONOCOPHILLIPS
COM
20825C104
276
6865
SH
SOLE
0
0
6865
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
268
3300
SH
SOLE
0
0
3300
KRAFT HEINZ CO
COM
500754106
267
3402
SH
SOLE
0
0
3402
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
264
5407
SH
SOLE
0
0
5407
BRUNSWICK CORP
COM
117043109
258
5370
SH
SOLE
0
0
5370
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
258
11820
SH
SOLE
0
0
11820
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
256
6303
SH
SOLE
0
0
6303
WISDOMTREE TR
US QTLY DIV GRT
97717X669
255
8163
SH
SOLE
0
0
8163
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
254
19235
SH
SOLE
0
0
19235
AMERICAN EXPRESS CO
COM
025816109
242
3945
SH
SOLE
0
0
3945
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
240
4550
SH
SOLE
0
0
4550
UNITEDHEALTH GROUP INC
COM
91324P102
238
1850
SH
SOLE
0
0
1850
SPDR GOLD TRUST
GOLD SHS
78463V107
235
2000
SH
SOLE
0
0
2000
WILLIAMS COS INC DEL
COM
969457100
231
14383
SH
SOLE
0
0
14383
FORD MTR CO DEL
COM PAR $0.01
345370860
230
17032
SH
SOLE
0
0
18032
CHUBB LIMITED
COM
H1467J104
224
1884
SH
SOLE
0
0
1884
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
224
10778
SH
SOLE
0
0
10778
DOW CHEM CO
COM
260543103
222
4357
SH
SOLE
0
0
4357
WALGREENS BOOTS ALLIANCE INC
COM
931427108
218
2585
SH
SOLE
0
0
2585
MARATHON OIL CORP
COM
565849106
210
18817
SH
SOLE
0
0
18817
ABBOTT LABS
COM
002824100
209
4990
SH
SOLE
0
0
4990
ISHARES S&P GSCI COMMODITY I
UNIT BEN INT
46428R107
207
15000
SH
SOLE
0
0
15000
ISHARES TR
RUS MID-CAP ETF
464287499
202
1240
SH
SOLE
0
0
1240
TRAVELERS COMPANIES INC
COM
89417E109
202
1733
SH
SOLE
0
0
1733
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
200
7369
SH
SOLE
0
0
7369