0000905729-16-000418.txt : 20160211
0000905729-16-000418.hdr.sgml : 20160211
20160211092028
ACCESSION NUMBER: 0000905729-16-000418
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aspen Investment Management Inc
CENTRAL INDEX KEY: 0001541596
IRS NUMBER: 383114625
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14711
FILM NUMBER: 161408356
BUSINESS ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
BUSINESS PHONE: 616-361-2500
MAIL ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001541596
XXXXXXXX
12-31-2015
12-31-2015
false
Aspen Investment Management Inc
4020 E Beltline NE Suite 103
Grand Rapids
MI
49525
13F HOLDINGS REPORT
028-14711
N
William John Alphenaar
President
616-361-2500
/s/ William John Alphenaar
Grand Rapids
MI
02-09-2016
0
117
100585
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
280
1861
SH
SOLE
0
0
1861
ABBOTT LABS
COM
002824100
244
5440
SH
SOLE
0
0
5440
ABBVIE INC
COM
00287Y109
333
5625
SH
SOLE
0
0
5625
ADOBE SYS INC
COM
00724F101
312
3321
SH
SOLE
0
0
3321
AETNA INC NEW
COM
00817Y108
633
5857
SH
SOLE
0
0
5857
ALLSCRIPTS HEALTHCARE SOLU
COM
01988P108
277
18035
SH
SOLE
0
0
18035
ALTRIA GROUP INC
COM
02209S103
395
6791
SH
SOLE
0
0
6791
AMAZON COM INC
COM
023135106
556
823
SH
SOLE
0
0
823
AMERICAN EXPRESS CO
COM
025816109
274
3945
SH
SOLE
0
0
3945
AMGEN INC
COM
031162100
1239
7630
SH
SOLE
0
0
7630
APPLE INC
COM
037833100
645
6128
SH
SOLE
0
0
6128
AT&T INC
COM
00206R102
434
12606
SH
SOLE
0
0
12606
AUTOMATIC DATA PROCESSING
COM
053015103
638
7533
SH
SOLE
0
0
7533
BANK AMER CORP
COM
060505104
441
26218
SH
SOLE
0
0
26218
BP PLC
SPONSORED ADR
055622104
207
6620
SH
SOLE
0
0
6620
BRISTOL MYERS SQUIBB CO
COM
110122108
817
11876
SH
SOLE
0
0
11876
BRUNSWICK CORP
COM
117043109
309
6120
SH
SOLE
0
0
6120
CA INC
COM
12673P105
330
11570
SH
SOLE
0
0
11570
CAPITAL ONE FINL CORP
COM
14040H105
620
8586
SH
SOLE
0
0
8586
CATERPILLAR INC DEL
COM
149123101
253
3724
SH
SOLE
0
0
3724
CHEVRON CORP NEW
COM
166764100
806
8963
SH
SOLE
0
0
8963
CISCO SYS INC
COM
17275R102
465
17108
SH
SOLE
0
0
17108
COCA COLA CO
COM
191216100
511
11896
SH
SOLE
0
0
11896
CONOCOPHILLIPS
COM
20825C104
337
7215
SH
SOLE
0
0
7215
CSX CORP
COM
126408103
634
24446
SH
SOLE
0
0
24446
DISNEY WALT CO
COM DISNEY
254687106
600
5710
SH
SOLE
0
0
5710
DOW CHEM CO
COM
260543103
224
4357
SH
SOLE
0
0
4357
DU PONT E I DE NEMOURS & C
COM
263534109
962
14441
SH
SOLE
0
0
14441
DUKE ENERGY CORP NEW
COM NEW
26441C204
512
7174
SH
SOLE
0
0
7174
EDWARDS LIFESCIENCES CORP
COM
28176E108
291
3680
SH
SOLE
0
0
3680
EXXON MOBIL CORP
COM
30231G102
1165
14942
SH
SOLE
0
0
14942
FACEBOOK INC
CL A
30303M102
964
9215
SH
SOLE
0
0
9215
FAIR ISAAC CORP
COM
303250104
344
3650
SH
SOLE
0
0
3650
FIRST TR EXCHANGE TRADED F
DORSEY WRT 5 ETF
33738R605
1888
80380
SH
SOLE
0
0
80380
FIRST TR EXCHANGE TRADED F
FINLS ALPHADEX
33734X135
769
33165
SH
SOLE
0
0
33165
FIRST TR EXCHANGE TRADED F
DORSEY WRIGHT
33738R886
701
39172
SH
SOLE
0
0
39172
FIRST TR EXCHANGE TRADED F
SENIOR LN FD
33738D309
307
6560
SH
SOLE
0
0
6560
FIRST TR EXCHANGE TRADED F
NO AMER ENERGY
33738D101
239
11820
SH
SOLE
0
0
11820
FIRST TR EXCHANGE-TRADED F
PFD SECS INC ETF
33739E108
2432
128334
SH
SOLE
0
0
128334
FIRST TR LRG CP VL ALPHADE
COM SHS
33735J101
2584
67222
SH
SOLE
0
0
67222
FOOT LOCKER INC
COM
344849104
702
10791
SH
SOLE
0
0
10791
FORD MTR CO DEL
COM PAR $0.01
345370860
261
18532
SH
SOLE
0
0
18532
GENERAL ELECTRIC CO
COM
369604103
1938
62231
SH
SOLE
0
0
62231
GILEAD SCIENCES INC
COM
375558103
391
3860
SH
SOLE
0
0
3860
GOLDMAN SACHS GROUP INC
COM
38141G104
545
3024
SH
SOLE
0
0
3024
HOME DEPOT INC
COM
437076102
1106
8363
SH
SOLE
0
0
8363
ILLINOIS TOOL WKS INC
COM
452308109
813
8772
SH
SOLE
0
0
8772
INTEL CORP
COM
458140100
1011
29353
SH
SOLE
0
0
29353
INTERCONTINENTAL EXCHANGE
COM
45866F104
419
1635
SH
SOLE
0
0
1635
INTERNATIONAL BUSINESS MAC
COM
459200101
511
3715
SH
SOLE
0
0
3715
INTEROIL CORP
COM
460951106
9649
307127
SH
SOLE
0
0
307127
ISHARES INC
CORE MSCI EMKT
46434G103
312
7925
SH
SOLE
0
0
7925
ISHARES TR
INTERM CR BD ETF
464288638
5639
52565
SH
SOLE
0
0
52565
ISHARES TR
RUSSELL 2000 ETF
464287655
2483
22048
SH
SOLE
0
0
22048
ISHARES TR
CORE MSCI EAFE
46432F842
1846
33953
SH
SOLE
0
0
33953
ISHARES TR
MSCI EAFE ETF
464287465
1499
25524
SH
SOLE
0
0
25524
ISHARES TR
1-3 YR CR BD ETF
464288646
1319
12609
SH
SOLE
0
0
12609
ISHARES TR
INTL SEL DIV ETF
464288448
878
30598
SH
SOLE
0
0
30598
ISHARES TR
U.S. PFD STK ETF
464288687
678
17454
SH
SOLE
0
0
17454
ISHARES TR
CHINA LG-CAP ETF
464287184
434
12293
SH
SOLE
0
0
12293
ISHARES TR
RUS 1000 ETF
464287622
361
3187
SH
SOLE
0
0
3187
ISHARES TR
CORE S&P500 ETF
464287200
272
1326
SH
SOLE
0
0
1326
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
315
6300
SH
SOLE
0
0
6300
JOHNSON & JOHNSON
COM
478160104
1444
14058
SH
SOLE
0
0
14058
JPMORGAN CHASE & CO
COM
46625H100
959
14528
SH
SOLE
0
0
14528
KRAFT HEINZ CO
COM
500754106
257
3535
SH
SOLE
0
0
3535
LOCKHEED MARTIN CORP
COM
539830109
569
2619
SH
SOLE
0
0
2619
MARATHON OIL CORP
COM
565849106
162
12905
SH
SOLE
0
0
12905
MEDTRONIC PLC
SHS
G5960L103
462
6011
SH
SOLE
0
0
6011
MERCK & CO INC NEW
COM
58933Y105
401
7592
SH
SOLE
0
0
7592
METLIFE INC
COM
59156R108
388
8053
SH
SOLE
0
0
8053
MICROSOFT CORP
COM
594918104
1867
33660
SH
SOLE
0
0
33660
MONDELEZ INTL INC
CL A
609207105
893
19918
SH
SOLE
0
0
19918
NEXTERA ENERGY INC
COM
65339F101
385
3710
SH
SOLE
0
0
3710
ORACLE CORP
COM
68389X105
269
7370
SH
SOLE
0
0
7370
PEPSICO INC
COM
713448108
1053
10534
SH
SOLE
0
0
10534
PFIZER INC
COM
717081103
994
30800
SH
SOLE
0
0
30800
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
3565
38910
SH
SOLE
0
0
38910
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
261
6307
SH
SOLE
0
0
6307
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
1641
73255
SH
SOLE
0
0
73255
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q744
300
7984
SH
SOLE
0
0
7984
PROCTER & GAMBLE CO
COM
742718109
630
7935
SH
SOLE
0
0
7935
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
690
8998
SH
SOLE
0
0
8998
SCHWAB CHARLES CORP NEW
COM
808513105
359
10893
SH
SOLE
0
0
10893
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
849
29451
SH
SOLE
0
0
29451
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
288
5535
SH
SOLE
0
0
5535
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
258
5317
SH
SOLE
0
0
5317
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
253
6303
SH
SOLE
0
0
6303
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
241
4670
SH
SOLE
0
0
4670
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
208
7539
SH
SOLE
0
0
7539
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
201
10278
SH
SOLE
0
0
10278
SPDR GOLD TRUST
GOLD SHS
78463V107
203
2000
SH
SOLE
0
0
2000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4733
23218
SH
SOLE
0
0
23218
STERICYCLE INC
COM
858912108
303
2515
SH
SOLE
0
0
2515
STRYKER CORP
COM
863667101
400
4305
SH
SOLE
0
0
4305
TEXAS INSTRS INC
COM
882508104
265
4831
SH
SOLE
0
0
4831
THERMO FISHER SCIENTIFIC I
COM
883556102
284
2000
SH
SOLE
0
0
2000
TRAVELERS COMPANIES INC
COM
89417E109
241
2133
SH
SOLE
0
0
2133
TYCO INTL PLC
SHS
G91442106
404
12668
SH
SOLE
0
0
12668
UNITED TECHNOLOGIES CORP
COM
913017109
304
3160
SH
SOLE
0
0
3160
UNITEDHEALTH GROUP INC
COM
91324P102
218
1850
SH
SOLE
0
0
1850
VANGUARD INDEX FDS
REIT ETF
922908553
2407
30191
SH
SOLE
0
0
30191
VANGUARD INDEX FDS
MID CAP ETF
922908629
1875
15611
SH
SOLE
0
0
15611
VANGUARD INTL EQUITY INDEX
FTSE EMR MKT ETF
922042858
887
27125
SH
SOLE
0
0
27125
VANGUARD SPECIALIZED PORTF
DIV APP ETF
921908844
257
3300
SH
SOLE
0
0
3300
VERIZON COMMUNICATIONS INC
COM
92343V104
897
19414
SH
SOLE
0
0
19414
VISA INC
COM CL A
92826C839
721
9292
SH
SOLE
0
0
9292
WALGREENS BOOTS ALLIANCE I
COM
931427108
288
3385
SH
SOLE
0
0
3385
WAL-MART STORES INC
COM
931142103
288
4693
SH
SOLE
0
0
4693
WASTE MGMT INC DEL
COM
94106L109
486
9104
SH
SOLE
0
0
9104
WELLS FARGO & CO NEW
COM
949746101
988
18173
SH
SOLE
0
0
18173
WILLIAMS COS INC DEL
COM
969457100
403
15683
SH
SOLE
0
0
15683
WISDOMTREE INVTS INC
COM
97717P104
699
44570
SH
SOLE
0
0
44570
WISDOMTREE TR
SMALLCAP DIVID
97717W604
1314
20232
SH
SOLE
0
0
20232
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
1094
13593
SH
SOLE
0
0
13593
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
681
25770
SH
SOLE
0
0
25770
YUM BRANDS INC
COM
988498101
744
10182
SH
SOLE
0
0
10182