0000905729-14-000288.txt : 20141020
0000905729-14-000288.hdr.sgml : 20141020
20141020151516
ACCESSION NUMBER: 0000905729-14-000288
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141020
DATE AS OF CHANGE: 20141020
EFFECTIVENESS DATE: 20141020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aspen Investment Management Inc
CENTRAL INDEX KEY: 0001541596
IRS NUMBER: 383114625
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14711
FILM NUMBER: 141163840
BUSINESS ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
BUSINESS PHONE: 616-361-2500
MAIL ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001541596
XXXXXXXX
09-30-2014
09-30-2014
false
Aspen Investment Management Inc
4020 E Beltline NE Suite 103
Grand Rapids
MI
49525
13F HOLDINGS REPORT
028-14711
N
William John Alphenaar
President
616-361-2500
/s/ William John Alphenaar
Grand Rapids
MI
10-20-2014
0
126
119555
INFORMATION TABLE
2
infotable.xml
Interoil Corp
COM
460951106
13633
251248
SH
SOLE
0
0
0
Interoil Corp
COM
460951106
79
1450
SH
OTR
0
0
0
Spdr S&P Dividend ETF
S&P DIVID ETF
78464A763
6169
82317
SH
SOLE
0
0
0
Ishares Int Corp Bond ETF
BARCLAYS INTER CR
464288638
5747
52577
SH
SOLE
0
0
0
Pimco 0-5 Year High Yld ETF
0-5 HIGH YIELD
72201R783
4621
44579
SH
SOLE
0
0
0
Powershares Senior Loan Portfolio
SENIOR LN PORT
73936Q769
3922
161538
SH
SOLE
0
0
0
SPDR Unit Trust
TR UNIT
78462F103
3875
19668
SH
SOLE
0
0
0
First Trust Large Cap Value AlphaDex
COM SHS
33735J101
3060
72048
SH
SOLE
0
0
0
Waste Management Inc.
COM
94106L109
448
9433
SH
SOLE
0
0
0
Waste Management Inc.
COM
94106L109
3053
64227
SH
OTR
0
0
0
Ishares US Preferred Stock Fund
US PFD STK IDX
464288687
3019
76385
SH
SOLE
0
0
0
Ishares Tr Russell 2000
RUSSELL 2000
464287655
2395
21906
SH
SOLE
0
0
0
Vanguard Emerging Market
FTSE EMR MKT ETF
922042858
2254
54038
SH
SOLE
0
0
0
Vanguard Reit
REIT ETF
922908553
2149
29905
SH
SOLE
0
0
0
Ishares Tr Msci EAFE Fd
MSCI EFA INDEX
464287465
2089
32574
SH
SOLE
0
0
0
Microsoft Corp
COM
594918104
1639
35343
SH
SOLE
0
0
0
Vanguard Mid Cap ETF
MID CAP ETF
922908629
1603
13664
SH
SOLE
0
0
0
General Electric
COM
369604103
1567
61157
SH
SOLE
0
0
0
Exxon Mobil Corporation
COM
30231G102
1524
16202
SH
SOLE
0
0
0
First Tr Value Line Divid
SHS
33734H106
1507
67112
SH
SOLE
0
0
0
Johnson & Johnson
COM
478160104
1498
14050
SH
SOLE
0
0
0
Ishares DJ International Div
DJ INTL SEL DIVD
464288448
1453
40598
SH
SOLE
0
0
0
Wisdomtree Smallcap Div
SMALLCAP DIV
97717W604
1388
21381
SH
SOLE
0
0
0
Amgen Incorporated
COM
031162100
1285
9148
SH
SOLE
0
0
0
Chevron
COM
166764100
1251
10488
SH
SOLE
0
0
0
North American Energy Infrastructure Fnd
NO AMER ENERGY
33738D101
1169
43039
SH
SOLE
0
0
0
Du Pont E I De Nemour
COM
263534109
1163
16201
SH
SOLE
0
0
0
Ishares Short Bond ETF
BARCLYS 1-3YR CR
464288646
1113
10570
SH
SOLE
0
0
0
Intl Business Machines
COM
459200101
1080
5691
SH
SOLE
0
0
0
Intel Corp
COM
458140100
1036
29764
SH
SOLE
0
0
0
Ishares Broad Market EAFE ETF
CORE MSCI EAFE
46432F842
1028
17654
SH
SOLE
0
0
0
Verizon Communications
COM
92343V104
998
19964
SH
SOLE
0
0
0
Pepsico Incorporated
COM
713448108
992
10656
SH
SOLE
0
0
0
Pfizer Inc
COM
717081103
991
33500
SH
SOLE
0
0
0
Schwab Intl Small Cap ETF
INTL SCEQT ETF
808524888
986
31465
SH
SOLE
0
0
0
Wisdomtree Midcap Divdnd ETF
MIDCAP DIVI FD
97717W505
943
12050
SH
SOLE
0
0
0
Wells Fargo & Co
COM
949746101
942
18153
SH
SOLE
0
0
0
JP Morgan
COM
46625H100
936
15538
SH
SOLE
0
0
0
Williams Companies
COM
969457100
891
16095
SH
SOLE
0
0
0
C S X Corp
COM
126408103
830
25896
SH
SOLE
0
0
0
Proctor & Gamble
COM
742718109
815
9734
SH
SOLE
0
0
0
Yum Brands Inc
COM
988498101
797
11070
SH
SOLE
0
0
0
Illinois Tool Works Inc
COM
452308109
782
9260
SH
SOLE
0
0
0
Capital One Financial
COM
14040H105
756
9261
SH
SOLE
0
0
0
Wal Mart Stores Inc
COM
931142103
413
5400
SH
SOLE
0
0
0
Wal Mart Stores Inc
COM
931142103
726
9500
SH
OTR
0
0
0
Home Depot Inc
COM
437076102
705
7688
SH
SOLE
0
0
0
Mondelez Intl
COM
609207105
700
20443
SH
SOLE
0
0
0
Auto Data Processing
COM
053015103
700
8423
SH
SOLE
0
0
0
Conocophillips
COM
20825C104
682
8915
SH
SOLE
0
0
0
Apple Computer Inc
COM
037833100
624
6190
SH
SOLE
0
0
0
Foot Locker Inc
COM
344849104
616
11066
SH
SOLE
0
0
0
Bristol Myers Squibb
COM
110122108
608
11876
SH
SOLE
0
0
0
Stryker Corp
COM
863667101
592
7330
SH
SOLE
0
0
0
Stryker Corp
COM
863667101
37
460
SH
OTR
0
0
0
Sch US Div Equity Etf
US DIVIDEND EQ
808524797
570
14782
SH
SOLE
0
0
0
Walt Disney
COM
254687106
570
6400
SH
SOLE
0
0
0
Duke Power Co
COM
26441C204
559
7476
SH
SOLE
0
0
0
Tyco International
SHS
H89128104
555
12463
SH
SOLE
0
0
0
Gilead Sciences Inc
COM
375558103
550
5165
SH
SOLE
0
0
0
Powershs Db Commdty Indx
UNIT BEN INT
73935S105
549
23652
SH
SOLE
0
0
0
Wisdomtree Emerging Mkt Bond ETF
MSCI EMR MKT ETF
97717X867
531
11910
SH
SOLE
0
0
0
Coca Cola
COM
191216100
513
12026
SH
SOLE
0
0
0
Metlife Inc
COM
59156R108
512
9528
SH
SOLE
0
0
0
Lockheed Martin Corp
COM
539830109
510
2789
SH
SOLE
0
0
0
Ishares Ftse China
FTSE CHINA 25 IDX
464287184
503
13133
SH
SOLE
0
0
0
American Express
COM
025816109
490
5601
SH
SOLE
0
0
0
Merck & Co
COM
58933Y105
484
8159
SH
SOLE
0
0
0
WisdomTree Investments, Inc.
COM
97717P104
480
42185
SH
SOLE
0
0
0
Goldman Sachs Group
COM
38141G104
479
2609
SH
SOLE
0
0
0
Cisco Systems Inc
COM
17275R102
474
18823
SH
SOLE
0
0
0
First Trust Preferred Securities Etf
PFD SECS IVC ETF
33739E108
471
24990
SH
SOLE
0
0
0
Bank Of America Corp
COM
060505104
456
26758
SH
SOLE
0
0
0
Bank Of America Corp
COM
060505104
26
1500
SH
OTR
0
0
0
Visa Inc Cl A
COM
92826C839
448
2100
SH
SOLE
0
0
0
Ishares Msci Emrg Mkt Fd
MSCI EMER MKT
464287234
446
10733
SH
SOLE
0
0
0
Halliburton Co
COM
406216101
434
6732
SH
SOLE
0
0
0
Medtronic Inc
COM
585055106
426
6880
SH
SOLE
0
0
0
Emerson Electric Co
COM
291011104
421
6726
SH
SOLE
0
0
0
Caterpillar Inc
COM
149123101
398
4014
SH
SOLE
0
0
0
Nextera Energy Inc
COM
65339F101
381
4060
SH
SOLE
0
0
0
AT & T
COM
00206R102
381
10800
SH
SOLE
0
0
0
Sch US Agg Bnd Etf
US AGGREGATE B
808524839
379
7330
SH
SOLE
0
0
0
Bp Plc Adr
SPONSORED ADR
055622104
370
8420
SH
SOLE
0
0
0
Phillip Morris Co.
COM
02209S103
365
7946
SH
SOLE
0
0
0
Phillip Morris Co.
COM
02209S103
5
100
SH
OTR
0
0
0
Amazon Com Inc
COM
023135106
358
1110
SH
SOLE
0
0
0
Ishares Tr Russell 1000
RUSSELL 1000
464287622
350
3187
SH
SOLE
0
0
0
Computer Assoc Intl Inc
COM
12673P105
340
12170
SH
SOLE
0
0
0
ABBVIE INC
COM
00287Y109
339
5865
SH
SOLE
0
0
0
Anadarko Petroleum Corp
COM
032511107
336
3312
SH
SOLE
0
0
0
Charles Schwab
COM
808513105
334
11368
SH
SOLE
0
0
0
United Technologies
COM
913017109
334
3160
SH
SOLE
0
0
0
Oracle Corporation
COM
68389X105
329
8602
SH
SOLE
0
0
0
Intrcontinentalexchange
COM
45866F104
329
1685
SH
SOLE
0
0
0
Semtech Corp
COM
816850101
68
2500
SH
SOLE
0
0
0
Semtech Corp
COM
816850101
326
12000
SH
OTR
0
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
323
6882
SH
SOLE
0
0
0
Chemical Financial Corp
COM
163731102
116
4325
SH
SOLE
0
0
0
Chemical Financial Corp
COM
163731102
314
11693
SH
OTR
0
0
0
Stericycle Inc
COM
858912108
299
2565
SH
SOLE
0
0
0
Aetna Life & Casualty
COM
00817Y108
282
3477
SH
SOLE
0
0
0
ZILLOW INC
COM
98954A107
278
2395
SH
SOLE
0
0
0
Ishares Trust S&P 500
CORE S&P500 ETF
464287200
273
1376
SH
SOLE
0
0
0
Adobe Systems Inc
COM
00724F101
268
3871
SH
SOLE
0
0
0
Allsripts
COM
01988P108
260
19385
SH
SOLE
0
0
0
Ford Motor Company
COM
345370860
255
17250
SH
SOLE
0
0
0
Ford Motor Company
COM
345370860
15
1000
SH
OTR
0
0
0
Schwab Emerging Mkt ETF
EMRG MKTEQ ETF
808524706
250
9859
SH
SOLE
0
0
0
Vanguard Div Apprciation
DIV APP ETF
921908844
246
3200
SH
SOLE
0
0
0
Thermo Fisher Scientific
COM
883556102
243
2000
SH
SOLE
0
0
0
3M Company
COM
88579Y101
241
1700
SH
SOLE
0
0
0
Kraft Foods Group
COM
50076Q106
240
4249
SH
SOLE
0
0
0
Abbott Labs
COM
002824100
236
5683
SH
SOLE
0
0
0
Gold ETF
GOLD ETF
78463V107
232
2000
SH
SOLE
0
0
0
Texas Instruments Inc
COM
882508104
230
4831
SH
SOLE
0
0
0
Union Pacific Corp
COM
907818108
217
2000
SH
SOLE
0
0
0
Dow Chemical
COM
260543103
216
4122
SH
SOLE
0
0
0
Travelers Companies Inc
COM
89417E109
212
2258
SH
SOLE
0
0
0
Ishares Tr S&P 100 Index
S&P 100 ETF
464287101
212
2400
SH
SOLE
0
0
0
Fair Isaac & Co
COM
303250104
211
3835
SH
SOLE
0
0
0
Schwab Small Cap ETF
US SML CAP ETF
808524607
210
4087
SH
SOLE
0
0
0
Navistar
COM
63934E108
205
6230
SH
SOLE
0
0
0
Endo Pharm Holdings Inc
SHS
29271j109
205
3000
SH
OTR
0
0
0
Ishares Tr Russell 1000 Growth
RUSSELL 1000GRW
464287614
204
2227
SH
SOLE
0
0
0
Dynacert Inc F
COM
26780A108
6
34300
SH
OTR
0
0
0