President

0000905729-14-000159.txt : 20140501 0000905729-14-000159.hdr.sgml : 20140501 20140501110854 ACCESSION NUMBER: 0000905729-14-000159 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140501 EFFECTIVENESS DATE: 20140501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aspen Investment Management Inc CENTRAL INDEX KEY: 0001541596 IRS NUMBER: 383114625 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14711 FILM NUMBER: 14802826 BUSINESS ADDRESS: STREET 1: 4020 E BELTLINE NE SUITE 103 CITY: GRAND RAPIDS STATE: MI ZIP: 49525 BUSINESS PHONE: 616-361-2500 MAIL ADDRESS: STREET 1: 4020 E BELTLINE NE SUITE 103 CITY: GRAND RAPIDS STATE: MI ZIP: 49525 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541596 XXXXXXXX 03-31-2014 03-31-2014 false Aspen Investment Management Inc

4020 E Beltline NE Suite 103 Grand Rapids MI 49525

13F HOLDINGS REPORT 028-14711 N William John Alphenaar President 616-361-2500 /s/ William John Alphenaar Grand Rapids MI 04-29-2014 0 131 156805 INFORMATION TABLE 2 infotable.xml Interoil Corp COM 460951106 16456 254108 SH SOLE 0 0 0 Interoil Corp COM 460951106 107 1650 SH OTR 0 0 0 Spdr S&P Dividend ETF S&P DIVID ETF 78464A763 6527 88701 SH SOLE 0 0 0 Ishares Int Corp Bond ETF BARCLAYS INTER CR 464288638 5352 49072 SH SOLE 0 0 0 Pimco 0-5 Year High Yld ETF 0-5 HIGH YIELD 72201R783 4333 40642 SH SOLE 0 0 0 SPDR Unit Trust TR UNIT 78462F103 4145 22164 SH SOLE 0 0 0 Powershares Senior Loan Portfolio SENIOR LN PORT 73936Q769 3923 158136 SH SOLE 0 0 0 Ishares Tr S&P Smallcap S&P SMLCAP 600 464287804 3858 35029 SH SOLE 0 0 0 First Trust Large Cap Value AlphaDex COM SHS 33735J101 3292 79796 SH SOLE 0 0 0 Ishares US Preferred Stock Fund US PFD STK IDX 464288687 3047 78065 SH SOLE 0 0 0 Ishares Tr Russell 2000 RUSSELL 2000 464287655 2703 23231 SH SOLE 0 0 0 Ishares Broad Market EAFE ETF CORE MSCI EAFE 46432F842 2609 42729 SH SOLE 0 0 0 Vanguard Emerging Market FTSE EMR MKT ETF 922042858 2521 62127 SH SOLE 0 0 0 Exxon Mobil Corporation COM 30231G102 2454 25127 SH SOLE 0 0 0 Wisdomtree Smallcap Div SMALLCAP DIV 97717W604 2377 34822 SH SOLE 0 0 0 Ishares Tr Msci EAFE Fd MSCI EFA INDEX 464287465 2291 34098 SH SOLE 0 0 0 General Electric COM 369604103 2281 88107 SH SOLE 0 0 0 General Electric COM 369604103 129 5000 SH OTR 0 0 0 Microsoft Corp COM 594918104 2205 53803 SH SOLE 0 0 0 Johnson & Johnson COM 478160104 2134 21720 SH SOLE 0 0 0 Du Pont E I De Nemour COM 263534109 2111 31456 SH SOLE 0 0 0 Chevron COM 166764100 2106 17714 SH SOLE 0 0 0 Vanguard Reit REIT ETF 922908553 1979 28022 SH SOLE 0 0 0 Amgen Incorporated COM 031162100 1860 15078 SH SOLE 0 0 0 Pfizer Inc COM 717081103 1826 56860 SH SOLE 0 0 0 Ishares DJ International Div DJ INTL SEL DIVD 464288448 1764 45648 SH SOLE 0 0 0 Intl Business Machines COM 459200101 1643 8536 SH SOLE 0 0 0 Vanguard Mid Cap ETF MID CAP ETF 922908629 1592 14019 SH SOLE 0 0 0 JP Morgan COM 46625H100 1522 25068 SH SOLE 0 0 0 Wells Fargo & Co COM 949746101 1505 30263 SH SOLE 0 0 0 C S X Corp COM 126408103 1497 51666 SH SOLE 0 0 0 Williams Companies COM 969457100 1480 36475 SH SOLE 0 0 0 Verizon Communications COM 92343V104 1432 30096 SH SOLE 0 0 0 First Tr Value Line Divid SHS 33734H106 1402 64042 SH SOLE 0 0 0 Auto Data Processing COM 053015103 1396 18075 SH SOLE 0 0 0 Pepsico Incorporated COM 713448108 1364 16336 SH SOLE 0 0 0 Merck & Co COM 58933Y105 1363 24005 SH SOLE 0 0 0 Illinois Tool Works Inc COM 452308109 1308 16080 SH SOLE 0 0 0 Intel Corp COM 458140100 1275 49394 SH SOLE 0 0 0 Mondelez Intl COM 609207105 1251 36214 SH SOLE 0 0 0 Yum Brands Inc COM 988498101 1248 16550 SH SOLE 0 0 0 Proctor & Gamble COM 742718109 1241 15399 SH SOLE 0 0 0 Capital One Financial COM 14040H105 1183 15331 SH SOLE 0 0 0 Foot Locker Inc COM 344849104 1144 24341 SH SOLE 0 0 0 WisdomTree Investments, Inc. COM 97717P104 1139 86795 SH SOLE 0 0 0 Schwab Intl Small Cap ETF INTL SCEQT ETF 808524888 1134 34360 SH SOLE 0 0 0 Lockheed Martin Corp COM 539830109 1037 6354 SH SOLE 0 0 0 Home Depot Inc COM 437076102 1012 12793 SH SOLE 0 0 0 Tyco International COM 41872896 998 23547 SH SOLE 0 0 0 Visa Inc Cl A COM 92826C839 974 4510 SH SOLE 0 0 0 Apple Computer Inc COM 037833100 973 1812 SH SOLE 0 0 0 Conocophillips COM 20825C104 970 13795 SH SOLE 0 0 0 Duke Power Co COM 26441C204 968 13592 SH SOLE 0 0 0 Wal Mart Stores Inc COM 931142103 959 12550 SH SOLE 0 0 0 Wal Mart Stores Inc COM 931142103 726 9500 SH OTR 0 0 0 AT & T COM 00206R102 950 27100 SH SOLE 0 0 0 Computer Assoc Intl Inc COM 12673P105 940 30350 SH SOLE 0 0 0 American Express COM 025816109 927 10296 SH SOLE 0 0 0 Metlife Inc COM 59156R108 916 17341 SH SOLE 0 0 0 North American Energy Infrastructure Fnd NO AMER ENERGY 33738D101 900 37076 SH SOLE 0 0 0 Gilead Sciences Inc COM 375558103 858 12105 SH SOLE 0 0 0 Ishares Ftse China FTSE CHINA 25 IDX 464287184 856 23933 SH SOLE 0 0 0 Caterpillar Inc COM 149123101 843 8482 SH SOLE 0 0 0 Bristol Myers Squibb COM 110122108 835 16076 SH SOLE 0 0 0 Goldman Sachs Group COM 38141G104 815 4974 SH SOLE 0 0 0 Wisdomtree Midcap Divdnd ETF MIDCAP DIVI FD 97717W505 805 10440 SH SOLE 0 0 0 Ishares Msci Emrg Mkt Fd MSCI EMER MKT 464287234 781 19033 SH SOLE 0 0 0 Cisco Systems Inc COM 17275R102 779 34773 SH SOLE 0 0 0 Bank Of America Corp COM 060505104 773 44943 SH SOLE 0 0 0 Bank Of America Corp COM 060505104 26 1500 SH OTR 0 0 0 Amazon Com Inc COM 023135106 752 2235 SH SOLE 0 0 0 Bp Plc Adr COM 055622104 719 14953 SH SOLE 0 0 0 Intrcontinentalexchange COM 45866F104 704 3560 SH SOLE 0 0 0 Google Inc COM 38259P706 690 619 SH SOLE 0 0 0 Phillip Morris Co. COM 02209S103 675 18046 SH SOLE 0 0 0 Phillip Morris Co. COM 02209S103 4 100 SH OTR 0 0 0 Allsripts COM 01988P108 646 35835 SH SOLE 0 0 0 Fair Isaac & Co COM 303250104 644 11640 SH SOLE 0 0 0 Stryker Corp COM 863667101 584 7170 SH SOLE 0 0 0 Stryker Corp COM 863667101 46 560 SH OTR 0 0 0 Nextera Energy Inc COM 65339F101 579 6060 SH SOLE 0 0 0 Sch US Div Equity Etf US DIVIDEND EQ 808524797 566 15362 SH SOLE 0 0 0 Wisdomtree Emerging Mkt Bond ETF MSCI EMR MKT ETF 97717X867 553 12050 SH SOLE 0 0 0 Waste Management Inc. COM 94106L109 512 12172 SH SOLE 0 0 0 Waste Management Inc. COM 94106L109 2710 64406 SH OTR 0 0 0 Charles Schwab COM 808513105 504 18438 SH SOLE 0 0 0 Stericycle Inc COM 858912108 502 4415 SH SOLE 0 0 0 Walt Disney COM 254687106 498 6220 SH SOLE 0 0 0 Medtronic Inc COM 585055106 498 8090 SH SOLE 0 0 0 Ishares Short Bond ETF BARCLYS 1-3YR CR 464288646 482 4570 SH SOLE 0 0 0 First Trust Preferred Securities Etf PFD SECS IVC ETF 33739E108 469 24990 SH SOLE 0 0 0 Oracle Corporation COM 68389X105 454 11102 SH SOLE 0 0 0 Navistar COM 63934E108 446 13180 SH SOLE 0 0 0 Emerson Electric Co COM 291011104 444 6642 SH SOLE 0 0 0 Coca Cola COM 191216100 444 11475 SH SOLE 0 0 0 GNC Holdings COM 36191G107 434 9865 SH SOLE 0 0 0 Halliburton Co COM 406216101 432 7332 SH SOLE 0 0 0 United Technologies COM 913017109 369 3160 SH SOLE 0 0 0 Sch US Agg Bnd Etf US AGGREGATE B 808524839 369 7210 SH SOLE 0 0 0 Ishares Tr Russell 1000 RUSSELL 1000 464287622 354 3379 SH SOLE 0 0 0 Bank Of New York Co COM 064058100 343 9709 SH SOLE 0 0 0 Marathon Group COM 565849106 324 9110 SH SOLE 0 0 0 Schwab US Large Cap ETF US LRG CAP ETF 808524201 318 7117 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 313 6083 SH SOLE 0 0 0 Anadarko Petroleum Corp COM 032511107 310 3662 SH SOLE 0 0 0 Ishares Tr S&P Midcap S&P MIDCAP 400 464287507 308 2243 SH SOLE 0 0 0 Kraft Foods Group COM 50076Q106 302 5379 SH SOLE 0 0 0 Deere & Co COM 244199105 275 3030 SH SOLE 0 0 0 U S Bancorp COM 902973304 269 6286 SH SOLE 0 0 0 Aetna Life & Casualty COM 00817Y108 263 3507 SH SOLE 0 0 0 Adobe Systems Inc COM 00724F101 261 3971 SH SOLE 0 0 0 Ishares Trust S&P 500 COM 464287200 259 1376 SH SOLE 0 0 0 Federated Investors COM 314211103 245 8020 SH SOLE 0 0 0 Chubb Corporation COM 171232101 242 2715 SH SOLE 0 0 0 Vanguard Div Apprciation DIV APP ETF 921908844 241 3200 SH SOLE 0 0 0 Thermo Fisher Scientific COM 883556102 240 2000 SH SOLE 0 0 0 3M Company COM 88579Y101 231 1700 SH SOLE 0 0 0 Blackrock Inc COM 09247X101 230 730 SH SOLE 0 0 0 Ishares Tr Russell 1000 Growth RUSSELL 1000GRW 464287614 230 2652 SH SOLE 0 0 0 Powershs Db Commdty Indx UNIT BEN INT 73935S105 221 8452 SH SOLE 0 0 0 Abbott Labs COM 002824100 219 5683 SH SOLE 0 0 0 Schwab Emerging Mkt ETF EMRG MKTEQ ETF 808524706 219 8984 SH SOLE 0 0 0 Philip Morris Intl Inc COM 718172109 215 2622 SH SOLE 0 0 0 Darden Restaurants Inc COM 237194105 211 4155 SH SOLE 0 0 0 B C E Inc COM NEW 05534B760 210 4873 SH SOLE 0 0 0 P P G Industries Inc COM 693506107 205 1060 SH SOLE 0 0 0 Chemical Financial Corp COM 163731102 140 4325 SH SOLE 0 0 0 Chemical Financial Corp COM 163731102 379 11693 SH OTR 0 0 0 Semtech Corp COM 816850101 63 2500 SH SOLE 0 0 0 Semtech Corp COM 816850101 304 12000 SH OTR 0 0 0 Dynacert Inc F COM 26780A108 3 34300 SH SOLE 0 0 0