0000905729-15-000040.txt : 20150209
0000905729-15-000040.hdr.sgml : 20150209
20150209120642
ACCESSION NUMBER: 0000905729-15-000040
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150209
DATE AS OF CHANGE: 20150209
EFFECTIVENESS DATE: 20150209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aspen Investment Management Inc
CENTRAL INDEX KEY: 0001541596
IRS NUMBER: 383114625
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14711
FILM NUMBER: 15587411
BUSINESS ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
BUSINESS PHONE: 616-361-2500
MAIL ADDRESS:
STREET 1: 4020 E BELTLINE NE SUITE 103
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49525
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001541596
XXXXXXXX
12-31-2014
12-31-2014
false
Aspen Investment Management Inc
4020 E Beltline NE Suite 103
Grand Rapids
MI
49525
13F HOLDINGS REPORT
028-14711
N
William John Alphenaar
President
616-361-2500
/s/ William John Alphenaar
Grand Rapids
MI
02-06-2015
0
132
119061
INFORMATION TABLE
2
infotable.xml
Interoil Corp
COM
460951106
6854
140478
SH
SOLE
0
0
0
Interoil Corp
COM
460951106
71
1450
SH
OTR
0
0
0
Spdr S&P Dividend ETF
S&P DIVID ETF
78464A763
6516
82687
SH
SOLE
0
0
0
Ishares Int Corp Bond ETF
BARCLAYS INTER CR
464288638
5874
53727
SH
SOLE
0
0
0
Pimco 0-5 Year High Yld ETF
0-5 HIGH YIELD
72201R783
4397
43604
SH
SOLE
0
0
0
SPDR Unit Trust
TR UNIT
78462F103
4117
20030
SH
SOLE
0
0
0
Powershares Senior Loan Portfolio
SENIOR LN PORT
73936Q769
3826
159232
SH
SOLE
0
0
0
First Trust Large Cap Value AlphaDex
COM SHS
33735J101
3289
75234
SH
SOLE
0
0
0
Ishares US Preferred Stock Fund
US PFD STK IDX
464288687
2971
75335
SH
SOLE
0
0
0
Ishares Tr Russell 2000
RUSSELL 2000
464287655
2740
22906
SH
SOLE
0
0
0
iShares Short Maturity Bond
SHT MAT BD ETF
46431W507
2711
54200
SH
SOLE
0
0
0
Vanguard Reit
REIT ETF
922908553
2480
30615
SH
SOLE
0
0
0
Vanguard Emerging Market
FTSE EMR MKT ETF
922042858
2051
51237
SH
SOLE
0
0
0
Ishares Tr Msci EAFE Fd
MSCI EFA INDEX
464287465
1946
31979
SH
SOLE
0
0
0
First Tr Value Line Divid
SHS
33734H106
1797
74372
SH
SOLE
0
0
0
Vanguard Mid Cap ETF
MID CAP ETF
922908629
1779
14394
SH
SOLE
0
0
0
Microsoft Corp
COM
594918104
1574
33878
SH
SOLE
0
0
0
General Electric
COM
369604103
1544
61119
SH
SOLE
0
0
0
Wisdomtree Smallcap Div
SMALLCAP DIV
97717W604
1529
21561
SH
SOLE
0
0
0
Johnson & Johnson
COM
478160104
1490
14248
SH
SOLE
0
0
0
Exxon Mobil Corporation
COM
30231G102
1454
15727
SH
SOLE
0
0
0
Ishares DJ International Div
DJ INTL SEL DIVD
464288448
1353
40158
SH
SOLE
0
0
0
North American Energy Infrastructure Fnd
NO AMER ENERGY
33738D101
1308
46466
SH
SOLE
0
0
0
Amgen Incorporated
COM
031162100
1286
8073
SH
SOLE
0
0
0
Du Pont E I De Nemour
COM
263534109
1182
15991
SH
SOLE
0
0
0
Ishares Short Bond ETF
BARCLYS 1-3YR CR
464288646
1143
10870
SH
SOLE
0
0
0
Chevron
COM
166764100
1095
9763
SH
SOLE
0
0
0
Intel Corp
COM
458140100
1073
29564
SH
SOLE
0
0
0
Pepsico Incorporated
COM
713448108
1044
11044
SH
SOLE
0
0
0
Wisdomtree Midcap Divdnd ETF
MIDCAP DIVI FD
97717W505
1041
12430
SH
SOLE
0
0
0
Pfizer Inc
COM
717081103
995
31950
SH
SOLE
0
0
0
Wells Fargo & Co
COM
949746101
995
18153
SH
SOLE
0
0
0
JP Morgan
COM
46625H100
955
15263
SH
SOLE
0
0
0
Verizon Communications
COM
92343V104
920
19664
SH
SOLE
0
0
0
Ishares Broad Market EAFE ETF
CORE MSCI EAFE
46432F842
919
16612
SH
SOLE
0
0
0
C S X Corp
COM
126408103
917
25321
SH
SOLE
0
0
0
Schwab Intl Small Cap ETF
INTL SCEQT ETF
808524888
903
31310
SH
SOLE
0
0
0
Proctor & Gamble
COM
742718109
882
9684
SH
SOLE
0
0
0
Intl Business Machines
COM
459200101
829
5166
SH
SOLE
0
0
0
Illinois Tool Works Inc
COM
452308109
825
8716
SH
SOLE
0
0
0
Home Depot Inc
COM
437076102
807
7688
SH
SOLE
0
0
0
Yum Brands Inc
COM
988498101
800
10988
SH
SOLE
0
0
0
Capital One Financial
COM
14040H105
761
9223
SH
SOLE
0
0
0
Mondelez Intl
COM
609207105
755
20793
SH
SOLE
0
0
0
Williams Companies
COM
969457100
719
16008
SH
SOLE
0
0
0
Bristol Myers Squibb
COM
110122108
701
11876
SH
SOLE
0
0
0
Auto Data Processing
COM
053015103
699
8386
SH
SOLE
0
0
0
WisdomTree Investments, Inc.
COM
97717P104
698
44522
SH
SOLE
0
0
0
Apple Computer Inc
COM
037833100
661
5990
SH
SOLE
0
0
0
Stryker Corp
COM
863667101
644
6830
SH
SOLE
0
0
0
Stryker Corp
COM
863667101
43
460
SH
OTR
0
0
0
Tyco International
SHS
G91442106
628
14313
SH
SOLE
0
0
0
Foot Locker Inc
COM
344849104
622
11066
SH
SOLE
0
0
0
Duke Power Co
COM
26441C204
620
7426
SH
SOLE
0
0
0
First Trust Focus Five ETF
DORSEY WRT 5 ETF
33738R605
606
27502
SH
SOLE
0
0
0
Conocophillips
COM
20825C104
595
8615
SH
SOLE
0
0
0
Walt Disney
COM
254687106
573
6088
SH
SOLE
0
0
0
Ishares Ftse China
FTSE CHINA 25 IDX
464287184
547
13133
SH
SOLE
0
0
0
Lockheed Martin Corp
COM
539830109
529
2749
SH
SOLE
0
0
0
Cisco Systems Inc
COM
17275R102
527
18960
SH
SOLE
0
0
0
American Express
COM
025816109
521
5601
SH
SOLE
0
0
0
Metlife Inc
COM
59156R108
521
9628
SH
SOLE
0
0
0
Visa Inc Cl A
COM
92826C839
520
1982
SH
SOLE
0
0
0
Sch US Div Equity Etf
US DIVIDEND EQ
808524797
517
12980
SH
SOLE
0
0
0
First Trust Preferred Securities Etf
PFD SECS IVC ETF
33739E108
509
26990
SH
SOLE
0
0
0
Coca Cola
COM
191216100
508
12026
SH
SOLE
0
0
0
Goldman Sachs Group
COM
38141G104
506
2609
SH
SOLE
0
0
0
Wisdomtree Emerging Mkt Bond ETF
MSCI EMR MKT ETF
97717X867
495
11910
SH
SOLE
0
0
0
Medtronic Inc
COM
585055106
495
6855
SH
SOLE
0
0
0
Bank Of America Corp
COM
060505104
479
26783
SH
SOLE
0
0
0
Bank Of America Corp
COM
060505104
27
1500
SH
OTR
0
0
0
Waste Management Inc.
COM
94106L109
3296
64227
SH
OTR
0
0
0
Waste Management Inc.
COM
94106L109
471
9179
SH
SOLE
0
0
0
Gilead Sciences Inc
COM
375558103
463
4915
SH
SOLE
0
0
0
Wal Mart Stores Inc
COM
931142103
461
5363
SH
SOLE
0
0
0
Wal Mart Stores Inc
COM
931142103
816
9500
SH
OTR
0
0
0
Merck & Co
COM
58933Y105
452
7955
SH
SOLE
0
0
0
Nextera Energy Inc
COM
65339F101
421
3960
SH
SOLE
0
0
0
Emerson Electric Co
COM
291011104
413
6683
SH
SOLE
0
0
0
Phillip Morris Co.
COM
02209S103
392
7946
SH
SOLE
0
0
0
Phillip Morris Co.
COM
02209S103
5
100
SH
OTR
0
0
0
Marathon Group
COM
565849106
390
13775
SH
SOLE
0
0
0
ABBVIE INC
COM
00287Y109
384
5865
SH
SOLE
0
0
0
Oracle Corporation
COM
68389X105
378
8402
SH
SOLE
0
0
0
Computer Assoc Intl Inc
COM
12673P105
371
12170
SH
SOLE
0
0
0
Intrcontinentalexchange
COM
45866F104
370
1685
SH
SOLE
0
0
0
Ishares Tr Russell 1000
RUSSELL 1000
464287622
365
3187
SH
SOLE
0
0
0
United Technologies
COM
913017109
363
3160
SH
SOLE
0
0
0
AT & T
COM
00206R102
353
10500
SH
SOLE
0
0
0
Amazon Com Inc
COM
023135106
344
1110
SH
SOLE
0
0
0
Caterpillar Inc
COM
149123101
340
3714
SH
SOLE
0
0
0
Stericycle Inc
COM
858912108
333
2540
SH
SOLE
0
0
0
Charles Schwab
COM
808513105
333
11018
SH
SOLE
0
0
0
Sch US Agg Bnd Etf
US AGGREGATE B
808524839
313
5970
SH
SOLE
0
0
0
3M Company
COM
88579Y101
306
1861
SH
SOLE
0
0
0
Aetna Life & Casualty
COM
00817Y108
304
3427
SH
SOLE
0
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
297
6052
SH
SOLE
0
0
0
Bp Plc Adr
SPONSORED ADR
055622104
290
7620
SH
SOLE
0
0
0
Ishares Msci Emrg Mkt Fd
MSCI EMER MKT
464287234
280
7133
SH
SOLE
0
0
0
Fair Isaac & Co
COM
303250104
277
3835
SH
SOLE
0
0
0
Ishares Trust S&P 500
CORE S&P500 ETF
464287200
274
1326
SH
SOLE
0
0
0
Anadarko Petroleum Corp
COM
032511107
273
3312
SH
SOLE
0
0
0
First Trust Dorsey Wright Intl Foc 5
DORSEY WRIGHT
33738R886
273
15000
SH
SOLE
0
0
0
Ford Motor Company
COM
345370860
267
17250
SH
SOLE
0
0
0
Ford Motor Company
COM
345370860
16
1000
SH
OTR
0
0
0
Vanguard Div Apprciation
DIV APP ETF
921908844
260
3200
SH
SOLE
0
0
0
Texas Instruments Inc
COM
882508104
258
4831
SH
SOLE
0
0
0
Walgreen Boots Alliance Inc Com
COM
931427108
257
3375
SH
SOLE
0
0
0
Abbott Labs
COM
002824100
256
5683
SH
SOLE
0
0
0
ZILLOW INC
COM
98954A107
254
2395
SH
SOLE
0
0
0
Thermo Fisher Scientific
COM
883556102
251
2000
SH
SOLE
0
0
0
Allsripts
COM
01988P108
244
19135
SH
SOLE
0
0
0
Halliburton Co
COM
406216101
241
6132
SH
SOLE
0
0
0
Schwab Emerging Mkt ETF
EMRG MKTEQ ETF
808524706
239
10006
SH
SOLE
0
0
0
Travelers Companies Inc
COM
89417E109
239
2258
SH
SOLE
0
0
0
Union Pacific Corp
COM
907818108
238
2000
SH
SOLE
0
0
0
Kraft Foods Group
COM
50076Q106
235
3749
SH
SOLE
0
0
0
Ishares Tr Russell 1000 Growth
RUSSELL 1000GRW
464287614
234
2452
SH
SOLE
0
0
0
Edwards Lifesciences Cp
COM
28176E108
234
1835
SH
SOLE
0
0
0
Schwab Small Cap ETF
US SML CAP ETF
808524607
230
4175
SH
SOLE
0
0
0
Gold ETF
GOLD ETF
78463V107
227
2000
SH
SOLE
0
0
0
Weyerhaeuser Co
COM
962166104
222
6181
SH
SOLE
0
0
0
Adobe Systems Inc
COM
00724F101
220
3021
SH
SOLE
0
0
0
Deere & Co
COM
244199105
215
2430
SH
SOLE
0
0
0
Ishares Russell Midcap
RUS MID-CAP ETF
464287499
207
1240
SH
SOLE
0
0
0
Chemical Financial Corp
COM
163731102
133
4325
SH
SOLE
0
0
0
Chemical Financial Corp
COM
163731102
358
11693
SH
OTR
0
0
0
Semtech Corp
COM
816850101
69
2500
SH
SOLE
0
0
0
Semtech Corp
COM
816850101
302
10950
SH
OTR
0
0
0
Endo Pharm Holdings Inc
SHS
G30401106
216
3000
SH
OTR
0
0
0
Dynacert Inc F
COM
26780A108
5
40350
SH
OTR
0
0
0
D T E Energy Company
COM
233331107
224
2588
SH
OTR
0
0
0