Maryland | 001-36105 | 37-1645259 |
(State or other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
Delaware | 001-36106 | 45-4685158 |
(State or other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
One Grand Central Place 60 East 42nd Street New York, New York | 10165 |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant's telephone number, including area code: (212) 687-8700 |
n/a (Former name or former address, if changed from last report) |
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Exhibit No. | Description |
99.1 | Letter to investors |
Date: April 1, 2014 | EMPIRE STATE REALTY TRUST, INC. (Registrant) By: /s/ Thomas N. Keltner, Jr. Name: Thomas N. Keltner, Jr. Title: Executive Vice President & General Counsel |
Date: April 1, 2014 | EMPIRE STATE REALTY OP, L.P. (Registrant) By: Empire State Realty Trust, Inc., as general partner By: /s/ Thomas N. Keltner, Jr. Name: Thomas N. Keltner, Jr. Title: Executive Vice President & General Counsel |
1. | Securities you received in respect of your interests in the private entities were not registered under applicable securities laws and may not be resold unless they become registered or an exemption from registration is available. An exemption under Rule 144 allows resale of such securities if at that time: |
• | the issuer (ESRT or the Operating Partnership) remains subject to public reporting requirements, as is expected; and |
• | you have held the securities for at least six months, as will be the case within five days after today’s lapse of lock-up restrictions. |
2. | Series PR operating partnership units are not listed on a national securities exchange, and their transfer is subject to ESRT approval and certain other conditions. |
• | We intend, in October 2014, to register (a) the unregistered Class A shares and (b) the exchange of operating partnership units and Class B shares for Class A shares, thus enabling you to exchange your operating partnership units for Class A shares which can be sold on the NYSE any time thereafter. |