0001209191-13-056010.txt : 20131209 0001209191-13-056010.hdr.sgml : 20131209 20131209201519 ACCESSION NUMBER: 0001209191-13-056010 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131007 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keltner Thomas N. CENTRAL INDEX KEY: 0001587458 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 131266901 MAIL ADDRESS: STREET 1: C/O EMPIRE STATE REALTY TRUST, INC. STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-10-07 2013-10-09 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001587458 Keltner Thomas N. ONE GRAND CENTRAL PLACE 60 EAST 42ND STREET NEW YORK NY 10165 0 1 0 0 See Remarks Operating Partnership Units 2013-10-07 4 A 0 437441 0.00 A 2014-10-07 Class A Common Stock 437441 437441 D Received by the reporting person in connection with Empire State Realty Trust, Inc.'s (the "Issuer") formation transactions. Represents units of limited partnership interests ("Operating Partnership Units") of Empire State Realty OP, L.P. ("Operating Partnership"), of which the Issuer is the sole general partner. Operating Partnership Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The right to redeem Operating Partnership Units does not have an expiration date. Amendment to initially reported unit issuance amount of 412,956 due to an administrative error. Executive Vice President, General Counsel and Secretary /s/ Thomas N. Keltner, Jr. 2013-12-09