0001209191-13-056012.txt : 20131209 0001209191-13-056012.hdr.sgml : 20131209 20131209202316 ACCESSION NUMBER: 0001209191-13-056012 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131007 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALKIN ANTHONY E CENTRAL INDEX KEY: 0001076484 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 131266947 MAIL ADDRESS: STREET 1: C/O W&M PROPERTIES STREET 2: METRO CENTER, ONE STATION PLACE CITY: STAMFORD STATE: CT ZIP: 06902 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-10-07 2013-10-09 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001076484 MALKIN ANTHONY E ONE GRAND CENTRAL PLACE 60 EAST 42ND STREET NEW YORK NY 10165 1 1 0 0 CEO and President Class B Common Stock, par value $0.01 2013-10-07 4 A 0 47517 0.00 A 47517 D Class B Common Stock, par value $0.01 2013-10-07 4 A 0 533281 0.00 A 533281 I By family trusts or entities controlled by the reporting person Operating Partnership Units 2013-10-07 4 A 0 2328331 0.00 A 2014-10-07 Class A Common Stock 2328331 2328331 D Operating Partnership Units 2013-10-07 4 A 0 26130746 0.00 A 2014-10-07 Class A Common Stock 26130746 26130746 I By family trusts or entities controlled by the reporting person Amendment to initially reported share issuance amount of 47,520 due to an administrative error. Received by the reporting person in connection with the Empire State Realty Trust, Inc.'s (the "Issuer") formation transactions. Amendment to initially reported share issuance amount of 533,765 due to an administrative error. Refer to Exhibit 99.1 of the reporting person's Form 4 originally filed on 10/19/2013. Represents units of limited partnership interests ("Operating Partnership Units") of Empire State Realty OP, L.P, of which the Issuer is the sole general partner. Operating Partnership Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for--ne basis or the cash value of such shares, at the Issuer's option. The right to redeem Operating Partnership Units does not have an expiration date. Amendment to initially reported unit issuance amount of 2,328,459 due to an administrative error. Amendment to initially reported unit issuance amount of 26,154,482 due to an administrative error. /s/ Thomas N. Keltner, Jr., as attorney-in-fact 2013-12-09