0001209191-13-056012.txt : 20131209
0001209191-13-056012.hdr.sgml : 20131209
20131209202316
ACCESSION NUMBER: 0001209191-13-056012
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131007
FILED AS OF DATE: 20131209
DATE AS OF CHANGE: 20131209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-953-0888
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MALKIN ANTHONY E
CENTRAL INDEX KEY: 0001076484
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 131266947
MAIL ADDRESS:
STREET 1: C/O W&M PROPERTIES
STREET 2: METRO CENTER, ONE STATION PLACE
CITY: STAMFORD
STATE: CT
ZIP: 06902
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2013-10-07
2013-10-09
0
0001541401
Empire State Realty Trust, Inc.
ESRT
0001076484
MALKIN ANTHONY E
ONE GRAND CENTRAL PLACE
60 EAST 42ND STREET
NEW YORK
NY
10165
1
1
0
0
CEO and President
Class B Common Stock, par value $0.01
2013-10-07
4
A
0
47517
0.00
A
47517
D
Class B Common Stock, par value $0.01
2013-10-07
4
A
0
533281
0.00
A
533281
I
By family trusts or entities controlled by the reporting person
Operating Partnership Units
2013-10-07
4
A
0
2328331
0.00
A
2014-10-07
Class A Common Stock
2328331
2328331
D
Operating Partnership Units
2013-10-07
4
A
0
26130746
0.00
A
2014-10-07
Class A Common Stock
26130746
26130746
I
By family trusts or entities controlled by the reporting person
Amendment to initially reported share issuance amount of 47,520 due to an administrative error.
Received by the reporting person in connection with the Empire State Realty Trust, Inc.'s (the "Issuer") formation transactions.
Amendment to initially reported share issuance amount of 533,765 due to an administrative error.
Refer to Exhibit 99.1 of the reporting person's Form 4 originally filed on 10/19/2013.
Represents units of limited partnership interests ("Operating Partnership Units") of Empire State Realty OP, L.P, of which the Issuer is the sole general partner. Operating Partnership Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for--ne basis or the cash value of such shares, at the Issuer's option. The right to redeem Operating Partnership Units does not have an expiration date.
Amendment to initially reported unit issuance amount of 2,328,459 due to an administrative error.
Amendment to initially reported unit issuance amount of 26,154,482 due to an administrative error.
/s/ Thomas N. Keltner, Jr., as attorney-in-fact
2013-12-09