COMPLIANCE

0001541211-18-000001.txt : 20180220 0001541211-18-000001.hdr.sgml : 20180220 20180216193818 ACCESSION NUMBER: 0001541211-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180216 EFFECTIVENESS DATE: 20180220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 18622735 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 12-31-2017 12-31-2017 Hilton Capital Management, LLC

1010 FRANKLIN AVENUE GARDEN CITY NY 11530

13F HOLDINGS REPORT 028-14787 N ANTHONY NAPOLITANO COMPLIANCE 5516-535-3852 ANTHONY NAPOLITANO GARDEN CITY NY 02-16-2018 0 133 662123 false INFORMATION TABLE 2 13F201712.XML COLONY FINANCIAL CONV. SR NT Convertible Bonds 19624RAB2 4656 4685000 PRN SOLE 0 2435000 0 2250000 HCI GROUP CONV. SR NT Convertible Bonds 40416EAB9 9865 10053000 PRN SOLE 0 4350000 0 5703000 APPLE INC. Common Stocks 037833100 2695 15925 SH SOLE 0 4151 0 11774 ALMADEN MINERALS LTD Common Stocks 020283305 26 25000 SH SOLE 0 0 0 25000 ABBVIE INC Common Stocks 00287Y109 451 4660 SH SOLE 0 0 0 4660 ALLY FINANCIAL Common Stocks 02005N100 736 25235 SH SOLE 0 25235 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETFs 46625H365 2219 80784 PRN SOLE 0 67777 0 13007 AMERIPRISE FINL INC Common Stocks 03076C106 407 2400 SH SOLE 0 0 0 2400 AMERICAN RIVER BANKSHRS Common Stocks 029326105 458 30055 SH SOLE 0 30055 0 0 AMAZON COM INC Common Stocks 023135106 7289 6233 SH SOLE 0 3816 0 2417 A.O. SMITH CORPORATION Common Stocks 831865209 19286 314716 SH SOLE 0 212292 0 102424 GLOBAL X MSCI ARGENTINA ETF Equity ETFs 37950E259 297 8415 PRN SOLE 0 0 0 8415 AMERICAN EXPRESS CO Common Stocks 025816109 1412 14220 SH SOLE 0 0 0 14220 BBX CAPITAL CORP Common Stocks 05491N104 829 104050 SH SOLE 0 35250 0 68800 BLACKROCK INC. Common Stocks 09247X101 437 850 SH SOLE 0 850 0 0 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 25927 286233 SH SOLE 0 189462 0 96771 BLUEROCK RESIDENTIAL GROWTH Common Stocks 09627J102 545 53900 SH SOLE 0 18250 0 35650 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 942 4750 SH SOLE 0 0 0 4750 BLACKSTONE GROUP LP Common Stocks 09253U108 400 12480 SH SOLE 0 0 0 12480 CITIGROUP INC Common Stocks 172967424 467 6270 SH SOLE 0 0 0 6270 CATERPILLAR INC COM Common Stocks 149123101 236 1500 SH SOLE 0 0 0 1500 CROWN CASTLE INTL CORP. Common Stocks 22822V101 19815 178495 SH SOLE 0 112138 0 66357 CELGENE CORP Common Stocks 151020104 694 6650 SH SOLE 0 0 0 6650 COGNEX CORP Common Stocks 192422103 306 5000 SH SOLE 0 0 0 5000 CME GROUP INC Common Stocks 12572Q105 12816 87750 SH SOLE 0 58981 0 28769 CISCO SYS INC Common Stocks 17275R102 388 10141 SH SOLE 0 896 0 9245 CENTRAL VALLEY COMM BANCORP Common Stocks 155685100 289 14310 SH SOLE 0 14310 0 0 DR HORTON INC. Common Stocks 23331A109 18912 370322 SH SOLE 0 233605 0 136717 SPDR DJIA TRUST Common Stocks 78467X109 748 3025 SH SOLE 0 3025 0 0 WALT DISNEY COMPANY Common Stocks 254687106 251 2331 SH SOLE 0 2155 0 176 DYNEX CAP INC NEW Common Stocks 26817Q506 93 13250 SH SOLE 0 0 0 13250 EAGLE BANCORP INC Common Stocks 268948106 558 9640 SH SOLE 0 9640 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 17071 643951 SH SOLE 0 378053 0 265898 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 483 28000 SH SOLE 0 0 0 28000 EV ENERGY PARTNERS LP Common Stocks 26926V107 7 13500 SH SOLE 0 0 0 13500 FACEBOOK INC Common Stocks 30303M102 1477 8370 SH SOLE 0 3479 0 4891 FCB FINANCIAL HOLDINGS Common Stocks 30255G103 418 8230 SH SOLE 0 8230 0 0 FOUR CORNERS PROPERTY TRUST Common Stocks 35086T109 12680 493381 SH SOLE 0 333607 0 159774 FIDELITY INDUSTRIALS ETF Equity ETFs 316092709 330 8515 PRN SOLE 0 0 0 8515 ISHARES FLOATING RATE BOND ETF Fixed Income ETF 46429B655 10382 204285 PRN SOLE 0 88865 0 115420 FIDELITY CONS STAPLES ETF Equity ETFs 316092303 312 9100 PRN SOLE 0 0 0 9100 FIDELITY INFO TECH ETF Equity ETFs 316092808 445 8910 PRN SOLE 0 0 0 8910 ALPHABET INC -CL C Common Stocks 02079K107 5970 5705 SH SOLE 0 2060 0 3645 ALPHABET INC -CL A Common Stocks 02079K305 850 807 SH SOLE 0 0 0 807 GRANITE POINT MORTGAGE TRUST Common Stocks 38741L107 881 49673 SH SOLE 0 16700 0 32973 GRAMERCY PROPERTY TRUST Common Stocks 385002308 18006 675378 SH SOLE 0 439328 0 236050 GOLDMAN SACHS GROUP INC Common Stocks 38141G104 412 1618 SH SOLE 0 753 0 865 ISHARES INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 45907 418251 PRN SOLE 0 318446 0 99805 HOWARD BANCORP Common Stocks 442496105 4440 201815 SH SOLE 0 0 0 201815 HOME DEPOT INC Common Stocks 437076102 355 1872 SH SOLE 0 1500 0 372 HILTON WORLDWIDE HOLDINGS INC. Common Stocks 43300A203 240 3000 SH SOLE 0 3000 0 0 HARRIS CORP. Common Stocks 413875105 20550 145076 SH SOLE 0 101813 0 43263 HSBC HOLDINGS PLC SER A FC 12/21/12 Preferred Stock 404280604 1417 54884 PRN SOLE 0 16463 0 38421 HOST HOTELS & RESORTS INC. Common Stocks 44107P104 17969 905243 SH SOLE 0 606320 0 298923 PIMCO 0-5 YEAR H/Y CORP BOND Fixed Income ETF 72201R783 283 2818 PRN SOLE 0 418 0 2400 IMMERSION CORP Common Stocks 452521107 71 10000 SH SOLE 0 0 0 10000 INTEL CORP Common Stocks 458140100 319 6900 SH SOLE 0 0 0 6900 IDEAL POWER INC Common Stocks 451622104 18 12500 SH SOLE 0 0 0 12500 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 74442F107 748 50634 PRN SOLE 0 434 0 50200 ISHARES US HOME CONSTRUCTION ETF Equity ETFs 464288752 507 11595 PRN SOLE 0 0 0 11595 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 263 1955 PRN SOLE 0 1955 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 1025 6720 PRN SOLE 0 4520 0 2200 ISHARES RUSSELL MIDCAP Equity ETFs 464287499 796 3825 PRN SOLE 0 3825 0 0 ISHARES Russell Midcap Value Equity ETFs 464287473 243 2725 PRN SOLE 0 0 0 2725 ISHARES U.S. FINANCIAL SERVICES ETF Equity ETFs 464287770 499 3825 PRN SOLE 0 3825 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 15997 647905 PRN SOLE 0 448634 0 199271 JOHNSON & JOHNSON Common Stocks 478160104 18608 133184 SH SOLE 0 84941 0 48243 J P MORGAN CHASE & CO Common Stocks 46625H100 27203 254378 SH SOLE 0 160650 0 93728 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 17811 2166800 PRN SOLE 0 1403117 0 763683 KKR & Co LP Common Stocks 48248M102 344 16340 SH SOLE 0 0 0 16340 KINDER MORGAN INC Common Stocks 49456B101 195 10765 SH SOLE 0 0 0 10765 DIREXION INSIDER Equity ETFs 25459Y769 349 8400 PRN SOLE 0 8400 0 0 LUTHER BURBANK CORP Common Stocks 550550107 817 67855 SH SOLE 0 23015 0 44840 LENNOX INTERNATIONAL INC. Common Stocks 526107107 13948 66976 SH SOLE 0 45337 0 21639 DIREXION DAILY S&P BULL 1.25 Equity ETFs 25490K109 483 13420 PRN SOLE 0 0 0 13420 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 680 5591 PRN SOLE 0 649 0 4942 MARRIOTT INTERNATIONAL INC. Common Stocks 571903202 394 2900 SH SOLE 0 2900 0 0 MCDONALDS CORP Common Stocks 580135101 14379 83543 SH SOLE 0 55294 0 28249 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 616 14404 SH SOLE 0 54 0 14350 SPDR S&P MIDCAP ETF TRST Equity ETFs 78467Y107 380 1100 PRN SOLE 0 0 0 1100 MGM RESORTS INTERNATIONAL Common Stocks 552953101 1518 45455 SH SOLE 0 12695 0 32760 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 15825 223074 SH SOLE 0 144018 0 79056 MPLX LP Common Stocks 55336V100 276 7785 SH SOLE 0 0 0 7785 MAINSOURCE FINANCIAL GROUP, INC. Common Stocks 56062Y102 18715 515432 SH SOLE 0 342996 0 172436 MICROSOFT Common Stocks 594918104 1518 17747 SH SOLE 0 4134 0 13613 MIDSOUTH BANCORP INC Common Stocks 598039105 506 38185 SH SOLE 0 38185 0 0 MICRON TECHNOLOGY Common Stocks 595112103 247 6000 SH SOLE 0 0 0 6000 MICROVISION INC Common Stocks 594960304 41 25000 SH SOLE 0 0 0 25000 NUVEEN CAL ABC DIV ADV MUNI INC FUND Fixed Income Closed-End Fund 67066Y105 215 15000 PRN SOLE 0 0 0 15000 NORTHSTAR REALTY EUROPE CORP. Common Stocks 66706L101 18118 1349061 SH SOLE 0 887455 0 461606 NATIONAL STORAGE AFFILIATES Common Stocks 637870106 412 15125 SH SOLE 0 0 0 15125 BANK OF NT BUTTERFIELD & SON Common Stocks G0772R208 26027 717192 SH SOLE 0 471109 0 246083 NVIDIA CORP Common Stocks 67066G104 589 3045 SH SOLE 0 0 0 3045 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND Fixed Income Closed-End Fund 67071L106 309 20000 PRN SOLE 0 0 0 20000 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 13128 2684581 SH SOLE 0 2041201 0 643380 FIDELITY NASDAQCOMP INDEX ETF Equity ETFs 315912808 434 1600 PRN SOLE 0 0 0 1600 OPUS BANK Common Stocks 684000102 527 19295 SH SOLE 0 19295 0 0 BANK OF THE OZARKS Common Stocks 063904106 519 10703 SH SOLE 0 10703 0 0 PLAINS ALL AMERN PIPELINE L UNIT L P INT Common Stocks 726503105 1105 53527 SH SOLE 0 19900 0 33627 PIMCO DYNAMIC CREDIT INCOME Fixed Income Closed-End Fund 72202D106 19265 858492 PRN SOLE 0 542118 0 316374 PROCTER & GAMBLE COMPANY Common Stocks 742718109 228 2485 SH SOLE 0 0 0 2485 POWERSHARES QQQ TRUST UNIT SER 1 Equity ETFs 73935A104 3692 23700 PRN SOLE 0 17000 0 6700 RITE AID CORP Common Stocks 767754104 99 50000 SH SOLE 0 0 0 50000 REPUBLIC SERVICES, INC. Common Stocks 760759100 20857 308483 SH SOLE 0 212667 0 95816 REDWOOD TRUST INC Common Stocks 758075402 9029 609237 SH SOLE 0 396470 0 212767 SUSSEX BANCORP Common Stocks 869245100 226 8410 SH SOLE 0 8410 0 0 STARBUCKS CORP Common Stocks 855244109 16143 281082 SH SOLE 0 196567 0 84515 SERVISFIRST BANCSHARES INC Common Stocks 81768T108 483 11650 SH SOLE 0 11650 0 0 ISHARES SHORT TREASURY BOND Fixed Income ETF 464288679 1709 15500 PRN SOLE 0 0 0 15500 SVB FINANCIAL GROUP Common Stocks 78486Q101 1112 4758 SH SOLE 0 4758 0 0 STERLING BANCORP Common Stocks 85917A100 15537 631592 SH SOLE 0 454907 0 176685 TALLGRASS ENERGY PARTNERS LP Common Stocks 874697105 478 10415 SH SOLE 0 0 0 10415 TERADYNE INC Common Stocks 880770102 360 8600 SH SOLE 0 0 0 8600 TIPTREE INC. Common Stocks 88822Q103 188 31650 SH SOLE 0 0 0 31650 TARGA RESOURCES Common Stocks 87612G101 1058 21853 SH SOLE 0 3162 0 18691 UNITED CONTINENTAL HOLDINGS INC. Common Stocks 910047109 293 4350 SH SOLE 0 4350 0 0 PROSHARES ULTRA VIX 2X Equity ETFs 74347W163 126 12300 PRN SOLE 0 0 0 12300 VISA INC Common Stocks 92826C839 887 7782 SH SOLE 0 2600 0 5182 VANGUARD INT-TERM CORP BOND ETF Fixed Income ETF 92206C870 10655 121927 PRN SOLE 0 76807 0 45120 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 17480 220425 PRN SOLE 0 134139 0 86286 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 413 2680 PRN SOLE 0 0 0 2680 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 22109 1888076 PRN SOLE 0 1221930 0 666146 VANGUARD FTSE EMERGING MARKET ETF Equity ETFs 922042858 429 9350 PRN SOLE 0 0 0 9350 WEIBO CORP ADR Common Stocks 948596101 1402 13550 SH SOLE 0 2785 0 10765 WESTERN GAS PARTNERS LP UNIT LP IN Common Stocks 958254104 1625 33790 SH SOLE 0 0 0 33790 WILLIAMS PARTNERS LP Common Stocks 96949L105 533 13740 SH SOLE 0 0 0 13740 MATERIALS SECTOR SPDR Equity ETFs 81369Y100 559 9240 PRN SOLE 0 5950 0 3290 INDUSTRIAL SELECT SECT SPDR Equity ETFs 81369Y704 1127 14900 PRN SOLE 0 12250 0 2650 STAPLES SECTOR SPDR Equity ETFs 81369Y308 667 11720 PRN SOLE 0 5900 0 5820 HEALTH CARE SECTOR SPDR Equity ETFs 81369Y209 575 6950 PRN SOLE 0 4165 0 2785 EXXON MOBIL CORP Common Stocks 30231G102 787 9413 SH SOLE 0 2104 0 7309 22ND CENTURY GROUP, INC. Common Stocks 90137F103 210 75000 SH SOLE 0 0 0 75000