CHIEF COMPLIANCE OFFICER

0001541211-17-000003.txt : 20170808 0001541211-17-000003.hdr.sgml : 20170808 20170808110312 ACCESSION NUMBER: 0001541211-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 EFFECTIVENESS DATE: 20170808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 171013697 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 06-30-2017 06-30-2017 Hilton Capital Management, LLC

1010 FRANKLIN AVENUE GARDEN CITY NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS CHIEF COMPLIANCE OFFICER 516-535-3828 BARBARA MARTENS GARDEN CITY NY 07-11-2017 0 116 536968 false INFORMATION TABLE 2 13F2017Q2.XML COLONY FINANCIAL CONV. SR NT Convertible Bonds 19624RAB2 3517 3465000 PRN SOLE 0 1065000 0 2400000 HCI GROUP CONV. SR NT Convertible Bonds 40416EAB9 13065 12880000 PRN SOLE 0 3490000 0 9390000 APPLE INC. Common Stocks 037833100 1998 13876 SH SOLE 0 204 0 13672 ABBVIE INC Common Stocks 00287Y109 338 4660 SH SOLE 0 0 0 4660 ALLY FINANCIAL Common Stocks 02005N100 279 13350 SH SOLE 0 13350 0 0 ADVANCED MICRO DEVICES Common Stocks 007903107 387 31000 SH SOLE 0 0 0 31000 JPMORGAN CHASE & CO ALERIAN ML ETN Common Stocks 46625H365 2186 73617 SH SOLE 0 60260 0 13357 AMERIPRISE FINL INC Common Stocks 03076C106 305 2400 SH SOLE 0 0 0 2400 AMERICAN RIVER BANKSHRS Common Stocks 029326105 237 16305 SH SOLE 0 16305 0 0 AMAZON COM INC Common Stocks 023135106 7669 7923 SH SOLE 0 16 0 7907 A.O. SMITH CORPORATION Common Stocks 831865209 15347 272440 SH SOLE 0 169328 0 103112 AMERICAN EXPRESS CO Common Stocks 025816109 1198 14220 SH SOLE 0 0 0 14220 BANC OF CALIFORNIA Common Stocks 05990K106 517 24041 SH SOLE 0 24041 0 0 BLACKROCK INC. Common Stocks 09247X101 359 850 SH SOLE 0 0 0 850 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 19057 252208 SH SOLE 0 151811 0 100397 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 432 2550 SH SOLE 0 0 0 2550 CITIGROUP INC Common Stocks 172967424 234 3500 SH SOLE 0 0 0 3500 CELGENE CORP Common Stocks 151020104 850 6545 SH SOLE 0 0 0 6545 CME GROUP INC Common Stocks 12572Q105 9557 76306 SH SOLE 0 48237 0 28069 COSTCO WHOLESALE CORP Common Stocks 22160K105 320 2000 SH SOLE 0 0 0 2000 CISCO SYS INC Common Stocks 17275R102 295 9420 SH SOLE 0 369 0 9051 SPDR DJIA TRUST Common Stocks 78467X109 645 3025 SH SOLE 0 0 0 3025 WALT DISNEY COMPANY Common Stocks 254687106 236 2222 SH SOLE 0 106 0 2116 DYNEX CAP INC NEW Common Stocks 26817Q506 275 38783 SH SOLE 0 10223 0 28560 EDAP TMS SA-ADR Common Stocks 268311107 274 83000 SH SOLE 0 0 0 83000 EMAGIN CORPORATION Common Stocks 29076N206 25 10000 SH SOLE 0 0 0 10000 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 22042 813961 SH SOLE 0 409322 0 404639 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 503 28000 SH SOLE 0 0 0 28000 EV ENERGY PARTNERS LP Common Stocks 26926V107 9 13500 SH SOLE 0 0 0 13500 FACEBOOK INC Common Stocks 30303M102 1677 11106 SH SOLE 0 74 0 11032 FCB FINANCIAL HOLDINGS Common Stocks 30255G103 393 8230 SH SOLE 0 8230 0 0 FOUR CORNERS PROPERTY TRUST Common Stocks 35086T109 10751 428153 SH SOLE 0 264100 0 164053 ISHARES FLOATING RATE BOND ETF Fixed Income ETF 46429B655 460 9025 PRN SOLE 0 0 0 9025 GENERAL ELEC CO Common Stocks 369604103 554 20507 SH SOLE 0 216 0 20291 ALPHABET INC -CL C Common Stocks 02079K107 4128 4543 SH SOLE 0 15 0 4528 ALPHABET INC -CL A Common Stocks 02079K305 615 662 SH SOLE 0 0 0 662 GRAMERCY PROPERTY TRUST Common Stocks 385002308 16733 563214 SH SOLE 0 333448 0 229766 GOLDMAN SACHS GROUP INC Common Stocks 38141G104 14108 63577 SH SOLE 0 37995 0 25582 ISHARES INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 50833 459275 PRN SOLE 0 351163 0 108112 HOWARD BANCORP Common Stocks 442496105 3386 175915 SH SOLE 0 0 0 175915 HOME DEPOT INC Common Stocks 437076102 287 1872 SH SOLE 0 0 0 1872 HARRIS CORP. Common Stocks 413875105 13790 126422 SH SOLE 0 81957 0 44465 HSBC HOLDINGS PLC SER A FC 12/21/12 Preferred Stock 404280604 2477 93850 PRN SOLE 0 48366 0 45484 HERITAGE COMMERCE CORP Common Stocks 426927109 254 18465 SH SOLE 0 18465 0 0 PIMCO 0-5 YEAR H/Y CORP BOND Fixed Income ETF 72201R783 268 2641 PRN SOLE 0 576 0 2065 INTEL CORP Common Stocks 458140100 233 6900 SH SOLE 0 0 0 6900 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 74442F107 831 54402 PRN SOLE 0 1057 0 53345 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 233 1955 PRN SOLE 0 1955 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 767 5440 PRN SOLE 0 80 0 5360 ISHARES RUSSELL MIDCAP Equity ETFs 464287499 735 3825 PRN SOLE 0 0 0 3825 ISHARES Russell Midcap Value Equity ETFs 464287473 229 2725 PRN SOLE 0 0 0 2725 ISHARES U.S. FINANCIAL SERVICES ETF Equity ETFs 464287770 434 3825 PRN SOLE 0 0 0 3825 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 14757 576227 PRN SOLE 0 365363 0 210864 JOHNSON & JOHNSON Common Stocks 478160104 1102 8331 SH SOLE 0 196 0 8135 J P MORGAN CHASE & CO Common Stocks 46625H100 19060 208535 SH SOLE 0 127037 0 81498 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 16596 1927567 PRN SOLE 0 1069507 0 858060 KEYCORP Common Stocks 493267108 14792 789342 SH SOLE 0 507738 0 281604 KINDER MORGAN INC Common Stocks 49456B101 206 10765 SH SOLE 0 0 0 10765 DIREXION INSIDER Equity ETFs 25459Y769 334 8400 PRN SOLE 0 0 0 8400 LENNOX INTERNATIONAL INC. Common Stocks 526107107 10777 58683 SH SOLE 0 36280 0 22403 MANHATTAN BRIDGE CAPITAL INC Common Stocks 562803106 271 45605 SH SOLE 0 24725 0 20880 LOWES COS INC Common Stocks 548661107 1185 15283 SH SOLE 0 5360 0 9923 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 1937 16077 PRN SOLE 0 2931 0 13146 LONG ISLAND ICED TEA CORP Common Stocks 54267E104 81 15000 SH SOLE 0 0 0 15000 LEGACYTEXAS FINANCIAL GROUP Common Stocks 52471Y106 251 6595 SH SOLE 0 6595 0 0 MARRIOTT INTERNATIONAL INC. Common Stocks 571903202 291 2900 SH SOLE 0 0 0 2900 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 708 16399 SH SOLE 0 54 0 16345 SPDR S&P MIDCAP ETF TRST Equity ETFs 78467Y107 349 1100 PRN SOLE 0 0 0 1100 MITEK SYS INC C Common Stocks 606710200 168 20000 SH SOLE 0 0 0 20000 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 16125 226256 SH SOLE 0 125962 0 100294 MPLX LP Common Stocks 55336V100 260 7785 SH SOLE 0 0 0 7785 MERCK & COMPANY Common Stocks 58933Y105 214 3340 SH SOLE 0 2270 0 1070 MAINSOURCE FINANCIAL GROUP, INC. Common Stocks 56062Y102 14945 445993 SH SOLE 0 282533 0 163460 MICROSOFT Common Stocks 594918104 275 3995 SH SOLE 0 232 0 3763 MIDSOUTH BANCORP INC Common Stocks 598039105 288 24525 SH SOLE 0 24525 0 0 AMERICAN CAP MORTGAGE INVESTMENT CORP. Common Stocks 55378A105 202 10720 SH SOLE 0 670 0 10050 MICRON TECHNOLOGY Common Stocks 595112103 254 8500 SH SOLE 0 0 0 8500 NUVEEN CAL ABC DIV ADV MUNI INC FUND Fixed Income Closed-End Fund 67066Y105 226 15000 PRN SOLE 0 0 0 15000 NEW GOLD INC CDA Common Stocks 644535106 95 30000 SH SOLE 0 0 0 30000 NORTHSTAR REALTY EUROPE CORP. Common Stocks 66706L101 15029 1185257 SH SOLE 0 704627 0 480630 NATIONAL STORAGE AFFILIATES Common Stocks 637870106 350 15125 SH SOLE 0 0 0 15125 NEVSUN RES LTDB C Common Stocks 64156L101 60 25000 SH SOLE 0 0 0 25000 BANK OF NT BUTTERFIELD & SON Common Stocks G0772R208 25376 744162 SH SOLE 0 448031 0 296131 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND Fixed Income Closed-End Fund 67071L106 303 20000 PRN SOLE 0 0 0 20000 OPUS BANK Common Stocks 684000102 250 10350 SH SOLE 0 10350 0 0 PLAINS ALL AMERN PIPELINE L UNIT L P INT Common Stocks 726503105 1793 68237 SH SOLE 0 19900 0 48337 PIMCO DYNAMIC CREDIT INCOME Fixed Income Closed-End Fund 72202D106 14430 646491 PRN SOLE 0 399823 0 246668 PROCTER & GAMBLE COMPANY Common Stocks 742718109 217 2485 SH SOLE 0 0 0 2485 POWERSHARES QQQ TRUST UNIT SER 1 Equity ETFs 73935A104 3179 23100 PRN SOLE 0 0 0 23100 RITE AID CORP Common Stocks 767754104 251 85000 SH SOLE 0 0 0 85000 ALTISOURCE RESIDENTIAL CORP Common Stocks 02153W100 9976 770958 SH SOLE 0 472492 0 298466 REPUBLIC SERVICES, INC. Common Stocks 760759100 17342 272118 SH SOLE 0 176518 0 95600 REDWOOD TRUST INC Common Stocks 758075402 17501 1027078 SH SOLE 0 650580 0 376498 SUSSEX BANCORP Common Stocks 869245100 205 8410 SH SOLE 0 8410 0 0 STARBUCKS CORP Common Stocks 855244109 15190 260504 SH SOLE 0 154995 0 105509 SERVISFIRST BANCSHARES INC Common Stocks 81768T108 430 11650 SH SOLE 0 11650 0 0 ISHARES SHORT TREASURY BOND Fixed Income ETF 464288679 1710 15500 PRN SOLE 0 0 0 15500 SVB FINANCIAL GROUP Common Stocks 78486Q101 836 4758 SH SOLE 0 4758 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT Common Stocks 798241105 10614 1558551 SH SOLE 0 989851 0 568700 SOUTHWEST GAS CORP Common Stocks 844895102 258 3527 SH SOLE 0 1307 0 2220 TEXAS CAPITAL BANCSHARES INC Common Stocks 88224Q107 201 2600 SH SOLE 0 2600 0 0 TALLGRASS ENERGY PARTNERS LP Common Stocks 874697105 892 17815 SH SOLE 0 0 0 17815 TERADYNE INC Common Stocks 880770102 348 11600 SH SOLE 0 0 0 11600 TARGA RESOURCES Common Stocks 87612G101 988 21853 SH SOLE 0 3162 0 18691 UNITED CONTINENTAL HOLDINGS INC. Common Stocks 910047109 327 4350 SH SOLE 0 0 0 4350 VANGUARD INT-TERM CORP BOND ETF Fixed Income ETF 92206C870 11531 131736 PRN SOLE 0 75384 0 56352 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 19181 239643 PRN SOLE 0 137588 0 102055 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 19359 1611946 PRN SOLE 0 933224 0 678722 WEIBO CORP ADR Common Stocks 948596101 263 3950 SH SOLE 0 0 0 3950 WESTERN GAS PARTNERS LP UNIT LP IN Common Stocks 958254104 2293 40990 SH SOLE 0 0 0 40990 WILLIAMS PARTNERS LP Common Stocks 96949L105 765 19070 SH SOLE 0 0 0 19070 MATERIALS SECTOR SPDR Equity ETFs 81369Y100 497 9240 PRN SOLE 0 5950 0 3290 INDUSTRIAL SELECT SECT SPDR Equity ETFs 81369Y704 1015 14900 PRN SOLE 0 4750 0 10150 STAPLES SECTOR SPDR Equity ETFs 81369Y308 644 11720 PRN SOLE 0 5900 0 5820 HEALTH CARE SECTOR SPDR Equity ETFs 81369Y209 569 7185 PRN SOLE 0 4400 0 2785 EXXON MOBIL CORP Common Stocks 30231G102 714 8844 SH SOLE 0 1978 0 6866