0001541211-16-000006.txt : 20160107 0001541211-16-000006.hdr.sgml : 20160107 20160107123044 ACCESSION NUMBER: 0001541211-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160107 DATE AS OF CHANGE: 20160107 EFFECTIVENESS DATE: 20160107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 161329608 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001541211 XXXXXXXX 12-31-2015 12-31-2015 Hilton Capital Management, LLC

1010 FRANKLIN AVENUE GARDEN CITY NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 516-535-3828 BARBARA MARTENS GARDEN CITY NY 01-07-2016 0 95 310448 false INFORMATION TABLE 2 13F201512.XML COLONY FINANCIAL CONV. SR NT Convertible Bonds 19624RAB2 3001 3225000 PRN SOLE 0 750000 0 2475000 HCI GROUP CONV. SR NT Convertible Bonds 40416EAB9 10003 11440000 PRN SOLE 0 2145000 0 9295000 MACQUARIE INFRASTRUCTURE Convertible Bonds 55608BAA3 112 100000 PRN SOLE 0 0 0 100000 Royal Gold Inc Conv Sr Note 2.875% 06/15/19 Convertible Bonds 780287AA6 10 11000 PRN SOLE 0 11000 0 0 APPLE COMPUTER INC Common Stocks 037833100 848 8052 SH SOLE 0 482 0 7570 FIRST MAJESTIC SILVER CORP Common Stocks 32076V103 67 20485 SH SOLE 0 20485 0 0 AMERICAN MIDSTREAM PARTNERS LLP Common Stocks 02752P100 154 19000 SH SOLE 0 0 0 19000 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETN 46625H365 1075 37095 PRN SOLE 0 15555 0 21540 AMERIPRISE FINL INC Common Stocks 03076C106 255 2400 SH SOLE 0 0 0 2400 AMERICAN RIVER BANKSHRS Common Stocks 029326105 124 11675 SH SOLE 0 11675 0 0 AMAZON COM INC Common Stocks 023135106 4726 6993 SH SOLE 0 0 0 6993 ALPINE TOTAL DYNAMIC DIVIDEND FUND Equity Closed-End Fund 021060207 9456 1231292 PRN SOLE 0 582970 0 648323 AMERICAN EXPRESS CO Common Stocks 025816109 855 12300 SH SOLE 0 0 0 12300 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 5367 173969 SH SOLE 0 78335 0 95634 BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN Common Stocks 106776107 17 25500 SH SOLE 0 0 0 25500 POWERSHARES SENIOR LOAN Fixed Income ETF 73936Q769 784 35000 PRN SOLE 0 0 0 35000 BLUEROCK RESIDENTIAL GROWTH Common Stocks 09627J102 7370 621915 SH SOLE 0 291460 0 330455 CELGENE CORP Common Stocks 151020104 827 6905 SH SOLE 0 0 0 6905 COMCAST CORP NEW CL A Common Stocks 20030N101 213 3772 SH SOLE 0 3712 0 60 CME GROUP INC Common Stocks 12572Q105 4696 51827 SH SOLE 0 24252 0 27575 COSTCO WHOLESALE CORP Common Stocks 22160K105 323 2000 SH SOLE 0 0 0 2000 WALT DISNEY COMPANY Common Stocks 254687106 1111 10575 SH SOLE 0 80 0 10495 DOLLAR TREE INC Common Stocks 256746108 772 10000 SH SOLE 0 0 0 10000 PROSHARES SHORT DOW 30 Equity ETFs 74347R701 203 9000 PRN SOLE 0 0 0 9000 EDAP TMS SA-ADR Common Stocks 268311107 227 55000 SH SOLE 0 0 0 55000 ENTERPRISE FINANCIAL SERVICES CORP Common Stocks 293712105 200 7065 SH SOLE 0 7065 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 15525 606937 SH SOLE 0 183135 0 423802 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 495 36000 SH SOLE 0 8000 0 28000 ENERGY TRANSFER PARTNERS L.P. Common Stocks 29273R109 240 7122 SH SOLE 0 0 0 7122 EV ENERGY PARTNERS LP Common Stocks 26926V107 38 13500 SH SOLE 0 0 0 13500 FACEBOOK INC Common Stocks 30303M102 513 4900 SH SOLE 0 0 0 4900 FCB FINANCIAL HOLDINGS Common Stocks 30255G103 318 8890 SH SOLE 0 8890 0 0 1ST CENTY BANCSHARES INC COM Common Stocks 31943X102 203 29479 SH SOLE 0 29479 0 0 FIRST OF LONG ISLAND CORP Common Stocks 320734106 4151 138370 SH SOLE 0 51034 0 87336 WINTHROP REALTY TRUST Common Stocks 976391300 17284 1332645 SH SOLE 0 584574 0 748071 GILEAD Sciences Common Stocks 375558103 327 3234 SH SOLE 0 3234 0 0 GREEN BANCORP INC Common Stocks 39260X100 122 11655 SH SOLE 0 11655 0 0 ALPHABET INC -CL C Common Stocks 02079K107 3218 4240 SH SOLE 0 6 0 4234 ALPHABET INC -CL A Common Stocks 02079K305 519 667 SH SOLE 0 4 0 663 GRAMERCY PROPERTY TRUST Common Stocks 385002100 12188 1578693 SH SOLE 0 676645 0 902048 iShares INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 6429 58655 PRN SOLE 0 26789 0 31866 HOWARD BANCORP Common Stocks 442496105 2661 201000 SH SOLE 0 0 0 201000 HERITAGE FINANCIAL CORP Common Stocks 42722X106 4611 244734 SH SOLE 0 117309 0 127425 HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 Preferred Stock 404280604 2587 101159 PRN SOLE 0 48245 0 52914 HERITAGE COMMERCE CORP Common Stocks 426927109 749 62664 SH SOLE 0 55459 0 7205 ISHARES 7-10 YR TRESURY BD ETF Fixed Income ETF 464287440 9656 91447 PRN SOLE 0 43429 0 48018 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 74442F107 730 50000 PRN SOLE 0 0 0 50000 Ishares Russell 1000 Growth ETF Equity ETFs 464287614 233 2345 PRN SOLE 0 2345 0 0 JACK HENRY & ASSOCIATES INC. Common Stocks 426281101 6965 89229 SH SOLE 0 43007 0 46222 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 8801 387522 PRN SOLE 0 187755 0 199767 JOHNSON & JOHNSON Common Stocks 478160104 995 9683 SH SOLE 0 498 0 9185 KINGSTONE INC Common Stocks 496719105 406 45100 SH SOLE 0 0 0 45100 KINDER MORGAN INC Common Stocks 49456B101 161 10765 SH SOLE 0 0 0 10765 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 17493 153437 PRN SOLE 0 89503 0 63934 MEDLEY CAP CORP Common Stocks 58503F106 5225 694816 SH SOLE 0 336235 0 358581 MCDONALDS CORP Common Stocks 580135101 12606 106706 SH SOLE 0 46320 0 60386 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 727 16219 SH SOLE 0 0 0 16219 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 14427 212408 SH SOLE 0 67765 0 144643 MPLX LP Common Stocks 55336V100 279 7085 SH SOLE 0 0 0 7085 MERCK & COMPANY Common Stocks 58933Y105 243 4607 SH SOLE 0 2750 0 1857 MICROSOFT Common Stocks 594918104 5164 93076 SH SOLE 0 41102 0 51974 NUVEEN AMT-FREE MUNI INCOME FUND Fixed Income Closed-End Fund 670657105 416 30000 PRN SOLE 0 0 0 30000 TARGA RESOURCES PARTNERS LP COM UNIT Common Stocks 87611X105 924 55900 SH SOLE 0 0 0 55900 NUVEEN MUNICIPAL ADVANTAGE FUND Fixed Income Closed-End Fund 67062H106 409 29500 PRN SOLE 0 0 0 29500 Nuveen Dividend Advantage Municipal Income Fund Fixed Income Closed-End Fund 67071L106 710 49000 PRN SOLE 0 0 0 49000 NOVARTIS AG SPONSORED ADR Common Stocks 66987V109 937 10885 SH SOLE 0 0 0 10885 OXBRIDGE RE HOLDINGS LTD Common Stocks G6856M106 113 19750 SH SOLE 0 0 0 19750 PLAINS ALL AMERN PIPELINE L UNIT L P INT Common Stocks 726503105 2194 94983 SH SOLE 0 5300 0 89683 PIMCO DYNAMIC INC FUND Fixed Income Closed-End Fund 72201Y101 13530 494522 PRN SOLE 0 230792 0 263730 PFIZER INC Common Stocks 717081103 7547 233812 SH SOLE 0 131380 0 102432 ISHARES S&P PREFERRED STOCK INDEX FUND Preferred Stock 464288687 2922 75210 PRN SOLE 0 280 0 74930 PROCTER & GAMBLE COMPANY Common Stocks 742718109 267 3368 SH SOLE 0 0 0 3368 PINNACLE FINANCIAL PARTNERS Common Stocks 72346Q104 272 5300 SH SOLE 0 5300 0 0 RITE AID CORP Common Stocks 767754104 666 85000 SH SOLE 0 0 0 85000 REPUBLIC SERVICES, INC. Common Stocks 760759100 9908 225228 SH SOLE 0 109655 0 115573 SERVISFIRST BANCSHARES INC Common Stocks 81768T108 330 6935 SH SOLE 0 6935 0 0 PROSHARES TR PSHS SHRT S&P5 Equity ETFs 74347R503 3678 176253 PRN SOLE 0 78893 0 97360 ISHARES SHORT TREASURY BOND Fixed Income ETF 464288679 5070 46000 PRN SOLE 0 0 0 46000 SVB FINANCIAL GROUP Common Stocks 78486Q101 296 2490 SH SOLE 0 2490 0 0 STERLING BANCORP Common Stocks 85917A100 5047 311171 SH SOLE 0 143333 0 167838 STONEMOR PARTNERS LP Common Stocks 86183Q100 6512 243638 SH SOLE 0 113174 0 130464 CONSTELLATION BRANDS INC-A Common Stocks 21036P108 10627 74610 SH SOLE 0 36766 0 37844 A T & T INC (NEW) Common Stocks 00206R102 235 6843 SH SOLE 0 0 0 6843 TALLGRASS ENERGY PARTNERS LP Common Stocks 874697105 1142 27715 SH SOLE 0 0 0 27715 TOOTSIE ROLL INDUSTRIES, INC. Common Stocks 890516107 6770 214321 SH SOLE 0 105201 0 109120 VECTOR GROUP LTD. Common Stocks 92240M108 11951 506597 SH SOLE 0 240895 0 265702 VANGUARD DIVIDEND APPREC Equity ETFs 921908844 219 2815 PRN SOLE 0 2815 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 452 9771 SH SOLE 0 750 0 9021 WESTERN GAS PARTNERS LP UNIT LP IN Common Stocks 958254104 3468 72965 SH SOLE 0 0 0 72965 WESTWOOD HOLDINGS GROUP, INC. Common Stocks 961765104 238 4575 SH SOLE 0 0 0 4575 WHEELER REAL ESTATE SER B. 9.00% CONV. PREF Preferred Stock 963025309 2352 104405 PRN SOLE 0 41130 0 63275 WAL MART STORES INC Common Stocks 931142103 712 11613 SH SOLE 0 270 0 11343 WILLIAMS PARTNERS LP Common Stocks 96949L105 601 21576 SH SOLE 0 0 0 21576 EXXON MOBIL CORP Common Stocks 30231G102 528 6775 SH SOLE 0 0 0 6775 ZELTIQ AESTHETICS INC Common Stocks 98933Q108 320 11200 SH SOLE 0 0 0 11200