CHIEF COMPLIANCE OFFICER

0001541211-15-000004.txt : 20150814 0001541211-15-000004.hdr.sgml : 20150814 20150814092156 ACCESSION NUMBER: 0001541211-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 151052844 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001541211 XXXXXXXX 06-30-2015 06-30-2015 Hilton Capital Management, LLC

1010 FRANKLIN AVENUE GARDEN CITY NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS CHIEF COMPLIANCE OFFICER 516-535-3828 BARBARA MARTENS GARDEN CITY NY 08-14-2015 0 109 354002 false INFORMATION TABLE 2 13F201506.XML MACQUARIE INFRASTRUCTURE Convertible Bonds 55608BAA3 118 100000 PRN SOLE 0 0 0 100000 NEXTERA ENEGY INC Convertible Preferred Stocks 65339F887 1131 18250 PRN SOLE 0 0 0 18250 APPLE COMPUTER INC Common Stocks 037833100 1820 14514 SH SOLE 0 7045 0 7469 AMERICAN MIDSTREAM PARTNERS LLP Common Stocks 02752P100 285 17750 SH SOLE 0 0 0 17750 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETN 46625H365 2420 61107 PRN SOLE 0 18882 0 42225 AMERIPRISE FINL INC Common Stocks 03076C106 300 2400 SH SOLE 0 0 0 2400 AMERICAN RIVER BANKSHRS Common Stocks 029326105 264 28342 SH SOLE 0 28342 0 0 AMAZON COM INC Common Stocks 023135106 3103 7148 SH SOLE 0 0 0 7148 ALPINE TOTAL DYNAMIC DIVIDEND FUND Equity Closed-End Fund 021060207 16117 1865376 PRN SOLE 0 705924 0 1159453 AMERICAN EXPRESS CO Common Stocks 025816109 972 12500 SH SOLE 0 0 0 12500 BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN Common Stocks 106776107 121 25500 SH SOLE 0 0 0 25500 B & G FOODS INC NEW CL A Common Stocks 05508R106 231 8100 SH SOLE 0 310 0 7790 POWERSHARES SENIOR LOAN Fixed Income ETF 73936Q769 833 35000 PRN SOLE 0 0 0 35000 BRYN MAWR BANK CORP Common Stocks 117665109 5634 186810 SH SOLE 0 74120 0 112690 BLUEROCK RESIDENTIAL GROWTH Common Stocks 09627J102 4377 345709 SH SOLE 0 137774 0 207935 CBS CORP NEW CL B Common Stocks 124857202 734 13221 SH SOLE 0 12000 0 1221 CELGENE CORP Common Stocks 151020104 799 6905 SH SOLE 0 0 0 6905 COBIZ FINANCIAL INC Common Stocks 190897108 161 12295 SH SOLE 0 12295 0 0 COSI INC COM NEW Common Stocks 22122P200 259 128664 SH SOLE 0 128664 0 0 COSTCO WHOLESALE CORP Common Stocks 22160K105 270 2000 SH SOLE 0 0 0 2000 CVS CORP Common Stocks 126650100 7543 71922 SH SOLE 0 35657 0 36265 DISNEY WALT PRODTNS Common Stocks 254687106 1136 9955 SH SOLE 0 0 0 9955 DOLLAR TREE INC Common Stocks 256746108 790 10000 SH SOLE 0 0 0 10000 PROSHARES SHORT DOW 30 Equity ETFs 74347R701 207 9000 PRN SOLE 0 0 0 9000 WISDOMTREE GERMANY HEDGED EQUITY Equity ETFs 97717W448 8299 291712 PRN SOLE 0 89476 0 202236 ENLINK MIDSTREAM PARTNERS LP Common Stocks 29336U107 209 9500 SH SOLE 0 0 0 9500 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 20879 698521 SH SOLE 0 187917 0 510604 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 898 14000 SH SOLE 0 0 0 14000 ENERGY TRANSFER PARTNERS L.P. Common Stocks 29273R109 385 7384 SH SOLE 0 0 0 7384 EV ENERGY PARTNERS LP Common Stocks 26926V107 154 13500 SH SOLE 0 0 0 13500 FACEBOOK INC Common Stocks 30303M102 386 4500 SH SOLE 0 0 0 4500 FCB FINANCIAL HOLDINGS Common Stocks 30255G103 204 6415 SH SOLE 0 6415 0 0 1ST CENTY BANCSHARES INC COM Common Stocks 31943X102 174 24920 SH SOLE 0 24920 0 0 FEDERATED INVESTORS INC-CL B Common Stocks 314211103 8679 259138 SH SOLE 0 106741 0 152397 WINTHROP REALTY TRUST Common Stocks 976391300 17662 1165824 SH SOLE 0 433365 0 732459 GENESIS ENERGY LP Common Stocks 371927104 265 6030 SH SOLE 0 0 0 6030 GREEN BANCORP INC Common Stocks 39260X100 172 11190 SH SOLE 0 11190 0 0 GOOGLE INC CL C Common Stocks 38259P706 2139 4110 SH SOLE 0 0 0 4110 GOOGLE INC Common Stocks 38259P508 1330 2463 SH SOLE 0 1800 0 663 GRAMERCY PROPERTY TRUST INC Common Stocks 38489R605 10633 455005 SH SOLE 0 167002 0 288003 HOWARD BANCORP Common Stocks 442496105 1963 140300 SH SOLE 0 0 0 140300 ISHARES HEDGED MSCI GERMANY Equity ETFs 46434V704 706 27051 PRN SOLE 0 19180 0 7871 HERITAGE FINANCIAL CORP Common Stocks 42722X106 6262 350416 SH SOLE 0 138334 0 212082 STARWOOD HOTELS & RESORTS INC. Common Stocks 85590A401 338 4173 SH SOLE 0 4000 0 173 HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 Preferred Stock 404280604 2330 92344 PRN SOLE 0 37949 0 54395 HERITAGE COMMERCE CORP Common Stocks 426927109 143 14855 SH SOLE 0 14855 0 0 I B M Common Stocks 459200101 209 1285 SH SOLE 0 0 0 1285 INTELLICHECK MOBILISA INC COM SHS Common Stocks 45817G201 28 20000 SH SOLE 0 20000 0 0 INDEPENDENCE REALTY TRUST Common Stocks 45378A106 888 117950 SH SOLE 0 62590 0 55360 Ishares Russell 1000 Growth ETF Equity ETFs 464287614 204 2060 PRN SOLE 0 2060 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 9017 397390 PRN SOLE 0 146113 0 251277 JOHNSON & JOHNSON Common Stocks 478160104 905 9283 SH SOLE 0 0 0 9283 KINDER MORGAN INC Common Stocks 49456B101 1159 30197 SH SOLE 0 0 0 30197 KROGER CO Common Stocks 501044101 422 5824 SH SOLE 0 4000 0 1824 LIONS GATE ENTMT CP NEWF Common Stocks 535919203 592 15966 SH SOLE 0 15700 0 266 LIMONEIRA CO Common Stocks 532746104 494 21530 SH SOLE 0 21530 0 0 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 15472 133700 PRN SOLE 0 60786 0 72914 LEGACYTEXAS FINANCIAL GROUP Common Stocks 52471Y106 204 6770 SH SOLE 0 6770 0 0 MEDLEY CAP CORP Common Stocks 58503F106 7922 889102 SH SOLE 0 345878 0 543224 MCDONALDS CORP Common Stocks 580135101 10844 114066 SH SOLE 0 48877 0 65189 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 715 17374 SH SOLE 0 0 0 17374 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 16699 227574 SH SOLE 0 70321 0 157253 MONSANTO CO NEW Common Stocks 61166W101 777 7294 SH SOLE 0 7000 0 294 MERCK & COMPANY Common Stocks 58933Y105 267 4697 SH SOLE 0 2100 0 2597 MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN Common Stocks 570759100 366 6500 SH SOLE 0 0 0 6500 TARGA RESOURCES PARTNERS LP COM UNIT Common Stocks 87611X105 6148 159286 SH SOLE 0 9050 0 150236 NUSTAR GP HOLDINGS LLC UNITS Common Stocks 67059L102 223 5869 SH SOLE 0 0 0 5869 Nuveen Dividend Advantage Municipal Income Fund Fixed Income Closed-End Fund 67071L106 271 20000 PRN SOLE 0 0 0 20000 NOVARTIS AG SPONSORED ADR Common Stocks 66987V109 9696 98593 SH SOLE 0 36541 0 62052 SOUTHWEST BANCORP INC Common Stocks 844767103 186 10015 SH SOLE 0 10015 0 0 OXBRIDGE RE HOLDINGS LTD Common Stocks G6856M106 119 19750 SH SOLE 0 0 0 19750 PLAINS ALL AMERN PIPELINE L UNIT L P INT Common Stocks 726503105 5942 136371 SH SOLE 0 7800 0 128571 Pure Cycle Corp Common Stocks 746228303 764 147216 SH SOLE 0 147216 0 0 PIMCO DYNAMIC INC FUND Fixed Income Closed-End Fund 72201Y101 12049 412487 PRN SOLE 0 146061 0 266426 PFIZER INC Common Stocks 717081103 6627 197651 SH SOLE 0 98763 0 98888 ISHARES S&P PREFERRED STOCK INDEX FUND Preferred Stock 464288687 2946 75210 PRN SOLE 0 280 0 74930 PROCTER & GAMBLE COMPANY Common Stocks 742718109 283 3617 SH SOLE 0 0 0 3617 PLUG POWER INC Common Stocks 72919P202 202 75000 SH SOLE 0 75000 0 0 PINNACLE FINANCIAL PARTNERS Common Stocks 72346Q104 286 5265 SH SOLE 0 5265 0 0 RITE AID CORP Common Stocks 767754104 710 85000 SH SOLE 0 0 0 85000 RAIT FINANCIAL TRUST Common Stocks 749227609 287 47000 SH SOLE 0 0 0 47000 REEDS INC COM Common Stocks 758338107 274 52676 SH SOLE 0 52676 0 0 REMY INTERNATIO Common Stocks 75971M108 685 31000 SH SOLE 0 31000 0 0 REALD INC COM Common Stocks 75604L105 445 35685 SH SOLE 0 35685 0 0 RENTECH NITROGEN PARTNERS L P COM UNIT Common Stocks 760113100 123 10000 SH SOLE 0 10000 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 8439 215441 SH SOLE 0 90093 0 125348 RENTECH INC Common Stocks 760112102 186 200000 SH SOLE 0 200000 0 0 SERVISFIRST BANCSHARES INC Common Stocks 81768T108 334 8900 SH SOLE 0 8900 0 0 PROSHARES TR PSHS SHRT S&P5 Equity ETFs 74347R503 3980 186525 PRN SOLE 0 59939 0 126586 STERLING BANCORP Common Stocks 85917A100 14101 959253 SH SOLE 0 353426 0 605827 CONSTELLATION BRANDS INC-A Common Stocks 21036P108 7485 64516 SH SOLE 0 29451 0 35065 A T & T INC (NEW) Common Stocks 00206R102 243 6843 SH SOLE 0 0 0 6843 TALLGRASS ENERGY PARTNERS LP Common Stocks 874697105 1333 27715 SH SOLE 0 0 0 27715 TOOTSIE ROLL INDUSTRIES, INC. Common Stocks 890516107 4526 140066 SH SOLE 0 58637 0 81429 TWO HBRS INVT CORP Common Stocks 90187B101 8431 865657 SH SOLE 0 345817 0 519840 UNITED INSURANCE HOLDINGS CO. Common Stocks 910710102 155 10000 SH SOLE 0 0 0 10000 UNITED NATURAL FOODS INC Common Stocks 911163103 567 8600 SH SOLE 0 8600 0 0 VECTOR GROUP LTD. Common Stocks 92240M108 9042 385419 SH SOLE 0 160596 0 224823 VERIZON COMMUNICATIONS Common Stocks 92343V104 470 10088 SH SOLE 0 500 0 9588 WESTERN GAS PARTNERS LP UNIT LP IN Common Stocks 958254104 5093 80375 SH SOLE 0 500 0 79875 WESTWOOD HOLDINGS GROUP, INC. Common Stocks 961765104 4838 81213 SH SOLE 0 31794 0 49419 WHEELER REAL ESTATE SER B. 9.00% CONV. PREF Preferred Stock 963025309 5539 231466 PRN SOLE 0 90903 0 140563 WAL MART STORES INC Common Stocks 931142103 13718 193399 SH SOLE 0 73801 0 119598 WILLIAMS PARTNERS LP Common Stocks 96949L105 1089 22492 SH SOLE 0 0 0 22492 EXXON MOBIL CORP Common Stocks 30231G102 564 6775 SH SOLE 0 0 0 6775 COLONY FINANCIAL CONV. SR NT Convertible Bonds 19624RAB2 3278 3250000 PRN SOLE 0 750000 0 2500000 HCI GROUP CONV. SR NT Convertible Bonds 40416EAB9 11023 11155000 PRN SOLE 0 1685000 0 9470000 Royal Gold Inc Conv Sr Note 2.875% 06/15/19 Convertible Bonds 780287AA6 11 11000 PRN SOLE 0 11000 0 0 SPDR S&P MIDCAP ETF TRST Equity ETFs 78467Y107 272 1000 PRN SOLE 0 0 0 1000