0001387131-21-001972.txt : 20210210 0001387131-21-001972.hdr.sgml : 20210210 20210210113807 ACCESSION NUMBER: 0001387131-21-001972 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 EFFECTIVENESS DATE: 20210210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 21611577 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 12-31-2020 12-31-2020 false Hilton Capital Management, LLC

1010 Franklin Avenue Garden City NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 516-535-3828 /s/ BARBARA MARTENS GARDEN CITY NY 02-12-2021 0 109 871694 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ABBOTT LABS Common Stocks 002824100 236 2160 SH SOLE 2160 0 0 ABBVIE INC Common Stocks 00287Y109 358 3344 SH SOLE 3344 0 0 ACCENTURE PLC Common Stocks G1151C101 17065 65331 SH SOLE 65331 0 0 AGNC INVESTMENT CORP Common Stocks 00123Q104 12155 779135 SH SOLE 779135 0 0 ALIBABA GROUP ADR Common Stocks 01609W102 209 900 SH SOLE 900 0 0 ALPHABET INC -CL A Common Stocks 02079K305 1139 650 SH SOLE 650 0 0 ALPHABET INC -CL C Common Stocks 02079K107 5240 2991 SH SOLE 2991 0 0 AMAZON COM INC Common Stocks 023135106 14731 4523 SH SOLE 4523 0 0 AMERICOLD REALTY TRUST Common Stocks 03064D108 954 25565 SH SOLE 25565 0 0 ANALOG DEVICES INC. Common Stocks 032654105 22962 155429 SH SOLE 155429 0 0 ANNALY CAP MGMT INC Common Stocks 035710409 12817 1516833 SH SOLE 1516833 0 0 APHRIA INC Common Stocks 03765K104 830 120000 SH SOLE 120000 0 0 APPLE INC. Common Stocks 037833100 28001 211024 SH SOLE 211024 0 0 APPLIED MATERIALS INC. Common Stocks 038222105 252 2922 SH SOLE 2922 0 0 APTARGROUP INC Common Stocks 038336103 280 2046 SH SOLE 2046 0 0 ARTIFICIAL INTELLIGENCE TECH Common Stocks 04316D201 17 500000 SH SOLE 500000 0 0 AURORA CANNABIS INC Common Stocks 05156X884 357 42963 SH SOLE 42963 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 214 925 SH SOLE 925 0 0 BLACKSTONE GROUP LP Common Stocks 09260D107 1160 17895 SH SOLE 17895 0 0 BOEING CO Common Stocks 097023105 458 2138 SH SOLE 2138 0 0 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 25031 287119 SH SOLE 287119 0 0 BRISTOL MYERS SQUIBB CO Common Stocks 110122108 524 8452 SH SOLE 8452 0 0 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 335 2186 SH SOLE 2186 0 0 CAPRI HOLDINGS LTD. Common Stocks 193287689 714 17007 SH SOLE 17007 0 0 CATERPILLAR INC Common Stocks 149123101 26611 146197 SH SOLE 146197 0 0 CHAMPIGNON BRANDS INC Common Stocks 15850D100 19 30000 SH SOLE 30000 0 0 CHARLES RIVER LABS INTL Common Stocks 159864107 203 813 SH SOLE 813 0 0 CHEVRONTEXACO CORP Common Stocks 166764100 18856 223279 SH SOLE 223279 0 0 COCA COLA CO Common Stocks 191216100 24402 444966 SH SOLE 444966 0 0 COLGATE PALMOLIVE CO Common Stocks 194162103 15374 179794 SH SOLE 179794 0 0 COLONY CAPITAL INC. Common Stocks 19626G108 329 68360 SH SOLE 68360 0 0 COMCAST CORP NEW CL A Common Stocks 20030N101 23526 448969 SH SOLE 448969 0 0 COMMUNICATIONS SERVICES SELECT SPDR FUND Equity ETFs 81369Y852 244 3620 SH SOLE 3620 0 0 DOLLAR GENERAL CORP Common Stocks 256677105 22529 107128 SH SOLE 107128 0 0 DYCOM INDS INC Common Stocks 267475101 214 2832 SH SOLE 2832 0 0 EATON VANCE FLOATING-RATE INCOME PLUS FUND Fixed Income Closed-End Fund 278284104 273 17580 SH SOLE 17580 0 0 EATON VANCE FLOATING-RT INC TR Fixed Income Closed-End Fund 278279104 265 20105 SH SOLE 20105 0 0 EATON VANCE SENIOR INCOME TR Fixed Income Closed-End Fund 27826S103 268 42210 SH SOLE 42210 0 0 EMCOR GROUP INC Common Stocks 29084Q100 207 2265 SH SOLE 2265 0 0 ENERGY SELECT SECTOR SPDR Equity ETFs 81369Y506 20369 537454 SH SOLE 537454 0 0 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 205 33163 SH SOLE 33163 0 0 ENLINK MIDSTREAM LLC Common Stocks 29336T100 41 10925 SH SOLE 10925 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 3816 194791 SH SOLE 194791 0 0 EXTENDED STAY AMERICA, INC. Common Stocks 30224P200 495 33438 SH SOLE 33438 0 0 EXXON MOBIL CORP Common Stocks 30231G102 329 7993 SH SOLE 7993 0 0 FACEBOOK INC Common Stocks 30303M102 801 2934 SH SOLE 2934 0 0 FIDELITY MSCI CONSUMER DISCRETIONARY Equity ETFs 316092204 24182 338207 SH SOLE 338207 0 0 FIRST HORIZON NATIONAL CORP Common Stocks 320517105 251 19651 SH SOLE 19651 0 0 FIRST OF LONG ISLAND CORP Common Stocks 320734106 355 19908 SH SOLE 19908 0 0 GRIFFIN INDUSTRIAL REALTY, INC. Common Stocks 398231100 278 4441 SH SOLE 4441 0 0 HERITAGE COMMERCE CORP Common Stocks 426927109 260 29345 SH SOLE 29345 0 0 HEXO JAN22 1 CALL Long Call Equity Options HEXO22012 10 50000 SH Call SOLE 50000 0 0 HOULIHAN LOKEY INC Common Stocks 441593100 12073 179581 SH SOLE 179581 0 0 HQ GLOBAL EDUCATION INC Common Stocks 40431B100 4 5000000 SH SOLE 5000000 0 0 HYDROPOTHECARY Common Stocks 428304307 207 56125 SH SOLE 56125 0 0 INNOVATIVE INDUSTRIAL PROPERTIES INC. Common Stocks 45781V101 303 1653 SH SOLE 1653 0 0 INTERCONTINENTAL EXCHANGE INC Common Stocks 45866F104 13419 116397 SH SOLE 116397 0 0 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 5164 480834 SH SOLE 480834 0 0 INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 46090E103 5368 17110 SH SOLE 17110 0 0 ISHARES JP MORGAN USD EM BOND ETF Fixed Income ETF 464288281 28497 245854 SH SOLE 245854 0 0 ISHARES MBS ETF Fixed Income ETF 464288588 4428 40205 SH SOLE 40205 0 0 ISHARES NASDAQ BIOTECHNOLOGY Equity ETFs 464287556 479 3165 SH SOLE 3165 0 0 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 384 1591 SH SOLE 1591 0 0 ISHARES SHORT TERM CORPORATE Fixed Income ETF 464288646 51761 938208 SH SOLE 938208 0 0 ISHARES TR HIGH YLD CORP Fixed Income ETF 464288513 270 3096 SH SOLE 3096 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 283 1445 SH SOLE 1445 0 0 J P MORGAN CHASE & CO Common Stocks 46625H100 23282 183224 SH SOLE 183224 0 0 JACOBS ENGN GRP INC Common Stocks 469814107 255 2342 SH SOLE 2342 0 0 JOHNSON & JOHNSON Common Stocks 478160104 2022 12848 SH SOLE 12848 0 0 KINDER MORGAN INC Common Stocks 49456B101 147 10765 SH SOLE 10765 0 0 LIVERAMP HLDGS INC Common Stocks 53815P108 232 3168 SH SOLE 3168 0 0 LOOP INSIGHTS INC Common Stocks 54351R102 56 35000 SH SOLE 35000 0 0 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 1680 39589 SH SOLE 39589 0 0 MAGNITE INC Common Stocks 55955D100 263 8575 SH SOLE 8575 0 0 MICROSOFT Common Stocks 594918104 37469 168459 SH SOLE 168459 0 0 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 598 10219 SH SOLE 10219 0 0 NEPTUNE WELLNESS SOLUTIONS INC Common Stocks 64079L105 117 75000 SH SOLE 75000 0 0 NEW AGE BEVERAGES CORP Common Stocks 650194103 66 25000 SH SOLE 25000 0 0 NEXTERA ENERGY, INC. Common Stocks 65339F101 12692 164511 SH SOLE 164511 0 0 NORFOLK SOUTHERN CORP. Common Stocks 655844108 20453 86077 SH SOLE 86077 0 0 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 4865 768605 SH SOLE 768605 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 815 41208 SH SOLE 41208 0 0 NVIDIA CORP Common Stocks 67066G104 1567 3000 SH SOLE 3000 0 0 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 58 10335 SH SOLE 10335 0 0 PEPSICO INC Common Stocks 713448108 21602 145667 SH SOLE 145667 0 0 POWERSHARES PREFERRED PORTFO Fixed Income ETF 46138E511 35970 2357152 SH SOLE 2357152 0 0 PRIMO WATER CORPORATION Common Stocks 74167P108 171 10899 SH SOLE 10899 0 0 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 69346H100 1677 111800 SH SOLE 111800 0 0 RELIANCE STL & ALUM CO Common Stocks 759509102 20843 174053 SH SOLE 174053 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 21476 223007 SH SOLE 223007 0 0 SCHWAB SHORT TERM US TREASURY Fixed Income ETF 808524862 583 11349 SH SOLE 11349 0 0 SPDR S&P BIOTECH ETF Equity ETFs 78464A870 464 3295 SH SOLE 3295 0 0 Spectra7 Microsystems Inc Common Stocks 84761T109 1 50000 SH SOLE 50000 0 0 STARWOOD PROPERTY TRUST INC. Common Stocks 85571B105 10498 543936 SH SOLE 543936 0 0 STONECASTLE FINANCIAL CORP. Common Stocks 861780104 4200 218177 SH SOLE 218177 0 0 THOMSON REUTERS CORP Common Stocks 884903709 17695 216077 SH SOLE 216077 0 0 TJX COMPANIES INC Common Stocks 872540109 16981 248662 SH SOLE 248662 0 0 UNITEDHEALTH GROUP INC Common Stocks 91324P102 18283 52135 SH SOLE 52135 0 0 US BANCORP DEL COM NEW Common Stocks 902973304 21762 467088 SH SOLE 467088 0 0 VANGUARD DIVIDEND APPREC Equity ETFs 921908844 235 1665 SH SOLE 1665 0 0 VANGUARD EMERG MKTS GOV BND ETF Fixed Income ETF 921946885 6587 80035 SH SOLE 80035 0 0 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 600 2680 SH SOLE 2680 0 0 VANGUARD LONG TERM TREASURY Fixed Income ETF 92206C847 336 3500 SH SOLE 3500 0 0 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 87453 1050488 SH SOLE 1050488 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 417 7093 SH SOLE 7093 0 0 VILLAGE FARMS INTL INC Common Stocks 92707Y108 761 75000 SH SOLE 75000 0 0 VISA INC Common Stocks 92826C839 234 1070 SH SOLE 1070 0 0 WAL MART STORES INC Common Stocks 931142103 22834 158406 SH SOLE 158406 0 0 WESTLEAF INC Common Stocks 243437100 3 50000 SH SOLE 50000 0 0