0001387131-20-009860.txt : 20201113 0001387131-20-009860.hdr.sgml : 20201113 20201113090515 ACCESSION NUMBER: 0001387131-20-009860 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 201309365 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 09-30-2020 09-30-2020 false Hilton Capital Management, LLC

1010 Franklin Avenue Garden City NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 516-535-3828 /s/ BARBARA MARTENS GARDEN CITY NY 11-16-2020 0 96 832742 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ABBOTT LABS Common Stocks 002824100 235 2160 SH SOLE 2160 0 0 ABBVIE INC Common Stocks 00287Y109 328 3743 SH SOLE 3743 0 0 ACCENTURE PLC Common Stocks G1151C101 15665 69318 SH SOLE 69318 0 0 ALEXANDRIA REAL EST Common Stocks 015271109 15460 96622 SH SOLE 96622 0 0 ALIBABA GROUP ADR Common Stocks 01609W102 265 900 SH SOLE 900 0 0 ALPHABET INC -CL A Common Stocks 02079K305 997 680 SH SOLE 680 0 0 ALPHABET INC -CL C Common Stocks 02079K107 4491 3056 SH SOLE 3056 0 0 AMAZON COM INC Common Stocks 023135106 13911 4418 SH SOLE 4418 0 0 AMERICOLD REALTY TRUST Common Stocks 03064D108 21411 598921 SH SOLE 598921 0 0 APHRIA INC Common Stocks 03765K104 532 120000 SH SOLE 120000 0 0 APPLE INC. Common Stocks 037833100 26466 228527 SH SOLE 228527 0 0 APTARGROUP INC Common Stocks 038336103 211 1864 SH SOLE 1864 0 0 ARTIFICIAL INTELLIGENCE TECH Common Stocks 04316D201 1 500000 SH SOLE 500000 0 0 AURORA CANNABIS INC Common Stocks 05156X884 202 43450 SH SOLE 43450 0 0 BLACKSTONE GROUP LP Common Stocks 09260D107 651 12480 SH SOLE 12480 0 0 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 25192 303591 SH SOLE 303591 0 0 BRISTOL MYERS SQUIBB CO Common Stocks 110122108 518 8598 SH SOLE 8598 0 0 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 292 2214 SH SOLE 2214 0 0 CARSMARTT INC Common Stocks 14575N105 2 250000 SH SOLE 250000 0 0 CATERPILLAR INC Common Stocks 149123101 22399 150178 SH SOLE 150178 0 0 CHARLES RIVER LABS INTL Common Stocks 159864107 255 1128 SH SOLE 1128 0 0 COCA COLA CO Common Stocks 191216100 23373 473416 SH SOLE 473416 0 0 COLGATE PALMOLIVE CO Common Stocks 194162103 14742 191078 SH SOLE 191078 0 0 COMCAST CORP NEW CL A Common Stocks 20030N101 22089 477489 SH SOLE 477489 0 0 COMMUNICATIONS SERVICES SELECT SPDR FUND Equity ETFs 81369Y852 251 4220 SH SOLE 4220 0 0 DATA443 RISK MITIGATION INC Common Stocks 23804G104 2 250000 SH SOLE 250000 0 0 DIGITAL REALTY TRUST INC. Common Stocks 253868103 21660 147591 SH SOLE 147591 0 0 DIREXION DAILY ENERGY BULL 3X Equity ETFs 25459W888 273 29170 SH SOLE 29170 0 0 DIREXION DLY S&P 500 BEAR 1X Equity ETFs 25460E869 5322 255750 SH SOLE 255750 0 0 DOLLAR GENERAL CORP Common Stocks 256677105 24029 114633 SH SOLE 114633 0 0 DOMINION ENERGY INC Common Stocks 25746U109 20888 264641 SH SOLE 264641 0 0 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 181 33308 SH SOLE 33308 0 0 ENLINK MIDSTREAM LLC Common Stocks 29336T100 26 10925 SH SOLE 10925 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 3123 197791 SH SOLE 197791 0 0 FACEBOOK INC Common Stocks 30303M102 939 3584 SH SOLE 3584 0 0 FIDELITY MSCI CONSUMER DISCRETIONARY Equity ETFs 316092204 22343 360189 SH SOLE 360189 0 0 FIREEYE INC Common Stocks 31816Q101 149 12082 SH SOLE 12082 0 0 FOUR CORNERS PROPERTY TRUST Common Stocks 35086T109 11026 430857 SH SOLE 430857 0 0 GALAXY NEXT GENERATION INC Common Stocks 36320A104 0 25000 SH SOLE 25000 0 0 HOULIHAN LOKEY INC Common Stocks 441593100 11327 191815 SH SOLE 191815 0 0 HYDROPOTHECARY Common Stocks 428304109 148 224500 SH SOLE 224500 0 0 IMAGINEAR INC Common Stocks 45250P106 104 600000 SH SOLE 600000 0 0 INNER SPIRIT HOLDINGS LTD Common Stocks 45783J106 15 175500 SH SOLE 175500 0 0 INTERCONTINENTAL EXCHANGE INC Common Stocks 45866F104 12927 129207 SH SOLE 129207 0 0 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 4900 531992 SH SOLE 531992 0 0 INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 46090E103 4747 17085 SH SOLE 17085 0 0 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 310 2301 SH SOLE 2301 0 0 ISHARES JP MORGAN USD EM BOND ETF Fixed Income ETF 464288281 59137 533294 SH SOLE 533294 0 0 ISHARES MBS ETF Fixed Income ETF 464288588 4448 40293 SH SOLE 40293 0 0 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 395 1823 SH SOLE 1823 0 0 ISHARES SHORT TERM CORPORATE Fixed Income ETF 464288646 55560 1011846 SH SOLE 1011846 0 0 ISHARES TR HIGH YLD CORP Fixed Income ETF 464288513 954 11375 SH SOLE 11375 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 216 1445 SH SOLE 1445 0 0 JACOBS ENGN GRP INC Common Stocks 469814107 233 2510 SH SOLE 2510 0 0 JOHNSON & JOHNSON Common Stocks 478160104 18099 121569 SH SOLE 121569 0 0 KINDER MORGAN INC Common Stocks 49456B101 133 10765 SH SOLE 10765 0 0 LOOP INSIGHTS INC Common Stocks 54351R102 10 35000 SH SOLE 35000 0 0 LOWES COS INC Common Stocks 548661107 303 1828 SH SOLE 1828 0 0 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 1492 43624 SH SOLE 43624 0 0 MERCK & COMPANY Common Stocks 58933Y105 204 2454 SH SOLE 2454 0 0 MICROSOFT Common Stocks 594918104 36527 173664 SH SOLE 173664 0 0 MICROVISION INC Common Stocks 594960304 49 25000 SH SOLE 25000 0 0 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 587 10219 SH SOLE 10219 0 0 NEPTUNE WELLNESS SOLUTIONS INC Common Stocks 64079L105 158 75000 SH SOLE 75000 0 0 NEXTECH AR SOLUTIONS CORP Common Stocks 65343B104 731 170000 SH SOLE 170000 0 0 NEXTERA ENERGY, INC. Common Stocks 65339F101 34056 122697 SH SOLE 122697 0 0 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 4873 824609 SH SOLE 824609 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 5606 296151 SH SOLE 296151 0 0 NVIDIA CORP Common Stocks 67066G104 1624 3000 SH SOLE 3000 0 0 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 54 11113 SH SOLE 11113 0 0 PEPSICO INC Common Stocks 713448108 21368 154172 SH SOLE 154172 0 0 PFIZER INC Common Stocks 717081103 205 5580 SH SOLE 5580 0 0 POWERSHARES PREFERRED PORTFO Fixed Income ETF 46138E511 57103 3876667 SH SOLE 3876667 0 0 PRIMO WATER CORPORATION Common Stocks 74167P108 235 16566 SH SOLE 16566 0 0 PROCTER & GAMBLE COMPANY Common Stocks 742718109 405 2915 SH SOLE 2915 0 0 PROSHARES SHORT MIDCAP 400 Common Stocks 74347B250 1556 41910 SH SOLE 41910 0 0 PROSHARES SHORT RUSSELL 2000 Common Stocks 74348A210 738 21740 SH SOLE 21740 0 0 PROSHARES SHORT VIX ST FUTURES Common Stocks 74347W130 625 17610 SH SOLE 17610 0 0 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 69346H100 1551 112300 SH SOLE 112300 0 0 QTS REALTY TRUST Common Stocks 74736A103 232 3681 SH SOLE 3681 0 0 RED WHITE & BLOOM BRANDS Common Stocks 75704R101 11 25356 SH SOLE 25356 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 17472 187169 SH SOLE 187169 0 0 SCHWAB SHORT TERM US TREASURY Fixed Income ETF 808524862 858 16669 SH SOLE 16669 0 0 STONECASTLE FINANCIAL CORP. Common Stocks 861780104 4515 232626 SH SOLE 232626 0 0 THOMSON REUTERS CORP Common Stocks 884903709 18307 229499 SH SOLE 229499 0 0 UNITEDHEALTH GROUP INC Common Stocks 91324P102 17306 55508 SH SOLE 55508 0 0 VANGUARD EMERG MKTS GOV BND ETF Fixed Income ETF 921946885 1389 17610 SH SOLE 17610 0 0 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 547 2680 SH SOLE 2680 0 0 VANGUARD LONG TERM TREASURY Fixed Income ETF 92206C847 249 2500 SH SOLE 2500 0 0 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 82785 999212 SH SOLE 999212 0 0 VELOCITYSHARES INV VIX Equity ETFs 22542D829 753 27600 SH SOLE 27600 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 431 7237 SH SOLE 7237 0 0 VILLAGE FARMS INTL INC Common Stocks 92707Y108 344 75000 SH SOLE 75000 0 0 VISA INC Common Stocks 92826C839 203 1015 SH SOLE 1015 0 0 WAL MART STORES INC Common Stocks 931142103 23527 168156 SH SOLE 168156 0 0 XCEL ENERGY INC Common Stocks 98389B100 200 2900 SH SOLE 2900 0 0