0001387131-19-006097.txt : 20190814 0001387131-19-006097.hdr.sgml : 20190814 20190814130456 ACCESSION NUMBER: 0001387131-19-006097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 191024813 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 06-30-2019 06-30-2019 false Hilton Capital Management, LLC

1010 Franklin Avenue Garden City NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 516-535-3828 /s/ BARBARA MARTENS GARDEN CITY NY 08-14-2019 0 360 732173 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT 3M CO COM Common Stocks 88579Y101 3 20 SH SOLE 20 0 0 A T & T INC (NEW) Common Stocks 00206R102 151 4512 SH SOLE 4512 0 0 ABBOTT LABS Common Stocks 002824100 182 2160 SH SOLE 2160 0 0 ABBVIE INC Common Stocks 00287Y109 157 2160 SH SOLE 2160 0 0 ACCENTURE PLC Common Stocks G1151C101 228 1236 SH SOLE 1236 0 0 ADOBE SYSTEMS INC RSTD Common Stocks 00724F101 12 40 SH SOLE 40 0 0 ADVANCED AUTO PARTS Common Stocks 00751Y106 84 543 SH SOLE 543 0 0 ADVANCED MICRO DEVICES Common Stocks 007903107 304 10000 SH SOLE 10000 0 0 AIR PRODUCTS & CHEMICALS INC. Common Stocks 009158106 74 325 SH SOLE 325 0 0 AKAMAI TECHNOLOGIES INC Common Stocks 00971T101 111 1381 SH SOLE 1381 0 0 ALCON Common Stocks H01301128 4 60 SH SOLE 60 0 0 ALERIAN MLP ETF Equity ETFs 00162Q866 49 5000 SH SOLE 5000 0 0 ALEXANDRIA REAL EST Common Stocks 015271109 105 747 SH SOLE 747 0 0 ALEXION PHARMACEAUTICALS INC Common Stocks 015351109 3 20 SH SOLE 20 0 0 ALIBABA GROUP ADR Common Stocks 01609W102 390 2300 SH SOLE 2300 0 0 ALIGN TECHNOLOGIES INC Common Stocks 016255101 1 5 SH SOLE 5 0 0 ALKALINE WATER CO INC Common Stocks 01643A207 11 5000 SH SOLE 5000 0 0 ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN Common Stocks 01881G106 7 250 SH SOLE 250 0 0 ALMADEN MINERALS LTD Common Stocks 020283305 15 25000 SH SOLE 25000 0 0 ALPHABET INC -CL A Common Stocks 02079K305 831 767 SH SOLE 767 0 0 ALPHABET INC -CL C Common Stocks 02079K107 4492 4156 SH SOLE 4156 0 0 ALTABA INC COM Common Stocks 021346101 14 200 SH SOLE 200 0 0 AMAZON COM INC Common Stocks 023135106 11460 6052 SH SOLE 6052 0 0 AMDOCS LIMITED Common Stocks G02602103 191 3084 SH SOLE 3084 0 0 AMERICAN CAPITAL AGENCY CORP Common Stocks 00123Q104 50 3000 SH SOLE 3000 0 0 AMERICAN EXPRESS CO Common Stocks 025816109 1755 14220 SH SOLE 14220 0 0 AMERICAN WTR WKS CO INC NEW Common Stocks 030420103 115 991 SH SOLE 991 0 0 AMERICOLD REALTY TRUST Common Stocks 03064D108 36678 1131331 SH SOLE 1131331 0 0 AMERIPRISE FINL INC Common Stocks 03076C106 348 2400 SH SOLE 2400 0 0 ANNALY CAP MGMT INC Common Stocks 035710409 46 5000 SH SOLE 5000 0 0 ANTHEM INC Common Stocks 036752103 30 106 SH SOLE 106 0 0 APHRIA INC Common Stocks 03765K104 666 95000 SH SOLE 95000 0 0 APPLE INC. Common Stocks 037833100 3223 16286 SH SOLE 16286 0 0 APTARGROUP INC Common Stocks 038336103 204 1641 SH SOLE 1641 0 0 ARCHER DANIELS MIDLAND Common Stocks 039483102 9550 234058 SH SOLE 234058 0 0 ARES MANAGEMENT CORP Common Stocks 03990B101 24510 936565 SH SOLE 936565 0 0 ARK ETF TR INNOVATION Equity ETFs 00214Q104 3 60 SH SOLE 60 0 0 ASHLAND GLOBAL HOLDINGS Common Stocks 044186104 79 984 SH SOLE 984 0 0 AURORA CANNABIS INC Common Stocks 05156X108 4256 544232 SH SOLE 544232 0 0 AUTOMATIC DATA PROCESSING Common Stocks 053015103 129 780 SH SOLE 780 0 0 AVERY DENNISON CORP. Common Stocks 053611109 64 555 SH SOLE 555 0 0 AVINGER INC Common Stocks 053734604 8 2500 SH SOLE 2500 0 0 BANK AMER CORP Common Stocks 060505104 93 3200 SH SOLE 3200 0 0 BANK OF NEW YORK MELLON CORP Common Stocks 064058100 97 2200 SH SOLE 2200 0 0 BANK OF NT BUTTERFIELD & SON Common Stocks G0772R208 42 1235 SH SOLE 1235 0 0 BARNWELL INDUSTRIES INC. Common Stocks 068221100 1 500 SH SOLE 500 0 0 BARRICK GOLD CORP Common Stocks 067901108 3 200 SH SOLE 200 0 0 BECTON DICKINSON 6.125 CVT DTD 5/01/20 Common Stocks 075887208 205 3298 SH SOLE 3298 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 453 2127 SH SOLE 2127 0 0 BERRY GLOBAL GROUP INC Common Stocks 08579W103 150 2853 SH SOLE 2853 0 0 BEYOND MEAT INC Common Stocks 08862E109 5 30 SH SOLE 30 0 0 BIOGEN IDEAC INC Common Stocks 09062X103 4 15 SH SOLE 15 0 0 BLACKSTONE GROUP LP Common Stocks 09253U108 554 12480 SH SOLE 12480 0 0 BOEING CO Common Stocks 097023105 23 63 SH SOLE 63 0 0 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 19784 298810 SH SOLE 298810 0 0 BOX INC Common Stocks 10316T104 18 1000 SH SOLE 1000 0 0 BP P L C ADR SPONSORED Common Stocks 055622104 42 1000 SH SOLE 1000 0 0 BRISTOL MYERS SQUIBB CO Common Stocks 110122108 85 1875 SH SOLE 1875 0 0 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 24374 190903 SH SOLE 190903 0 0 BROOKS AUTOMATION INC Common Stocks 114340102 224 5783 SH SOLE 5783 0 0 BUCKEYE PARTNERS L P Common Stocks 118230101 24 575 SH SOLE 575 0 0 BURLINGTON STORES INC Common Stocks 122017106 77 453 SH SOLE 453 0 0 CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER Common Stocks 131476103 8 2000 SH SOLE 2000 0 0 CAMBREX CORP COM Common Stocks 132011107 119 2546 SH SOLE 2546 0 0 CAMECO CORP Common Stocks 13321L108 54 5000 SH SOLE 5000 0 0 CANNTRUST HOLDINGS INC Common Stocks 137800207 452 90000 SH SOLE 90000 0 0 CATERPILLAR INC Common Stocks 149123101 250 1833 SH SOLE 1833 0 0 CBS CORP NEW CL B Common Stocks 124857202 54 1085 SH SOLE 1085 0 0 CELGENE CORP Common Stocks 151020104 556 6020 SH SOLE 6020 0 0 CENTENNIAL RESOURCE Common Stocks 15136A102 41 5394 SH SOLE 5394 0 0 CERNER CORP Common Stocks 156782104 6 80 SH SOLE 80 0 0 CHARLES RIVER LABS INTL Common Stocks 159864107 106 746 SH SOLE 746 0 0 CHARLOTTE'S WEBS HOLDINGS Common Stocks 16106R109 37 2500 SH SOLE 2500 0 0 CHARTER COMMUNI Common Stocks 16119P108 16 40 SH SOLE 40 0 0 CHEMICAL FINANCIAL CORP Common Stocks 163731102 167 4060 SH SOLE 4060 0 0 CHEMOURS CO Common Stocks 163851108 3 124 SH SOLE 124 0 0 CHEVRONTEXACO CORP Common Stocks 166764100 10 80 SH SOLE 80 0 0 CHUBB LTD Common Stocks H1467J104 161 1094 SH SOLE 1094 0 0 CIMAREX ENERGY CO Common Stocks 171798101 62 1037 SH SOLE 1037 0 0 CISCO SYS INC Common Stocks 17275R102 932 17029 SH SOLE 17029 0 0 CITIGROUP INC Common Stocks 172967424 50 720 SH SOLE 720 0 0 CITIUS PHARMACEUTICALS INC Common Stocks 17322U207 1 667 SH SOLE 667 0 0 CITIZENS FINL GROUP INC Common Stocks 174610105 140 3959 SH SOLE 3959 0 0 CME GROUP INC Common Stocks 12572Q105 20018 103125 SH SOLE 103125 0 0 CMS ENERGY CORP Common Stocks 125896100 105 1813 SH SOLE 1813 0 0 COCA COLA CO Common Stocks 191216100 14 280 SH SOLE 280 0 0 COLGATE PALMOLIVE CO Common Stocks 194162103 29 400 SH SOLE 400 0 0 COMCAST CORP NEW CL A Common Stocks 20030N101 10904 257899 SH SOLE 257899 0 0 COMMERCIAL METALS COMPANY Common Stocks 201723103 84 4680 SH SOLE 4680 0 0 COMMUNICATIONS SERVICES SELECT SPDR FUND Common Stocks 81369Y852 1104 22435 SH SOLE 22435 0 0 CONFORMIS INC Common Stocks 20717E101 9 2000 SH SOLE 2000 0 0 CONSOLIDATED EDISON INC Common Stocks 209115104 44 504 SH SOLE 504 0 0 CORTEVA INC Common Stocks 22052L104 9 316 SH SOLE 316 0 0 COTT CORPORATION Common Stocks 22163N106 171 12780 SH SOLE 12780 0 0 CRITEO SA-SPON ADR Common Stocks 226718104 58 3357 SH SOLE 3357 0 0 CULLEN/FROST BANKERS, INC. Common Stocks 229899109 106 1137 SH SOLE 1137 0 0 CURALEAF HLDGS INC COM Common Stocks 23126M102 54 7500 SH SOLE 7500 0 0 CVS CORP Common Stocks 126650100 11 200 SH SOLE 200 0 0 DANAHER CORP DEL COM Common Stocks 235851102 11 80 SH SOLE 80 0 0 DEERE & CO Common Stocks 244199105 17 100 SH SOLE 100 0 0 DELL TECHNOLOGIES INC COM CL C Common Stocks 24703L202 9 172 SH SOLE 172 0 0 DIAGEO PLC ADR SPONSORED Common Stocks 25243Q205 43 250 SH SOLE 250 0 0 DIREXION DAILY S&P BULL 1.25 Equity ETFs 25490K109 3419 86261 SH SOLE 86261 0 0 DIREXION DAILY SML CAP BUL 1 Equity ETFs 25490K208 90 2520 SH SOLE 2520 0 0 DIREXION HIGH YIELD BEAR 2X Fixed Income ETF 25490K190 152 9300 SH SOLE 9300 0 0 DIREXION RUSSELL V/G Equity ETFs 25460E455 100 1843 SH SOLE 1843 0 0 DOLLAR GENERAL CORP Common Stocks 256677105 20 150 SH SOLE 150 0 0 DOLLAR TREE INC Common Stocks 256746108 2 20 SH SOLE 20 0 0 DOLLARAMA INC. Common Stocks 25675T107 68 2010 SH SOLE 2010 0 0 DOMINION ENERGY INC Common Stocks 25746U109 13 162 SH SOLE 162 0 0 DOUBLELINE INCOME SOLUTIONS FUND Fixed Income Closed-End Fund 258622109 71 3580 SH SOLE 3580 0 0 DOVER CORP Common Stocks 260003108 10 100 SH SOLE 100 0 0 DOW INC. Common Stocks 260557103 16 316 SH SOLE 316 0 0 DOWDUPONT INC Common Stocks 26614N102 24 316 SH SOLE 316 0 0 DR HORTON INC. Common Stocks 23331A109 935 21670 SH SOLE 21670 0 0 DUKE ENERGY CORP NEW Common Stocks 26441C204 38 433 SH SOLE 433 0 0 DUNKIN BRANDS GROUP Common Stocks 265504100 88 1103 SH SOLE 1103 0 0 ECOLAB INC. Common Stocks 278865100 75 380 SH SOLE 380 0 0 EDAP TMS SA-ADR Common Stocks 268311107 68 25000 SH SOLE 25000 0 0 ELBIT SYSTEMS LTD. Common Stocks M3760D101 24 160 SH SOLE 160 0 0 ELLINGTON FINANCIAL LLC Common Stocks 288522303 45 2495 SH SOLE 2495 0 0 EMCOR GROUP INC Common Stocks 29084Q100 146 1661 SH SOLE 1661 0 0 ENERGY SELECT SECTOR SPIDER Equity ETFs 81369Y506 8 123 SH SOLE 123 0 0 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 521 37030 SH SOLE 37030 0 0 ENLINK MIDSTREAM LLC Common Stocks 29336T100 110 10925 SH SOLE 10925 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 22607 783045 SH SOLE 783045 0 0 EQT CORP Common Stocks 26884L109 52 3298 SH SOLE 3298 0 0 EV ENERGY PARTNERS LP Common Stocks 26926V107 0 3500 SH SOLE 3500 0 0 EVERGY INC Common Stocks 30034W106 12843 213513 SH SOLE 213513 0 0 EXELON CORP Common Stocks 30161N101 29 607 SH SOLE 607 0 0 EXTENDED STAY AMERICA, INC. Common Stocks 30224P200 138 8193 SH SOLE 8193 0 0 EXXON MOBIL CORP Common Stocks 30231G102 667 8698 SH SOLE 8698 0 0 FACEBOOK INC Common Stocks 30303M102 1667 8639 SH SOLE 8639 0 0 FEDEX CORP Common Stocks 31428X106 2 10 SH SOLE 10 0 0 FIDELITY CONS STAPLES ETF Equity ETFs 316092303 316 9100 SH SOLE 9100 0 0 FIDELITY INDUSTRIALS ETF Equity ETFs 316092709 338 8515 SH SOLE 8515 0 0 FIDELITY INFO TECH ETF Equity ETFs 316092808 555 8910 SH SOLE 8910 0 0 FIDELITY NASDAQCOMP INDEX ETF Equity ETFs 315912808 504 1600 SH SOLE 1600 0 0 FIDELITY NATL INFO Common Stocks 31620M106 105 858 SH SOLE 858 0 0 FINANCIAL SELECT SPIDER ETF Equity ETFs 81369Y605 7 270 SH SOLE 270 0 0 FIREEYE INC Common Stocks 31816Q101 147 9921 SH SOLE 9921 0 0 FIRST ENERGY CORP. Common Stocks 337932107 59 1376 SH SOLE 1376 0 0 FIRST FINANCIAL BANCORP Common Stocks 320209109 23 932 SH SOLE 932 0 0 FIRST MAJESTIC SILVER CORP Common Stocks 32076V103 40 5000 SH SOLE 5000 0 0 FIRST TRUST ABA COMM BANK ETF Equity ETFs 33736Q104 8 175 SH SOLE 175 0 0 FLIR SYSTEMS INC Common Stocks 302445101 172 3172 SH SOLE 3172 0 0 FOOT LOCKER INC Common Stocks 344849104 78 1849 SH SOLE 1849 0 0 FORTIVE CORP Common Stocks 34959J108 3 40 SH SOLE 40 0 0 FOUR CORNERS PROPERTY TRUST Common Stocks 35086T109 10 350 SH SOLE 350 0 0 FRONTIER COMMUNICATIONS CORP Common Stocks 35906A306 1 533 SH SOLE 533 0 0 GARMIN LTD Common Stocks H2906T109 27 340 SH SOLE 340 0 0 GATX CORP Common Stocks 361448103 40 500 SH SOLE 500 0 0 GENERAL DYNAMICS CORP. Common Stocks 369550108 133 729 SH SOLE 729 0 0 GENERAL ELEC CO Common Stocks 369604103 8 800 SH SOLE 800 0 0 GENESIS ENERGY LP Common Stocks 371927104 110 5000 SH SOLE 5000 0 0 GILEAD Sciences Common Stocks 375558103 47 700 SH SOLE 700 0 0 GLOBAL NET LEAS Common Stocks 379378201 74 3750 SH SOLE 3750 0 0 GOLDMAN SACHS GROUP INC Common Stocks 38141G104 126 615 SH SOLE 615 0 0 GRANITE POINT MORTGAGE TRUST Common Stocks 38741L107 9 473 SH SOLE 473 0 0 GREEN GROWTH BRANDS INC Common Stocks 39305B105 55 25000 SH SOLE 25000 0 0 HALLIBURTON CO Common Stocks 406216101 219 9610 SH SOLE 9610 0 0 HARRIS CORP. Common Stocks 413875105 19858 104994 SH SOLE 104994 0 0 HARVEST HEALTH AND RECREATION Common Stocks 41755M102 31 5000 SH SOLE 5000 0 0 HARVEST OIL & GAS CORP Common Stocks 41755V102 0 34 SH SOLE 34 0 0 HEALTH CARE SECTOR SPDR Equity ETFs 81369Y209 382 4121 SH SOLE 4121 0 0 HELMERICH PAYNE INC Common Stocks 423452101 86 1696 SH SOLE 1696 0 0 HERCULES CAPITAL INC Common Stocks 427096508 0 25 SH SOLE 25 0 0 HILTON WORLDWIDE HOLDINGS INC. Common Stocks 43300A203 293 3000 SH SOLE 3000 0 0 HOME DEPOT INC Common Stocks 437076102 722 3472 SH SOLE 3472 0 0 HONEYWELL INTL INC COM Common Stocks 438516106 35 200 SH SOLE 200 0 0 HOST HOTELS & RESORTS INC. Common Stocks 44107P104 150 8241 SH SOLE 8241 0 0 HOWARD BANCORP Common Stocks 442496105 194 12785 SH SOLE 12785 0 0 HUBBELL INC Common Stocks 443510607 26 200 SH SOLE 200 0 0 HYDROPOTHECARY Common Stocks 428304109 1194 224500 SH SOLE 224500 0 0 I B M Common Stocks 459200101 179 1300 SH SOLE 1300 0 0 IAMGOLD CORP Common Stocks 450913108 17 5000 SH SOLE 5000 0 0 ICF INTERNATIONAL INC Common Stocks 44925C103 80 1095 SH SOLE 1095 0 0 IDACORP INC Common Stocks 451107106 132 1312 SH SOLE 1312 0 0 ILLINOIS TOOL WORKS INC Common Stocks 452308109 12 80 SH SOLE 80 0 0 INDEPENDENCE REALTY TRUST Common Stocks 45378A106 20 1730 SH SOLE 1730 0 0 INDUSTRIAL SELECT SECT SPDR Equity ETFs 81369Y704 379 4895 SH SOLE 4895 0 0 ING CLARION GLB RE EST INCM COM Equity ETFs 12504G100 52 7000 SH SOLE 7000 0 0 INTEL CORP Common Stocks 458140100 587 12260 SH SOLE 12260 0 0 INTELSAT SA Common Stocks L5140P101 19 1000 SH SOLE 1000 0 0 INTERCONTINENTAL EXCHANGE INC Common Stocks 45866F104 85 992 SH SOLE 992 0 0 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 11561 1034082 SH SOLE 1034082 0 0 INVESCO MORTGAGE CAPITAL INCCOM Common Stocks 46131B100 48 3000 SH SOLE 3000 0 0 INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 46090E103 7027 37630 SH SOLE 37630 0 0 IQIYI INC Common Stocks 46267X108 52 2500 SH SOLE 2500 0 0 ISHARES 7-10 YR TREASURY BD ETF Fixed Income ETF 464287440 17 155 SH SOLE 155 0 0 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 286 2301 SH SOLE 2301 0 0 ISHARES INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 54326 483842 SH SOLE 483842 0 0 ISHARES JP MORGAN USD EM BOND ETF Fixed Income ETF 464288281 112 990 SH SOLE 990 0 0 ISHARES MSCI JAPAN INDEX FD Equity ETFs 46434G822 7 125 SH SOLE 125 0 0 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 218 1388 SH SOLE 1388 0 0 Ishares Russell 1000 Value ETF Equity ETFs 464287598 32 253 SH SOLE 253 0 0 ISHARES RUSSELL MIDCAP Equity ETFs 464287499 855 15300 SH SOLE 15300 0 0 ISHARES SEMICONDUCTOR ETF Equity ETFs 464287523 86 432 SH SOLE 432 0 0 ISHARES TR MSCI EAFE IDX Common Stocks 464287465 13 195 SH SOLE 195 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 437 2810 SH SOLE 2810 0 0 ISHARES U.S. FINANCIAL SERVICES ETF Equity ETFs 464287770 765 5715 SH SOLE 5715 0 0 ISHARES US HOME CONSTRUCTION ETF Equity ETFs 464288752 443 11595 SH SOLE 11595 0 0 J P MORGAN CHASE & CO Common Stocks 46625H100 603 5391 SH SOLE 5391 0 0 JACOBS ENGN GRP INC Common Stocks 469814107 192 2281 SH SOLE 2281 0 0 JOHNSON & JOHNSON Common Stocks 478160104 14878 106818 SH SOLE 106818 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETFs 46625H365 4681 186427 SH SOLE 186427 0 0 KANSAS CITY SOUTHERN Common Stocks 485170302 15 120 SH SOLE 120 0 0 KINDER MORGAN INC Common Stocks 49456B101 225 10765 SH SOLE 10765 0 0 KKR Common Stocks 48251W104 24656 975710 SH SOLE 975710 0 0 KLA-TENCOR CORPORATION Common Stocks 482480100 6 50 SH SOLE 50 0 0 KNOWLES CORP Common Stocks 49926D109 102 5550 SH SOLE 5550 0 0 KRAFT HEINZ CO/ Common Stocks 500754106 31 1000 SH SOLE 1000 0 0 KROGER CO Common Stocks 501044101 60 2750 SH SOLE 2750 0 0 LEAGOLD MINING CORP Common Stocks 52176A205 15 10000 SH SOLE 10000 0 0 LINDE PLC COM Common Stocks G5494J103 12 60 SH SOLE 60 0 0 LIVE NATION ENT INC Common Stocks 538034109 75 1137 SH SOLE 1137 0 0 LIVERAMP HLDGS INC Common Stocks 53815P108 46 942 SH SOLE 942 0 0 LOCKHEED MARTIN CORP. Common Stocks 539830109 155 427 SH SOLE 427 0 0 LOGMEIN INC Common Stocks 54142L109 21 280 SH SOLE 280 0 0 LONDON STOCK EXCHG-UNSP ADR Common Stocks 54211N101 52 2982 SH SOLE 2982 0 0 Lord Abbett Short Duration Income Fund Equity ETFs 543916464 0 5 SH SOLE 5 0 0 LOWES COS INC Common Stocks 548661107 110 1089 SH SOLE 1089 0 0 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 5288 82621 SH SOLE 82621 0 0 MARRIOTT INTERNATIONAL INC. Common Stocks 571903202 407 2900 SH SOLE 2900 0 0 MATERIALS SECTOR SPDR Equity ETFs 81369Y100 333 5687 SH SOLE 5687 0 0 MCDONALDS CORP Common Stocks 580135101 325 1564 SH SOLE 1564 0 0 MEDIPHARM LABS CORP Common Stocks 58504D100 40 10000 SH SOLE 10000 0 0 MEDTRONIC INC Common Stocks G5960L103 8 80 SH SOLE 80 0 0 MERCK & COMPANY Common Stocks 58933Y105 169 2015 SH SOLE 2015 0 0 MESA ROYALTY TRUST Common Stocks 590660106 34 3000 SH SOLE 3000 0 0 MICROSOFT Common Stocks 594918104 1503 11220 SH SOLE 11220 0 0 MICROVISION INC Common Stocks 594960304 20 25000 SH SOLE 25000 0 0 MOELIS & COMPANY SHS -A Common Stocks 60786M105 89 2539 SH SOLE 2539 0 0 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 644 11945 SH SOLE 11945 0 0 MOODYS CORP Common Stocks 615369105 39 200 SH SOLE 200 0 0 MORGAN STANLEY NEW Common Stocks 617446448 11 250 SH SOLE 250 0 0 MPLX LP Common Stocks 55336V100 315 9785 SH SOLE 9785 0 0 NATIONAL STORAGE AFFILIATES Common Stocks 637870106 240 8300 SH SOLE 8300 0 0 NEPTUNE WELLNESS SOLUTIONS INC Common Stocks 64079L105 218 50000 SH SOLE 50000 0 0 NETFLIX COM INC Common Stocks 64110L106 17 45 SH SOLE 45 0 0 NEW AGE BEVERAGES CORP Common Stocks 64157V108 117 25000 SH SOLE 25000 0 0 NEWMONT MNG CORP Common Stocks 651639106 6 164 SH SOLE 164 0 0 NEXTERA ENERGY PARTNRS LP Common Stocks 65341B106 1 30 SH SOLE 30 0 0 NEXTERA ENERGY, INC. Common Stocks 65339F101 19220 93820 SH SOLE 93820 0 0 NEXTLEAF SOLUTIONS LTD Common Stocks 65347A102 1 4000 SH SOLE 4000 0 0 NIKE INC - CL B Common Stocks 654106103 4 50 SH SOLE 50 0 0 NISOURCE INC Common Stocks 65473P105 14 500 SH SOLE 500 0 0 NORTHSTAR REALTY EUROPE CORP. Common Stocks 66706L101 38 2295 SH SOLE 2295 0 0 NOVARTIS AG SPONSORED ADR Common Stocks 66987V109 27 300 SH SOLE 300 0 0 NRG ENERGY INC Common Stocks 629377508 1 28 SH SOLE 28 0 0 NUCOR CORP Common Stocks 670346105 22 400 SH SOLE 400 0 0 NUSTAR ENERGY LP UNIT Common Stocks 67058H102 74 2715 SH SOLE 2715 0 0 NUVEEN CORE EQUITY ALPHA FUNCOM Equity ETFs 67090X107 46 3274 SH SOLE 3274 0 0 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 11084 1399500 SH SOLE 1399500 0 0 NUVEEN MD QUAL MUNI INC FUND Fixed Income Closed-End Fund 67061Q107 188 14510 SH SOLE 14510 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 18891 813582 SH SOLE 813582 0 0 NUVEEN NC QUAL MUNI INCOME FUND Fixed Income Closed-End Fund 67060P100 252 18935 SH SOLE 18935 0 0 NUVEEN VA QUAL MUNI INCOME FUND Fixed Income Closed-End Fund 67064R102 188 14435 SH SOLE 14435 0 0 NVIDIA CORP Common Stocks 67066G104 682 4155 SH SOLE 4155 0 0 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 27842 5136933 SH SOLE 5136933 0 0 OBITX INC ORD COM Common Stocks 67441R106 0 74 SH SOLE 74 0 0 OCEANFIRST FIN CORP Common Stocks 675234108 50 2000 SH SOLE 2000 0 0 ONE GAS INC Common Stocks 68235P108 5 50 SH SOLE 50 0 0 ONEOK INC Common Stocks 682680103 122 1776 SH SOLE 1776 0 0 ORACLE SYS CORP Common Stocks 68389X105 91 1600 SH SOLE 1600 0 0 OUTFRONT MEDIA INC. Common Stocks 69007J106 18954 734947 SH SOLE 734947 0 0 PARK HOTELS & R Common Stocks 700517105 54 1947 SH SOLE 1947 0 0 PAYCHEX INC Common Stocks 704326107 147 1781 SH SOLE 1781 0 0 PAYPAL HOLDINGS Common Stocks 70450Y103 478 4175 SH SOLE 4175 0 0 PEOPLE'S UNITED FINANCIAL Common Stocks 712704105 8 500 SH SOLE 500 0 0 PEPSICO INC Common Stocks 713448108 101 769 SH SOLE 769 0 0 PERKINELMER INC Common Stocks 714046109 86 892 SH SOLE 892 0 0 PETROCHINA CO LTD ADR Common Stocks 71646E100 3 50 SH SOLE 50 0 0 PFIZER INC Common Stocks 717081103 179 4140 SH SOLE 4140 0 0 PIMCO DYNAMIC CREDIT INCOME Fixed Income Closed-End Fund 72202D106 63 2625 SH SOLE 2625 0 0 PIMCO DYNAMIC INC FUND Fixed Income Closed-End Fund 72201Y101 78 2415 SH SOLE 2415 0 0 PINNACLE WEST CAPITAL Common Stocks 723484101 57 610 SH SOLE 610 0 0 PRIMORIS SERVICES CORP Common Stocks 74164F103 97 4632 SH SOLE 4632 0 0 PRINCIPAL FINANCIAL GRP Common Stocks 74251V102 34 586 SH SOLE 586 0 0 PROCTER & GAMBLE COMPANY Common Stocks 742718109 156 1420 SH SOLE 1420 0 0 PROGRESSIVE CORP Common Stocks 743315103 24 300 SH SOLE 300 0 0 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 69346H100 732 50000 SH SOLE 50000 0 0 QTS REALTY TRUS Common Stocks 74736A103 117 2532 SH SOLE 2532 0 0 REAL ESTATE SEL Equity Closed-End Fund 81369Y860 9 235 SH SOLE 235 0 0 REDWOOD TRUST INC Common Stocks 758075402 21838 1321118 SH SOLE 1321118 0 0 REGENERON PHARMACEUTICALS Common Stocks 75886F107 12 38 SH SOLE 38 0 0 RELIANCE STL & ALUM CO Common Stocks 759509102 109 1149 SH SOLE 1149 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 25516 294509 SH SOLE 294509 0 0 RMR GROUP INC Common Stocks 74967R106 2 33 SH SOLE 33 0 0 ROYAL DUTCH SHELL PLC SPONS Common Stocks 780259206 15 238 SH SOLE 238 0 0 S&P GLOBAL INC Common Stocks 78409V104 46 201 SH SOLE 201 0 0 SALESFORCE .COM Common Stocks 79466L302 13 85 SH SOLE 85 0 0 SANDRIDGE MISSISSIPPIAN TRUST II Common Stocks 80007V106 3 4000 SH SOLE 4000 0 0 SCHLUMBERGER Common Stocks 806857108 3 80 SH SOLE 80 0 0 SCHWAB SHORT TERM US TREASURY Fixed Income ETF 808524862 129769 2565112 SH SOLE 2565112 0 0 SENESTECH INC Common Stocks 81720R109 18 10000 SH SOLE 10000 0 0 SENIOR HSG PPTYS TR SH BEN INT Common Stocks 81721M109 25 3050 SH SOLE 3050 0 0 SHARPSPRING, INC. Common Stocks 820054104 244 18755 SH SOLE 18755 0 0 SHERWIN-WILLIAMS CO. Common Stocks 824348106 50 110 SH SOLE 110 0 0 SILVERCREST ASSET MGMT Common Stocks 828359109 119 8500 SH SOLE 8500 0 0 SOLARIS COPPER INC COM Common Stocks 83418J100 0 2182 SH SOLE 2182 0 0 SOLIGENIX INC Common Stocks 834223307 0 80 SH SOLE 80 0 0 SOUTHERN CO Common Stocks 842587107 133 2400 SH SOLE 2400 0 0 SPDR DJIA TRUST Common Stocks 78467X109 1030 3875 SH SOLE 3875 0 0 SPDR S&P 500 ETF TRUST Equity ETFs 78462F103 37 125 SH SOLE 125 0 0 SPDR S&P REGIONAL BANKING ETF Equity ETFs 78464A698 63 1181 SH SOLE 1181 0 0 SPROUTS FARMERS MARKETS Common Stocks 85208M102 69 3670 SH SOLE 3670 0 0 STANLEY BLACK AND DECKER INC Common Stocks 854502101 29 200 SH SOLE 200 0 0 STAPLES SECTOR SPDR Equity ETFs 81369Y308 456 7852 SH SOLE 7852 0 0 STARBUCKS CORP Common Stocks 855244109 463 5520 SH SOLE 5520 0 0 STERLING BANCORP Common Stocks 85917A100 48 2240 SH SOLE 2240 0 0 STONECASTLE FINANCIAL CORP. Common Stocks 861780104 3006 137873 SH SOLE 137873 0 0 STORE CAPITAL C Common Stocks 862121100 4 120 SH SOLE 120 0 0 STRYKER CORP Common Stocks 863667101 29 140 SH SOLE 140 0 0 SVB FINANCIAL GROUP Common Stocks 78486Q101 229 1018 SH SOLE 1018 0 0 SYNNEX CORP Common Stocks 87162W100 76 775 SH SOLE 775 0 0 SYSCO CORP Common Stocks 871829107 40 565 SH SOLE 565 0 0 TALLGRASS ENERGY GP Common Stocks 874696107 440 20830 SH SOLE 20830 0 0 TARGA RESOURCES Common Stocks 87612G101 843 21463 SH SOLE 21463 0 0 TELARIA INC Common Stocks 879181105 62 8230 SH SOLE 8230 0 0 TELEDYNE TECH INC Common Stocks 879360105 159 580 SH SOLE 580 0 0 TELEFLEX INC Common Stocks 879369106 108 327 SH SOLE 327 0 0 TERADYNE INC Common Stocks 880770102 412 8600 SH SOLE 8600 0 0 TEXTMUNICATION HOLDINGS Common Stocks 883178204 1 5000 SH SOLE 5000 0 0 THOMSON REUTERS CORP Common Stocks 884903709 21527 333963 SH SOLE 333963 0 0 TRINET GROUP IN Common Stocks 896288107 121 1785 SH SOLE 1785 0 0 TRULIEVE CANNABIS CORP Common Stocks 89788C104 55 5000 SH SOLE 5000 0 0 TWITTER INC Common Stocks 90184L102 80 2300 SH SOLE 2300 0 0 TWO HBRS INVT CORP Common Stocks 90187B408 32 2500 SH SOLE 2500 0 0 UNION PAC CORP Common Stocks 907818108 34 200 SH SOLE 200 0 0 UNITED CONTINENTAL HOLDINGS INC. Common Stocks 910047109 381 4350 SH SOLE 4350 0 0 US BANCORP DEL COM NEW Common Stocks 902973304 3 60 SH SOLE 60 0 0 UTILITIES SELECT SECTOR SPDR Equity ETFs 81369Y886 35 581 SH SOLE 581 0 0 VALVOLINE INC Common Stocks 92047W101 90 4624 SH SOLE 4624 0 0 VANGUARD DIVIDEND APPREC Equity ETFs 921908844 86 750 SH SOLE 750 0 0 VANGUARD FTSE EMERGING MARKET ETF Equity ETFs 922042858 398 9350 SH SOLE 9350 0 0 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 466 2680 SH SOLE 2680 0 0 VANGUARD INT-TERM CORP BOND ETF Fixed Income ETF 92206C870 120 1330 SH SOLE 1330 0 0 VANGUARD REIT ETF Equity ETFs 922908553 16 185 SH SOLE 185 0 0 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 18876 233960 SH SOLE 233960 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 271 4749 SH SOLE 4749 0 0 VF CORP COM Common Stocks 918204108 87 1000 SH SOLE 1000 0 0 VIACOM INC NEW CL B Common Stocks 92553P201 32 1085 SH SOLE 1085 0 0 VILLAGE FARMS INTL INC Common Stocks 92707Y108 572 50000 SH SOLE 50000 0 0 VISA INC Common Stocks 92826C839 826 4761 SH SOLE 4761 0 0 WAL MART STORES INC Common Stocks 931142103 372 3371 SH SOLE 3371 0 0 WALT DISNEY COMPANY Common Stocks 254687106 12031 86155 SH SOLE 86155 0 0 WASTE MGMT INC DEL Common Stocks 94106L109 109 941 SH SOLE 941 0 0 WATSCO INC. Common Stocks 942622200 39 241 SH SOLE 241 0 0 WEBSTER FINL CP Common Stocks 947890109 82 1724 SH SOLE 1724 0 0 WEIBO CORP ADR Common Stocks 948596101 324 7430 SH SOLE 7430 0 0 WESTERN MIDSTREAM PARTNERS LP Common Stocks 958669103 1563 50808 SH SOLE 50808 0 0 Westinghouse Air Brake Tech Corp Common Stocks 929740108 3 43 SH SOLE 43 0 0 WILLIAMS COS INC Common Stocks 969457100 550 19619 SH SOLE 19619 0 0 WORLD CLASS EXTRACTIONS INC Common Stocks 98143W101 5 50400 SH SOLE 50400 0 0 WPP PLC Common Stocks 92937A102 75 1200 SH SOLE 1200 0 0 XCEL ENERGY INC Common Stocks 98389B100 190 3200 SH SOLE 3200 0 0 YUM BRANDS INC COM Common Stocks 988498101 102 925 SH SOLE 925 0 0 YUM CHINA HOLDINGS INC Common Stocks 98850P109 43 925 SH SOLE 925 0 0 ZAYO GROUP HLDGS INC Common Stocks 98919V105 124 3760 SH SOLE 3760 0 0