CHIEF COMPLIANCE OFFICER

0001387131-19-003562.txt : 20190514 0001387131-19-003562.hdr.sgml : 20190514 20190514110217 ACCESSION NUMBER: 0001387131-19-003562 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 19821096 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 03-31-2019 03-31-2019 false Hilton Capital Management, LLC

1010 Franklin Avenue Garden City NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS CHIEF COMPLIANCE OFFICER 516-535-3828 /s/ BARBARA MARTENS GARDEN CITY NY 05-14-2019 0 355 740143 INFORMATION TABLE 2 infotable.xml ALTABA INC COM Common Stocks 021346101 15 200 SH SOLE 0 0 200 ADVANCED AUTO PARTS Common Stocks 00751Y106 88 518 SH SOLE 518 0 0 APPLE INC. Common Stocks 037833100 3808 20046 SH SOLE 5771 0 14275 ALMADEN MINERALS LTD Common Stocks 020283305 15 25000 SH SOLE 0 0 25000 ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN Common Stocks 01881G106 7 250 SH SOLE 0 0 250 ABBVIE INC Common Stocks 00287Y109 174 2160 SH SOLE 0 0 2160 ABBOTT LABS Common Stocks 002824100 173 2160 SH SOLE 0 0 2160 BARRICK GOLD CORP Common Stocks 067901108 3 200 SH SOLE 0 0 200 AURORA CANNABIS INC Common Stocks 05156X108 4478 494232 SH SOLE 6000 0 488232 ACCENTURE PLC Common Stocks G1151C101 218 1236 SH SOLE 294 0 942 ADOBE SYSTEMS INC RSTD Common Stocks 00724F101 11 40 SH SOLE 0 0 40 ARCHER DANIELS MIDLAND Common Stocks 039483102 9902 229583 SH SOLE 179419 0 50164 AUTOMATIC DATA PROCESSING Common Stocks 053015103 125 780 SH SOLE 0 0 780 FIRST MAJESTIC SILVER CORP Common Stocks 32076V103 33 5000 SH SOLE 0 0 5000 AMERICAN CAPITAL AGENCY CORP Common Stocks 00123Q104 54 3000 SH SOLE 0 0 3000 ALIGN TECHNOLOGIES INC Common Stocks 016255101 1 5 SH SOLE 0 0 5 ALTAIR ENGINEER Common Stocks 021369103 50 1346 SH SOLE 1346 0 0 ALEXION PHARMACEAUTICALS INC Common Stocks 015351109 3 20 SH SOLE 0 0 20 ADVANCED MICRO DEVICES Common Stocks 007903107 255 10000 SH SOLE 0 0 10000 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETFs 46625H365 4279 167757 PRN SOLE 161150 0 6607 ALERIAN MLP ETF Equity ETFs 00162Q866 50 5000 PRN SOLE 0 0 5000 AMERIPRISE FINL INC Common Stocks 03076C106 307 2400 SH SOLE 0 0 2400 AMAZON COM INC Common Stocks 023135106 11653 6544 SH SOLE 3837 0 2707 ANTHEM INC Common Stocks 036752103 104 364 SH SOLE 174 0 190 AIR PRODUCTS & CHEMICALS INC. Common Stocks 009158106 62 325 SH SOLE 220 0 105 APHRIA INC Common Stocks 03765K104 885 95000 SH SOLE 0 0 95000 ALEXANDRIA REAL EST Common Stocks 015271109 102 712 SH SOLE 712 0 0 ARES MANAGEMENT CORP Common Stocks 03990B101 21437 923611 SH SOLE 724599 0 199012 ARK ETF TR INNOVATION Equity ETFs 00214Q104 3 60 PRN SOLE 0 0 60 ASHLAND GLOBAL HOLDINGS Common Stocks 044186104 73 938 SH SOLE 938 0 0 APTARGROUP INC Common Stocks 038336103 132 1245 SH SOLE 1245 0 0 AVINGER INC Common Stocks 053734208 24 25000 SH SOLE 0 0 25000 AVERY DENNISON CORP. Common Stocks 053611109 63 555 SH SOLE 0 0 555 AMERICAN WTR WKS CO INC NEW Common Stocks 030420103 99 945 SH SOLE 945 0 0 AMERICAN EXPRESS CO Common Stocks 025816109 1554 14220 SH SOLE 0 0 14220 BOEING CO Common Stocks 097023105 24 63 SH SOLE 63 0 0 ALIBABA GROUP ADR Common Stocks 01609W102 675 3700 SH SOLE 1400 0 2300 BANK AMER CORP Common Stocks 060505104 88 3200 SH SOLE 0 0 3200 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 17069 293586 SH SOLE 231764 0 61822 STONECASTLE FINANCIAL CORP. Common Stocks 861780104 1175 54833 SH SOLE 16503 0 38330 BECTON DICKINSON 6.125 CVT DTD 5/01/20 Common Stocks 075887208 174 2799 SH SOLE 809 0 1990 BERRY GLOBAL GROUP INC Common Stocks 08579W103 169 3139 SH SOLE 3139 0 0 BIOGEN IDEAC INC Common Stocks 09062X103 4 15 SH SOLE 0 0 15 BANK OF NEW YORK MELLON CORP Common Stocks 064058100 111 2200 SH SOLE 0 0 2200 BLACKROCK INC. Common Stocks 09247X101 363 850 SH SOLE 850 0 0 BRISTOL MYERS SQUIBB CO Common Stocks 110122108 89 1875 SH SOLE 1130 0 745 BOX INC Common Stocks 10316T104 19 1000 SH SOLE 0 0 1000 BP P L C ADR SPONSORED Common Stocks 055622104 44 1000 SH SOLE 0 0 1000 BUCKEYE PARTNERS L P Common Stocks 118230101 22 648 SH SOLE 0 0 648 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 19464 187710 SH SOLE 144989 0 42721 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 709 3530 SH SOLE 0 0 3530 BROOKS AUTOMATION INC Common Stocks 114340102 166 5654 SH SOLE 2654 0 3000 BARNWELL INDUSTRIES INC. Common Stocks 068221100 1 500 SH SOLE 0 0 500 BURLINGTON STORES INC Common Stocks 122017106 68 432 SH SOLE 432 0 0 BLACKSTONE GROUP LP Common Stocks 09253U108 436 12480 SH SOLE 12480 0 0 CITIGROUP INC Common Stocks 172967424 45 720 SH SOLE 0 0 720 CATERPILLAR INC Common Stocks 149123101 248 1833 SH SOLE 163 0 1670 CHUBB LTD Common Stocks H1467J104 153 1094 SH SOLE 303 0 791 CAMBREX CORP COM Common Stocks 132011107 94 2428 SH SOLE 2428 0 0 CBS CORP NEW CL B Common Stocks 124857202 52 1085 SH SOLE 0 0 1085 CHEMOURS CO Common Stocks 163851108 5 124 SH SOLE 0 0 124 CAMECO CORP Common Stocks 13321L108 59 5000 SH SOLE 0 0 5000 CENTENNIAL RESOURCE Common Stocks 15136A102 47 5394 SH SOLE 5394 0 0 CELGENE CORP Common Stocks 151020104 568 6020 SH SOLE 0 0 6020 CERNER CORP Common Stocks 156782104 5 80 SH SOLE 0 0 80 CITIZENS FINL GROUP INC Common Stocks 174610105 104 3193 SH SOLE 3193 0 0 CONFORMIS INC Common Stocks 20717E101 6 2000 SH SOLE 0 0 2000 CULLEN/FROST BANKERS, INC. Common Stocks 229899109 105 1084 SH SOLE 1084 0 0 CHEMICAL FINANCIAL CORP Common Stocks 163731102 92 2235 SH SOLE 2235 0 0 CHARTER COMMUNI Common Stocks 16119P108 14 40 SH SOLE 0 0 40 COLGATE PALMOLIVE CO Common Stocks 194162103 27 400 SH SOLE 0 0 400 CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER Common Stocks 131476103 7 2000 SH SOLE 0 0 2000 COMCAST CORP NEW CL A Common Stocks 20030N101 262 6563 SH SOLE 5749 0 814 CME GROUP INC Common Stocks 12572Q105 16663 101247 SH SOLE 76435 0 24812 CMS ENERGY CORP Common Stocks 125896100 96 1729 SH SOLE 1729 0 0 CONDUENT INC Common Stocks 206787103 83 5969 SH SOLE 5969 0 0 AMERICOLD REALTY TRUST Common Stocks 03064D108 34127 1118549 SH SOLE 850008 0 268541 COTT CORPORATION Common Stocks 22163N106 9597 656847 SH SOLE 522560 0 134287 CHARLES RIVER LABS INTL Common Stocks 159864107 118 812 SH SOLE 812 0 0 SALESFORCE .COM Common Stocks 79466L302 13 85 SH SOLE 0 0 85 CISCO SYS INC Common Stocks 17275R102 919 17029 SH SOLE 8023 0 9006 CANNTRUST HOLDINGS INC Common Stocks 137800207 698 90000 SH SOLE 0 0 90000 CITIUS PHARMACEUTICALS INC Common Stocks 17322U207 1 667 SH SOLE 0 0 667 CVS CORP Common Stocks 126650100 11 200 SH SOLE 0 0 200 CHEVRONTEXACO CORP Common Stocks 166764100 156 1266 SH SOLE 420 0 846 DOMINION ENERGY INC Common Stocks 25746U109 12 162 SH SOLE 0 0 162 DEERE & CO Common Stocks 244199105 16 100 SH SOLE 0 0 100 DELL TECHNOLOGIES INC COM CL C Common Stocks 24703L202 10 172 SH SOLE 0 0 172 DIAGEO PLC ADR SPONSORED Common Stocks 25243Q205 41 250 SH SOLE 0 0 250 DOLLAR GENERAL CORP Common Stocks 256677105 18 150 SH SOLE 0 0 150 DR HORTON INC. Common Stocks 23331A109 17729 428447 SH SOLE 316334 0 112113 DANAHER CORP DEL COM Common Stocks 235851102 11 80 SH SOLE 0 0 80 SPDR DJIA TRUST Common Stocks 78467X109 1004 3875 SH SOLE 3875 0 0 WALT DISNEY COMPANY Common Stocks 254687106 277 2491 SH SOLE 2315 0 176 DOLLAR TREE INC Common Stocks 256746108 2 20 SH SOLE 0 0 20 DUNKIN BRANDS GROUP Common Stocks 265504100 79 1052 SH SOLE 1052 0 0 DOVER CORP Common Stocks 260003108 9 100 SH SOLE 0 0 100 AMDOCS LIMITED Common Stocks G02602103 159 2941 SH SOLE 2941 0 0 DOUBLELINE INCOME SOLUTIONS FUND Fixed Income Closed-End Fund 258622109 71 3580 PRN SOLE 0 0 3580 DUKE ENERGY CORP NEW Common Stocks 26441C204 39 433 SH SOLE 269 0 164 DOWDUPONT INC Common Stocks 26078J100 95 1777 SH SOLE 559 0 1218 ECOLAB INC. Common Stocks 278865100 67 380 SH SOLE 0 0 380 CONSOLIDATED EDISON INC Common Stocks 209115104 43 504 SH SOLE 300 0 204 EDAP TMS SA-ADR Common Stocks 268311107 75 25000 SH SOLE 0 0 25000 ISHARES TR MSCI EAFE IDX Common Stocks 464287465 13 195 SH SOLE 195 0 0 ELLINGTON FINANCIAL LLC Common Stocks 288522303 45 2495 SH SOLE 0 0 2495 ISHARES JP MORGAN USD EM BOND ETF Fixed Income ETF 464288281 20745 188485 PRN SOLE 145126 0 43359 EMCOR GROUP INC Common Stocks 29084Q100 99 1350 SH SOLE 1350 0 0 ENLINK MIDSTREAM LLC Common Stocks 29336T100 140 10925 SH SOLE 0 0 10925 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 22528 774156 SH SOLE 476263 0 297893 EQT CORP Common Stocks 26884L109 65 3145 SH SOLE 3145 0 0 ELBIT SYSTEMS LTD. Common Stocks M3760D101 21 160 SH SOLE 0 0 160 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 573 37284 SH SOLE 0 0 37284 EV ENERGY PARTNERS LP Common Stocks 26926V107 0 3500 SH SOLE 0 0 3500 EVERGY INC Common Stocks 30034W106 12370 213093 SH SOLE 165925 0 47168 ISHARES MSCI JAPAN INDEX FD Equity ETFs 46434G822 7 125 PRN SOLE 0 0 125 EXELON CORP Common Stocks 30161N101 30 607 SH SOLE 0 0 607 FORD MTR CO DEL Common Stocks 345370860 4 400 SH SOLE 0 0 400 FACEBOOK INC Common Stocks 30303M102 1801 10804 SH SOLE 4978 0 5826 FOUR CORNERS PROPERTY TRUST Common Stocks 35086T109 10 350 SH SOLE 0 0 350 FEDEX CORP Common Stocks 31428X106 2 10 SH SOLE 0 0 10 FIRST ENERGY CORP. Common Stocks 337932107 57 1376 SH SOLE 928 0 448 FIREEYE INC Common Stocks 31816Q101 140 8349 SH SOLE 8349 0 0 FIRST FINANCIAL BANCORP Common Stocks 320209109 22 932 SH SOLE 0 0 932 FIDELITY INDUSTRIALS ETF Equity ETFs 316092709 325 8515 PRN SOLE 0 0 8515 FIDELITY NATL INFO Common Stocks 31620M106 93 818 SH SOLE 818 0 0 FOOT LOCKER INC Common Stocks 344849104 83 1370 SH SOLE 1370 0 0 FLIR SYSTEMS INC Common Stocks 302445101 92 1935 SH SOLE 1935 0 0 FIDELITY CONS STAPLES ETF Equity ETFs 316092303 308 9100 PRN SOLE 0 0 9100 FIDELITY INFO TECH ETF Equity ETFs 316092808 528 8910 PRN SOLE 0 0 8910 FRONTIER COMMUNICATIONS CORP Common Stocks 35906A306 1 533 SH SOLE 0 0 533 FORTIVE CORP Common Stocks 34959J108 3 40 SH SOLE 0 0 40 GATX CORP Common Stocks 361448103 38 500 SH SOLE 0 0 500 GENERAL DYNAMICS CORP. Common Stocks 369550108 205 1209 SH SOLE 124 0 1085 GDS HOLDINGS LTD - ADR Common Stocks 36165L108 206 5765 SH SOLE 0 0 5765 GENERAL ELEC CO Common Stocks 369604103 8 800 SH SOLE 0 0 800 GENESIS ENERGY LP Common Stocks 371927104 117 5000 SH SOLE 0 0 5000 GILEAD Sciences Common Stocks 375558103 46 700 SH SOLE 700 0 0 ALPHABET INC -CL C Common Stocks 02079K107 6026 5136 SH SOLE 2268 0 2868 ALPHABET INC -CL A Common Stocks 02079K305 950 807 SH SOLE 145 0 662 GRANITE POINT MORTGAGE TRUST Common Stocks 38741L107 9 473 SH SOLE 0 0 473 GARMIN LTD Common Stocks H2906T109 29 340 SH SOLE 0 0 340 GOLDMAN SACHS GROUP INC Common Stocks 38141G104 118 615 SH SOLE 0 0 615 ISHARES INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 52303 474365 PRN SOLE 358422 0 115943 HALLIBURTON CO Common Stocks 406216101 282 9610 SH SOLE 9610 0 0 HOWARD BANCORP Common Stocks 442496105 222 14985 SH SOLE 0 0 14985 HOME DEPOT INC Common Stocks 437076102 666 3472 SH SOLE 1500 0 1972 HYDROPOTHECARY Common Stocks 428304109 1488 224500 SH SOLE 0 0 224500 HILTON WORLDWIDE HOLDINGS INC. Common Stocks 43300A203 249 3000 SH SOLE 3000 0 0 HONEYWELL INTL INC COM Common Stocks 438516106 32 200 SH SOLE 0 0 200 HELMERICH PAYNE INC Common Stocks 423452101 90 1617 SH SOLE 1617 0 0 HARRIS CORP. Common Stocks 413875105 16307 102103 SH SOLE 80234 0 21869 HARVEST OIL & GAS CORP Common Stocks 41755V102 1 34 SH SOLE 0 0 34 HOST HOTELS & RESORTS INC. Common Stocks 44107P104 18833 996429 SH SOLE 788145 0 208284 HERCULES CAPITAL INC Common Stocks 427096508 0 25 SH SOLE 25 0 0 HUBBELL INC Common Stocks 443510607 24 200 SH SOLE 0 0 200 DIREXION HIGH YIELD BEAR 2X Fixed Income ETF 25490K190 160 9300 PRN SOLE 0 0 9300 INTELSAT SA Common Stocks L5140P101 16 1000 SH SOLE 0 0 1000 IAMGOLD CORP Common Stocks 450913108 17 5000 SH SOLE 0 0 5000 IBERIABANK CORP 6.10 SER D FTF PFD FC 05/01/24 Preferred Stock 450828702 627 25000 PRN SOLE 25000 0 0 I B M Common Stocks 459200101 183 1300 SH SOLE 0 0 1300 INTERCONTINENTAL EXCHANGE INC Common Stocks 45866F104 38 502 SH SOLE 339 0 163 IDACORP INC Common Stocks 451107106 102 1024 SH SOLE 1024 0 0 INTGTD DEVICE TECH CALIF Common Stocks 458118106 98 2000 SH SOLE 0 0 2000 ISHARES 7-10 YR TREASURY BD ETF Fixed Income ETF 464287440 17 155 PRN SOLE 0 0 155 ING CLARION GLB RE EST INCM COM Equity ETFs 12504G100 52 7000 PRN SOLE 0 0 7000 INTEL CORP Common Stocks 458140100 393 7315 SH SOLE 5669 0 1646 IQIYI INC Common Stocks 46267X108 60 2500 SH SOLE 0 0 2500 INDEPENDENCE REALTY TRUST Common Stocks 45378A106 19 1730 SH SOLE 0 0 1730 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 69346H100 709 50000 PRN SOLE 50000 0 0 ISHARES US HOME CONSTRUCTION ETF Equity ETFs 464288752 409 11595 PRN SOLE 0 0 11595 ILLINOIS TOOL WORKS INC Common Stocks 452308109 11 80 SH SOLE 0 0 80 INVESCO MORTGAGE CAPITAL INCCOM Common Stocks 46131B100 47 3000 SH SOLE 0 0 3000 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 245 1620 PRN SOLE 1620 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 430 2810 PRN SOLE 80 0 2730 ISHARES RUSSELL MIDCAP Equity ETFs 464287499 825 15300 PRN SOLE 15300 0 0 ISHARES U.S. FINANCIAL SERVICES ETF Equity ETFs 464287770 713 5715 PRN SOLE 5715 0 0 NUVEEN CORE EQUITY ALPHA FUNCOM Equity ETFs 67090X107 46 3274 PRN SOLE 0 0 3274 JACOBS ENGN GRP INC Common Stocks 469814107 176 2341 SH SOLE 2341 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 17557 754164 PRN SOLE 588681 0 165483 JOHNSON & JOHNSON Common Stocks 478160104 26710 191069 SH SOLE 142280 0 48789 J P MORGAN CHASE & CO Common Stocks 46625H100 553 5466 SH SOLE 4463 0 1003 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 10394 1344679 PRN SOLE 1049333 0 295346 KRAFT HEINZ CO/ Common Stocks 500754106 33 1000 SH SOLE 0 0 1000 KKR Common Stocks 48251W104 22155 943170 SH SOLE 746781 0 196389 KLA-TENCOR CORPORATION Common Stocks 482480100 6 50 SH SOLE 50 0 0 KINDER MORGAN INC Common Stocks 49456B101 215 10765 SH SOLE 0 0 10765 KNOWLES CORP Common Stocks 49926D109 98 5550 SH SOLE 0 0 5550 COCA COLA CO Common Stocks 191216100 13 280 SH SOLE 0 0 280 KROGER CO Common Stocks 501044101 68 2750 SH SOLE 0 0 2750 SPDR S&P REGIONAL BANKING ETF Equity ETFs 78464A698 101 1962 PRN SOLE 77 0 1885 KANSAS CITY SOUTHERN Common Stocks 485170302 14 120 SH SOLE 0 0 120 Lord Abbett Short Duration Income Fund Equity ETFs 543916464 0 5 PRN SOLE 5 0 0 LENNAR CORP-A Common Stocks 526057104 109 2221 SH SOLE 2221 0 0 LINDE PLC COM Common Stocks G5494J103 11 60 SH SOLE 0 0 60 LEAGOLD MINING CORP Common Stocks 52176A205 14 10000 SH SOLE 0 0 10000 LOCKHEED MARTIN CORP. Common Stocks 539830109 128 427 SH SOLE 153 0 274 LINCOLN NATIONAL CORP. Common Stocks 534187109 38 651 SH SOLE 439 0 212 LOGMEIN INC Common Stocks 54142L109 22 280 SH SOLE 280 0 0 LOWES COS INC Common Stocks 548661107 100 912 SH SOLE 639 0 273 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 274 2301 PRN SOLE 0 0 2301 LIVE NATION ENT INC Common Stocks 538034109 69 1084 SH SOLE 1084 0 0 MARRIOTT INTERNATIONAL INC. Common Stocks 571903202 363 2900 SH SOLE 2900 0 0 MERCHANTS BANCORP 7.0 SER A FTF PFD FC 4/1/24 Preferred Stock 58844R405 2449 94477 PRN SOLE 76212 0 18265 MOELIS & COMPANY SHS -A Common Stocks 60786M105 101 2421 SH SOLE 2421 0 0 MCDONALDS CORP Common Stocks 580135101 297 1564 SH SOLE 1462 0 102 MOODYS CORP Common Stocks 615369105 36 200 SH SOLE 0 0 200 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 659 13195 SH SOLE 89 0 13106 MEDTRONIC INC Common Stocks G5960L103 7 80 SH SOLE 0 0 80 SPDR S&P MIDCAP ETF TRST Equity ETFs 78467Y107 380 1100 PRN SOLE 0 0 1100 3M CO COM Common Stocks 88579Y101 4 20 SH SOLE 0 0 20 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 5009 82621 SH SOLE 28575 0 54046 ALTRIA GROUP INC COM Common Stocks 02209S103 59 1023 SH SOLE 690 0 333 MPLX LP Common Stocks 55336V100 322 9785 SH SOLE 0 0 9785 MERCK & COMPANY Common Stocks 58933Y105 168 2015 SH SOLE 837 0 1178 MORGAN STANLEY NEW Common Stocks 617446448 11 250 SH SOLE 0 0 250 MICROSOFT Common Stocks 594918104 1677 14219 SH SOLE 3729 0 10490 MESA ROYALTY TRUST Common Stocks 590660106 38 3000 SH SOLE 0 0 3000 MICROVISION INC Common Stocks 594960304 24 25000 SH SOLE 0 0 25000 NUVEEN CAL ABC DIV ADV MUNI INC FUND Fixed Income Closed-End Fund 67066Y105 569 41290 PRN SOLE 18705 0 22585 NEXTERA ENERGY, INC. Common Stocks 65339F101 17998 93101 SH SOLE 68835 0 24266 NEWMONT MNG CORP Common Stocks 651639106 6 164 SH SOLE 0 0 164 NEXTERA ENERGY PARTNRS LP Common Stocks 65341B106 1 30 SH SOLE 30 0 0 NEPTUNE WELLNESS SOLUTIONS INC Common Stocks 64079L105 160 50000 SH SOLE 0 0 50000 NETFLIX COM INC Common Stocks 64110L106 380 1065 SH SOLE 45 0 1020 NISOURCE INC Common Stocks 65473P105 14 500 SH SOLE 0 0 500 NIKE INC - CL B Common Stocks 654106103 4 50 SH SOLE 0 0 50 NATIONAL BANKSHARES, INC. Common Stocks 634865109 114 2669 SH SOLE 44 0 2625 ANNALY CAP MGMT INC Common Stocks 035710409 50 5000 SH SOLE 0 0 5000 NUVEEN MD QUAL MUNI INC FUND Fixed Income Closed-End Fund 67061Q107 556 44510 PRN SOLE 20160 0 24350 NUVEEN NC QUAL MUNI INCOME FUND Fixed Income Closed-End Fund 67060P100 653 51250 PRN SOLE 19500 0 31750 NUVEEN VA QUAL MUNI INCOME FUND Fixed Income Closed-End Fund 67064R102 562 44285 PRN SOLE 20060 0 24225 NORTHSTAR REALTY EUROPE CORP. Common Stocks 66706L101 40 2295 SH SOLE 0 0 2295 NRG ENERGY INC Common Stocks 629377508 1 28 SH SOLE 0 0 28 NUSTAR ENERGY LP UNIT Common Stocks 67058H102 76 2815 SH SOLE 0 0 2815 NATIONAL STORAGE AFFILIATES Common Stocks 637870106 237 8300 SH SOLE 0 0 8300 BANK OF NT BUTTERFIELD & SON Common Stocks G0772R208 44 1235 SH SOLE 0 0 1235 NUCOR CORP Common Stocks 670346105 23 400 SH SOLE 0 0 400 NVIDIA CORP Common Stocks 67066G104 746 4155 SH SOLE 1780 0 2375 NOVARTIS AG SPONSORED ADR Common Stocks 66987V109 29 300 SH SOLE 0 0 300 NXP SEMICONDUCTOR Common Stocks N6596X109 119 1350 SH SOLE 0 0 1350 NEW YORK CMNTY BANCORP INC Common Stocks 649445103 23 2000 SH SOLE 0 0 2000 OCEANFIRST FIN CORP Common Stocks 675234108 48 2000 SH SOLE 0 0 2000 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 26107 5040033 SH SOLE 3846343 0 1193690 OLD DOMINION FGHT LINES Common Stocks 679580100 80 553 SH SOLE 553 0 0 ONE GAS INC Common Stocks 68235P108 4 50 SH SOLE 0 0 50 ONEOK INC Common Stocks 682680103 124 1776 SH SOLE 0 0 1776 FIDELITY NASDAQCOMP INDEX ETF Equity ETFs 315912808 484 1600 PRN SOLE 0 0 1600 ORACLE SYS CORP Common Stocks 68389X105 86 1600 SH SOLE 0 0 1600 PAYCHEX INC Common Stocks 704326107 143 1781 SH SOLE 839 0 942 PEOPLES UNITED FINANCIAL Common Stocks 712704105 8 500 SH SOLE 0 0 500 PIMCO DYNAMIC CREDIT INCOME Fixed Income Closed-End Fund 72202D106 62 2625 PRN SOLE 0 0 2625 PAYLOCITY HOLDING CORP Common Stocks 70438V106 63 706 SH SOLE 706 0 0 PIMCO DYNAMIC INC FUND Fixed Income Closed-End Fund 72201Y101 77 2415 PRN SOLE 0 0 2415 PEPSICO INC Common Stocks 713448108 94 769 SH SOLE 419 0 350 PFIZER INC Common Stocks 717081103 176 4140 SH SOLE 2492 0 1648 PRINCIPAL FINANCIAL GRP Common Stocks 74251V102 29 586 SH SOLE 586 0 0 PROCTER & GAMBLE COMPANY Common Stocks 742718109 158 1520 SH SOLE 0 0 1520 PROGRESSIVE CORP Common Stocks 743315103 22 300 SH SOLE 0 0 300 PARK HOTELS & R Common Stocks 700517105 61 1947 SH SOLE 1947 0 0 PERKINELMER INC Common Stocks 714046109 82 851 SH SOLE 851 0 0 PINNACLE WEST CAPITAL Common Stocks 723484101 58 610 SH SOLE 60 0 550 DIREXION DAILY S&P BULL 1.25 Equity ETFs 25490K109 4178 109020 PRN SOLE 72626 0 36394 DIREXION DAILY SML CAP BUL 1 Equity ETFs 25490K208 182 5195 PRN SOLE 0 0 5195 PRIMORIS SERVICES CORP Common Stocks 74164F103 60 2888 SH SOLE 2888 0 0 PETROCHINA CO LTD ADR Common Stocks 71646E100 3 50 SH SOLE 0 0 50 PAYPAL HOLDINGS Common Stocks 70450Y103 434 4175 SH SOLE 0 0 4175 FIRST TRUST ABA COMM BANK ETF Equity ETFs 33736Q104 8 175 PRN SOLE 175 0 0 INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 46090E103 8733 48610 PRN SOLE 34135 0 14475 QTS REALTY TRUS Common Stocks 74736A103 93 2063 SH SOLE 2063 0 0 LIVERAMP HLDGS INC Common Stocks 53815P108 49 898 SH SOLE 898 0 0 ROYAL DUTCH SHELL PLC SPONS Common Stocks 780259206 15 238 SH SOLE 0 0 238 REGENERON PHARMACEUTICALS Common Stocks 75886F107 16 38 SH SOLE 0 0 38 RMR GROUP INC Common Stocks 74967R106 2 33 SH SOLE 0 0 33 RELIANCE STL & ALUM CO Common Stocks 759509102 99 1096 SH SOLE 1096 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 23384 290914 SH SOLE 228902 0 62012 REDWOOD TRUST INC Common Stocks 758075402 20972 1298562 SH SOLE 970850 0 327712 SILVERCREST ASSET MGMT Common Stocks 828359109 121 8500 SH SOLE 0 0 8500 STARBUCKS CORP Common Stocks 855244109 410 5520 SH SOLE 5200 0 320 SCHWAB SHORT TERM US TREASURY Fixed Income ETF 808524862 106875 2129409 PRN SOLE 1526248 0 603161 SCHWAB INTERMEDIATE-TERM US TREASURY Fixed Income ETF 808524854 0 0 PRN SOLE 0 0 0 SANDRIDGE MISSISSIPPIAN TRUST II Common Stocks 80007V106 4 4000 SH SOLE 0 0 4000 SPROUTS FARMERS MARKETS Common Stocks 85208M102 75 3500 SH SOLE 3500 0 0 SHARPSPRING, INC. Common Stocks 820054104 708 44200 SH SOLE 21460 0 22740 SHERWIN-WILLIAMS CO. Common Stocks 824348106 47 110 SH SOLE 0 0 110 SVB FINANCIAL GROUP Common Stocks 78486Q101 226 1018 SH SOLE 1018 0 0 SCHLUMBERGER Common Stocks 806857108 3 80 SH SOLE 0 0 80 SENESTECH INC Common Stocks 81720R109 12 10000 SH SOLE 0 0 10000 SOLIGENIX INC Common Stocks 834223307 0 80 SH SOLE 0 0 80 SENIOR HSG PPTYS TR SH BEN INT Common Stocks 81721M109 36 3050 SH SOLE 0 0 3050 SOUTHERN CO Common Stocks 842587107 124 2400 SH SOLE 0 0 2400 ISHARES SEMICONDUCTOR ETF Equity ETFs 464287523 82 432 PRN SOLE 0 0 432 S&P GLOBAL INC Common Stocks 78409V104 42 201 SH SOLE 136 0 65 SPOTIFY TECHNOLOGIES Common Stocks 177876291 97 700 SH SOLE 0 0 700 SPDR S&P 500 ETF TRUST Equity ETFs 78462F103 35 125 PRN SOLE 0 0 125 EXTENDED STAY AMERICA, INC. Common Stocks 30224P200 123 6842 SH SOLE 3410 0 3432 STERLING BANCORP Common Stocks 85917A100 42 2240 SH SOLE 0 0 2240 STORE CAPITAL C Common Stocks 862121100 4 120 SH SOLE 0 0 120 STANLEY BLACK AND DECKER INC Common Stocks 854502101 27 200 SH SOLE 0 0 200 STRYKER CORP Common Stocks 863667101 28 140 SH SOLE 0 0 140 SYSCO CORP Common Stocks 871829107 38 565 SH SOLE 381 0 184 A T & T INC (NEW) Common Stocks 00206R102 141 4512 SH SOLE 0 0 4512 TELEDYNE TECH INC Common Stocks 879360105 131 553 SH SOLE 553 0 0 TERADYNE INC Common Stocks 880770102 343 8600 SH SOLE 0 0 8600 TELEFLEX INC Common Stocks 879369106 56 186 SH SOLE 186 0 0 TALLGRASS ENERGY GP Common Stocks 874696107 524 20830 SH SOLE 0 0 20830 TELARIA INC Common Stocks 879181105 50 7848 SH SOLE 7848 0 0 TRINET GROUP IN Common Stocks 896288107 79 1317 SH SOLE 1317 0 0 TARGA RESOURCES Common Stocks 87612G101 899 21638 SH SOLE 3162 0 18476 THOMAS REUTERS CORP Common Stocks 884903709 19407 327828 SH SOLE 254771 0 73057 TWO HBRS INVT CORP Common Stocks 90187B408 34 2500 SH SOLE 0 0 2500 TWITTER INC Common Stocks 90184L102 76 2300 SH SOLE 0 0 2300 TEXTMUNICATION HOLDINGS Common Stocks 883178204 2 5000 SH SOLE 0 0 5000 UNITED CONTINENTAL HOLDINGS INC. Common Stocks 910047109 347 4350 SH SOLE 4350 0 0 ULTIMATE SOFTWARE GROUP Common Stocks 90385D107 75 226 SH SOLE 226 0 0 UNION PAC CORP Common Stocks 907818108 33 200 SH SOLE 0 0 200 URBAN OUTFITTERS INC Common Stocks 917047102 67 2255 SH SOLE 2255 0 0 US BANCORP DEL COM NEW Common Stocks 902973304 3 60 SH SOLE 0 0 60 VISA INC Common Stocks 92826C839 744 4761 SH SOLE 2009 0 2752 VANGUARD INT-TERM CORP BOND ETF Fixed Income ETF 92206C870 116 1330 PRN SOLE 0 0 1330 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 18146 227503 PRN SOLE 167802 0 59701 VILLAGE FARMS INTL INC Common Stocks 92707Y108 701 50000 SH SOLE 0 0 50000 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 462 2680 PRN SOLE 0 0 2680 VIACOM INC NEW CL B Common Stocks 92553P201 30 1085 SH SOLE 0 0 1085 VANGUARD DIVIDEND APPREC Equity ETFs 921908844 145 1320 PRN SOLE 1320 0 0 VANGUARD REIT ETF Equity ETFs 922908553 16 185 PRN SOLE 85 0 100 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 10678 984165 PRN SOLE 782600 0 201565 VALVOLINE INC Common Stocks 92047W101 56 3006 SH SOLE 3006 0 0 VANGUARD FTSE EMERGING MARKET ETF Equity ETFs 922042858 397 9350 PRN SOLE 0 0 9350 VERIZON COMMUNICATIONS Common Stocks 92343V104 281 4749 SH SOLE 1000 0 3749 Westinghouse Air Brake Tech Corp Common Stocks 929740108 3 43 SH SOLE 0 0 43 WEIBO CORP ADR Common Stocks 948596101 461 7430 SH SOLE 1730 0 5700 WEBSTER FINL CP Common Stocks 947890109 54 1071 SH SOLE 1071 0 0 WESTERN MIDSTREAM PARTNERS LP Common Stocks 958669103 1593 50808 SH SOLE 0 0 50808 WASTE MGMT INC DEL Common Stocks 94106L109 98 941 SH SOLE 633 0 308 WILLIAMS COS INC Common Stocks 969457100 10503 365717 SH SOLE 281624 0 84093 WAL MART STORES INC Common Stocks 931142103 329 3371 SH SOLE 247 0 3124 WPP PLC Common Stocks 92937A102 63 1200 SH SOLE 0 0 1200 WATSCO INC. Common Stocks 942622200 35 241 SH SOLE 163 0 78 ALKALINE WATER CO INC Common Stocks 01643A207 12 5000 SH SOLE 0 0 5000 CIMAREX ENERGY CO Common Stocks 171798101 69 989 SH SOLE 989 0 0 XCEL ENERGY INC Common Stocks 98389B100 180 3200 SH SOLE 0 0 3200 MATERIALS SECTOR SPDR Equity ETFs 81369Y100 513 9240 PRN SOLE 5950 0 3290 COMMUNICATIONS SERVICES SELECT SPDR FUND Common Stocks 81369Y852 1049 22435 SH SOLE 22435 0 0 ENERGY SELECT SECTOR SPIDER Equity ETFs 81369Y506 1388 20993 PRN SOLE 8123 0 12870 FINANCIAL SELECT SPIDER ETF Equity ETFs 81369Y605 7 270 PRN SOLE 270 0 0 INDUSTRIAL SELECT SECT SPDR Equity ETFs 81369Y704 581 7738 PRN SOLE 4750 0 2988 STAPLES SECTOR SPDR Equity ETFs 81369Y308 635 11310 PRN SOLE 5900 0 5410 REAL ESTATE SEL Equity Closed-End Fund 81369Y860 9 235 PRN SOLE 235 0 0 UTILITIES SELECT SECTOR SPDR Equity ETFs 81369Y886 34 581 PRN SOLE 150 0 431 HEALTH CARE SECTOR SPDR Equity ETFs 81369Y209 609 6640 PRN SOLE 4045 0 2595 EXXON MOBIL CORP Common Stocks 30231G102 10610 131312 SH SOLE 102285 0 29027 YUM BRANDS INC COM Common Stocks 988498101 92 925 SH SOLE 30 0 895 YUM CHINA HOLDINGS INC Common Stocks 98850P109 42 925 SH SOLE 30 0 895 ZAYO GROUP HLDGS INC Common Stocks 98919V105 102 3585 SH SOLE 3585 0 0