0001315863-12-000437.txt : 20121114 0001315863-12-000437.hdr.sgml : 20121114 20121114162553 ACCESSION NUMBER: 0001315863-12-000437 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nokomis Capital, L.L.C. CENTRAL INDEX KEY: 0001541055 IRS NUMBER: 261322387 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14850 FILM NUMBER: 121204966 BUSINESS ADDRESS: STREET 1: 2305 CEDAR SPRINGS ROAD STREET 2: SUITE 420 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972.590.4100 MAIL ADDRESS: STREET 1: 2305 CEDAR SPRINGS ROAD STREET 2: SUITE 420 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 nokomiscap3q12.txt NOKOMIS CAPITAL, L.L.C. 13F 3Q 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nokomis Capital, L.L.C. Address: 2305 Cedar Springs Road Suite 420 Dallas, Texas 75201 13F File Number: 028-14850 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brett Hendrickson Title: Managing Member Phone: 972.590.4100 Signature, Place, and Date of Signing: /s/ Brett Hendrickson Dallas, Texas/USA November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 41 Form 13F Information Table Value Total: $324,750 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 2125 1507007 SH SOLE 1507007 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 8893 1032875 SH SOLE 1032875 AOL INC COM 00184X105 16049 455556 SH SOLE 455556 API TECHNOLOGIES CORP COM NEW 00187E203 1666 580482 SH SOLE 580482 APPLE INC COM 037833100 5525 8282 SH SOLE 8282 BOFI HLDG INC COM 05566U108 3612 138658 SH SOLE 138658 CARMIKE CINEMAS INC COM 143436400 8879 787174 SH SOLE 787174 CROCS INC COM 227046109 7701 475096 SH SOLE 475096 DENNYS CORP COM 24869P104 1808 373556 SH SOLE 373556 DORAL FINL CORP COM NEW 25811P886 2777 2952286 SH SOLE 2952286 DSP GROUP INC COM 23332B106 6237 1050077 SH SOLE 1050077 ECHOSTAR CORP CL A 278768106 19836 692110 SH SOLE 692110 EPL OIL & GAS INC COM 26883D108 2070 102015 SH SOLE 102015 EVOLUTION PETROLEUM CORP COM 30049A107 11181 1383755 SH SOLE 1383755 EXTREME NETWORKS INC COM 30226D106 5950 1776022 SH SOLE 1776022 HAWAIIAN TELCOM HOLDCO INC COM 420031106 8914 502757 SH SOLE 502757 HELMERICH & PAYNE INC COM 423452101 3252 68295 SH SOLE 68295 HOUSTON AMERN ENERGY CORP COM 44183U100 1787 1985545 SH SOLE 1985545 INTERDIGITAL INC COM 45867G101 8938 239814 SH SOLE 239814 KOHLS CORP COM 500255104 5372 104882 SH SOLE 104882 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 5669 970727 SH SOLE 970727 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11110 206920 SH SOLE 206920 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 5481 221710 SH SOLE 221710 MAXLINEAR INC CL A 57776J100 5914 884001 SH SOLE 884001 MIPS TECHNOLOGIES INC COM 604567107 5870 794270 SH SOLE 794270 PERION NETWORK LTD SHS M78673106 2267 322866 SH SOLE 322866 PIONEER ENERGY SVCS CORP COM 723664108 11675 1498676 SH SOLE 1498676 SEAGATE TECHNOLOGY PLC SHS G7945M107 2726 88043 SH SOLE 88043 SHOE CARNIVAL INC COM 824889109 6272 266552 SH SOLE 266552 SPDR GOLD TRUST GOLD SHS 78463V107 542 3152 SH SOLE 3152 SPDR S&P 500 ETF TR TR UNIT 78462F103 36901 256300 SH PUT SOLE 256300 STONE ENERGY CORP COM 861642106 7211 287066 SH SOLE 287066 TRANSATLANTIC PETROLEUM LTD SHS G89982105 6044 5783723 SH SOLE 5783723 TRIQUINT SEMICONDUCTOR INC COM 89674K103 9097 1804900 SH SOLE 1804900 TRUE RELIGION APPAREL INC COM 89784N104 5461 256017 SH SOLE 256017 UNITED STATES OIL FUND LP UNITS 91232N108 24451 716600 SH CALL SOLE 716600 VENOCO INC COM 92275P307 5373 452249 SH SOLE 452249 WINDSTREAM CORP COM 97381W104 17232 1707842 SH SOLE 1707842 WPX ENERGY INC COM 98212B103 3692 222522 SH SOLE 222522 XO GROUP INC COM 983772104 8449 1011905 SH SOLE 1011905 XYRATEX LTD COM G98268108 10741 1171315 SH SOLE 1171315