0001315863-12-000437.txt : 20121114
0001315863-12-000437.hdr.sgml : 20121114
20121114162553
ACCESSION NUMBER: 0001315863-12-000437
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nokomis Capital, L.L.C.
CENTRAL INDEX KEY: 0001541055
IRS NUMBER: 261322387
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14850
FILM NUMBER: 121204966
BUSINESS ADDRESS:
STREET 1: 2305 CEDAR SPRINGS ROAD
STREET 2: SUITE 420
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972.590.4100
MAIL ADDRESS:
STREET 1: 2305 CEDAR SPRINGS ROAD
STREET 2: SUITE 420
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
nokomiscap3q12.txt
NOKOMIS CAPITAL, L.L.C. 13F 3Q 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nokomis Capital, L.L.C.
Address: 2305 Cedar Springs Road
Suite 420
Dallas, Texas 75201
13F File Number: 028-14850
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Brett Hendrickson
Title: Managing Member
Phone: 972.590.4100
Signature, Place, and Date of Signing:
/s/ Brett Hendrickson Dallas, Texas/USA November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 41
Form 13F Information Table Value Total: $324,750 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 2125 1507007 SH SOLE 1507007
ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 8893 1032875 SH SOLE 1032875
AOL INC COM 00184X105 16049 455556 SH SOLE 455556
API TECHNOLOGIES CORP COM NEW 00187E203 1666 580482 SH SOLE 580482
APPLE INC COM 037833100 5525 8282 SH SOLE 8282
BOFI HLDG INC COM 05566U108 3612 138658 SH SOLE 138658
CARMIKE CINEMAS INC COM 143436400 8879 787174 SH SOLE 787174
CROCS INC COM 227046109 7701 475096 SH SOLE 475096
DENNYS CORP COM 24869P104 1808 373556 SH SOLE 373556
DORAL FINL CORP COM NEW 25811P886 2777 2952286 SH SOLE 2952286
DSP GROUP INC COM 23332B106 6237 1050077 SH SOLE 1050077
ECHOSTAR CORP CL A 278768106 19836 692110 SH SOLE 692110
EPL OIL & GAS INC COM 26883D108 2070 102015 SH SOLE 102015
EVOLUTION PETROLEUM CORP COM 30049A107 11181 1383755 SH SOLE 1383755
EXTREME NETWORKS INC COM 30226D106 5950 1776022 SH SOLE 1776022
HAWAIIAN TELCOM HOLDCO INC COM 420031106 8914 502757 SH SOLE 502757
HELMERICH & PAYNE INC COM 423452101 3252 68295 SH SOLE 68295
HOUSTON AMERN ENERGY CORP COM 44183U100 1787 1985545 SH SOLE 1985545
INTERDIGITAL INC COM 45867G101 8938 239814 SH SOLE 239814
KOHLS CORP COM 500255104 5372 104882 SH SOLE 104882
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 5669 970727 SH SOLE 970727
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11110 206920 SH SOLE 206920
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 5481 221710 SH SOLE 221710
MAXLINEAR INC CL A 57776J100 5914 884001 SH SOLE 884001
MIPS TECHNOLOGIES INC COM 604567107 5870 794270 SH SOLE 794270
PERION NETWORK LTD SHS M78673106 2267 322866 SH SOLE 322866
PIONEER ENERGY SVCS CORP COM 723664108 11675 1498676 SH SOLE 1498676
SEAGATE TECHNOLOGY PLC SHS G7945M107 2726 88043 SH SOLE 88043
SHOE CARNIVAL INC COM 824889109 6272 266552 SH SOLE 266552
SPDR GOLD TRUST GOLD SHS 78463V107 542 3152 SH SOLE 3152
SPDR S&P 500 ETF TR TR UNIT 78462F103 36901 256300 SH PUT SOLE 256300
STONE ENERGY CORP COM 861642106 7211 287066 SH SOLE 287066
TRANSATLANTIC PETROLEUM LTD SHS G89982105 6044 5783723 SH SOLE 5783723
TRIQUINT SEMICONDUCTOR INC COM 89674K103 9097 1804900 SH SOLE 1804900
TRUE RELIGION APPAREL INC COM 89784N104 5461 256017 SH SOLE 256017
UNITED STATES OIL FUND LP UNITS 91232N108 24451 716600 SH CALL SOLE 716600
VENOCO INC COM 92275P307 5373 452249 SH SOLE 452249
WINDSTREAM CORP COM 97381W104 17232 1707842 SH SOLE 1707842
WPX ENERGY INC COM 98212B103 3692 222522 SH SOLE 222522
XO GROUP INC COM 983772104 8449 1011905 SH SOLE 1011905
XYRATEX LTD COM G98268108 10741 1171315 SH SOLE 1171315